CBOT |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX #13-285 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
CBOT |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") |
03/04/2019 |
Certified |
03/18/2019 |
|
1 |
CBOT |
Floor Trading Codes Assigned to Ethanol and Distillers' Dried Grain Futures. CBOT #10-211 |
07/20/2010 |
Certified |
07/20/2010 |
|
1 |
CBOT |
Modifications to the Eris Block Broker Rebate Program |
04/13/2023 |
Certified |
04/27/2023 |
|
1 |
CBOT |
Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CBOT #07-105 |
12/12/2007 |
Certified |
12/20/2007 |
|
1 |
CBOT |
Issuing Market Regulation Advisory Notice RA1004-1 regarding changes to the policy for trading in the CBOT Treasury and Swap futures pit, effective on June 15, 2010. CBOT #10-109 |
04/23/2010 |
Certified |
06/11/2010 |
|
1 |
CBOT |
Implementing CBOT Market Maker Program for 2-Year, 5-Year, and 10-Year On-The-Run US Treasury Note Futures. CBOT #10-307 |
10/22/2010 |
Certified |
11/19/2010 |
|
1 |
CBOT |
Modifications to CBOT Interest Rate Market Maker Program. CBOT #10-379 |
12/17/2010 |
Certified |
02/23/2011 |
|
1 |
CBOT |
Modifications to the USD Deliverable Swap Futures Volume Incentive Program ("USD DSF") |
09/16/2015 |
Certified |
09/30/2015 |
|
2 |
CBOT |
Implementation of the Micro Treasury Futures Market Development Program |
02/26/2024 |
Certified |
03/11/2024 |
|
1 |
CBOT |
Market Regulation Advisory Notice RA1005-3- adding products to the list of CME block-eligible products appearing in Section 10. CME/CBOT #10-212 |
07/20/2010 |
Certified |
06/08/2011 |
|
1 |
CBOT |
Various CME Block Trade Modifications. CME/CBOT #14-145 |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
CBOT |
Self-certification of CBOT Financial and Regulatory Bulletin #15-01 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1510-5 Regarding Block Trades |
07/07/2015 |
Certified |
07/21/2015 |
|
1 |
CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. |
10/23/2017 |
Certified |
11/06/2017 |
|
1 |
CBOT |
Modifications to the International Cross-Asset Volume Incentive Program |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
CBOT |
Implementation of the TBA Futures Market Maker Program |
10/20/2022 |
Certified |
11/03/2022 |
|
1 |
CBOT |
Provides Notice of three Regulatory Advisories - RA0806-3, RA0807-3, RA0808-3. CME and CBOT #08-65 involving CME and CBOT Rules 536 (CTR), order entry on consolidated trading floor and 501 and 536 trading restrictions re: employees of members. |
04/02/2008 |
Certified |
04/03/2008 |
|
1 |
CBOT |
Modifications to CBOT Fee Schedule Applicable to Agricultural Futures Fungibility Transactions. CBOT #12-359 |
10/26/2012 |
Certified |
11/10/2012 |
|
1 |
CBOT |
Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 |
03/18/2016 |
Certified |
04/01/2016 |
|
2 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2403-5 Concerning Supervisory Responsibilities for Employees and Agents |
06/28/2024 |
Certified |
07/15/2024 |
|
1 |
CBOT |
Revisions to Rule 539.C - the waiting period has been reduced from 15 to 5 seconds between the entry on CME Globex of a Request Quote and a Request for Cross order in CME/CBOT interest rate options. CME/CBOT/NYMEX/COMEX #11-419 |
11/18/2011 |
Certified |
12/06/2011 |
|
1 |
CBOT |
Updated Block Trade Guidance and Issuance of CME Group Market Regulation Advisory Notice RA1519-5 |
11/27/2015 |
Certified |
12/11/2015 |
|
1 |
CBOT |
Termination of the Ultra 10-Year Block Fee Discount Program |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
CBOT |
Extension of the CBOT Event Contract Cash Settlement Fee Waiver Program |
08/17/2023 |
Certified |
08/31/2023 |
|
1 |
CBOT |
Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 |
10/26/2010 |
Certified |
11/04/2010 |
|
1 |
CBOT |
Modifications to the CBOT ETH Agricultural Trading Incentive Program. CBOT #12-392 |
12/04/2012 |
Certified |
12/19/2012 |
|
1 |
CBOT |
Amendments to Various Rules and the Issuance of Several Revised Market Regulation Advisory Notices in Connection with the Closing of NYMEX and COMEX Open Outcry Options Trading Pits |
12/09/2016 |
Certified |
12/23/2016 |
|
9 |
CBOT |
Weekly Notification of Rule Amendments (Week of August 17, 2020) |
08/24/2020 |
Notified |
08/24/2020 |
|
1 |
CBOT |
Correction to Previously Announced CME Globex Pre-Open Hours for CME, CBOT, NYMEX and COMEX Futures and Options Contracts |
02/10/2022 |
Certified |
02/25/2022 |
|
1 |
CBOT |
Modifications to the Event Contracts Market Maker Program |
08/17/2023 |
Certified |
08/31/2023 |
|
2 |
CBOT |
Adopts a harmonized policy with respect to quotation changes in products traded in the open outcry venue. CME & CBOT RA0803-3 |
02/27/2008 |
Certified |
02/28/2008 |
|
1 |
CBOT |
Eliminates an introductory note at the beginning of CBOT Chapter 6 ("Arbitration") regarding arbitration claims filed prior to November 29, 2007, as no longer necessary. CBOT Submission # 08-204 |
12/17/2008 |
Certified |
12/17/2008 |
|
1 |
CBOT |
Modifications to the Latin America Fund Manager Incentive Program |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
CBOT |
Amendments to Block Trade Reporting Window Requirements for Certain Equity Futures and Options on Futures Contracts and Issuance of CME Group Market Regulation Advisory Notice RA2201-5. |
02/10/2022 |
Certified |
02/25/2022 |
|
1 |
CBOT |
Implementation of the Agricultural Short Term Option Incentive Program |
01/05/2023 |
Certified |
01/20/2023 |
|
1 |
CBOT |
Implementation of the U.S. Majors Adjusted Interest Rate ("AIR") Total Return Futures Market Maker Program |
08/17/2021 |
Certified |
08/31/2021 |
|
2 |
CBOT |
Amends Globex no-bust range (Rule 588.K) to add Central Appalachian Coal Futures. CME/CBOT Submission #08-205 |
12/17/2008 |
Certified |
12/17/2008 |
|
1 |
CBOT |
Establishment of a Block Trade Minimum Threshold in USD/ZAR Futures. CME/CBOT #13-400 |
09/17/2013 |
Certified |
10/02/2013 |
|
1 |
CBOT |
Extension of the Fed Fund Options Floor Broker Pool Program |
12/09/2016 |
Certified |
12/23/2016 |
|
1 |
CBOT |
Modifications to the Micro Treasury Yield Futures Market Maker Program |
08/17/2021 |
Certified |
08/31/2021 |
|
1 |
CBOT |
Modifications to the Event Contracts Market Maker Program |
04/13/2023 |
Certified |
04/27/2023 |
|
2 |
CBOT |
Revises CBOT Fees Schedules to update member firm terminology as part of the CBOT/CME Rulebook harmonization. CBOT #2851.01 |
12/17/2007 |
Certified |
12/17/2007 |
|
1 |
CBOT |
Modifications to the E-mini Dow Market Marker Program for Overnight Trading Hours. CBOT #10-378 |
12/21/2010 |
Certified |
12/30/2010 |
|
1 |
CBOT |
Modifications to the E-mini Equity Index Futures Trade Marker at Close ("TMAC") Market Maker Program |
08/17/2023 |
Certified |
08/31/2023 |
|
2 |
CBOT |
Revisions to Rule 531 ("Trading Against Customers' Orders Prohibited") |
01/22/2015 |
Certified |
02/05/2015 |
|
1 |
CBOT |
Modifications to the Emerging Markets Bank Incentive Program |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
CBOT |
Modifications to the Electronic Treasury Options Market Maker Program |
01/06/2023 |
Certified |
01/23/2023 |
|
1 |