| NYMEX |
Amends NYMEX Rule 536.F regarding the compliance of sanctions and violations aligned with CME and CBOT. CME/CBOT/NYMEX #09-318 |
12/28/2009 |
Certified |
01/11/2010 |
|
1 |
| NYMEX |
Modifications to the NYMEX Brent 25-Day Futures Incentive Program. NYMEX #12-107 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1518-5 Concerning Position Limits and Accountability Levels |
11/03/2015 |
Certified |
11/18/2015 |
|
2 |
| NYMEX |
Weekly Notification of Rule Amendments - Week of December 6, 2021 |
12/14/2021 |
Notified |
12/14/2021 |
|
1 |
| NYMEX |
Modifications to the APAC FCM Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
2 |
| NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 588.D. ("Alternative Resolution by Agreement of Parties") in Connection with Trade Cancellations and Price Adjustments |
05/02/2023 |
Certified |
05/16/2023 |
|
1 |
| NYMEX |
Permits EFSs for Crude Oil and Heating Oil Futures, Allows TAS trades for the 3rd Contract Month in all Eligible Contracts and Allows REBCO to Trade TAS. (Floor and Globex). NYMEX No. 07.33 |
02/22/2007 |
Certified |
03/02/2007 |
|
1 |
| NYMEX |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| NYMEX |
Permits Block Trades in NYMEX Gulf Coast Sour Crude Oil Futures. NYMEX #09-319 |
12/28/2009 |
Certified |
04/30/2010 |
|
1 |
| NYMEX |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
| NYMEX |
Establisment of a Block Trade Minimum Threshold in 3 New NYMEX Products. NYMEX/COMEX #13-517 |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
| NYMEX |
Implementation of the NYMEX Hot-Rolled Coil Steel Market Maker Program |
05/16/2017 |
Certified |
05/31/2017 |
|
2 |
| NYMEX |
Modifications to the APAC FCM Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
| NYMEX |
Revises NYMEX OTC Broker Incentive Program for NYMEX ClearPort Clearing NYMEX #07.112 |
10/12/2007 |
Certified |
10/12/2007 |
|
1 |
| NYMEX |
Adds a uniform termination date and the obligation to submit daily information for use in settlement procedures for all existing Options Market Maker Programs for Exchange products listed on CME Globex. NYMEX #08.05 |
01/15/2008 |
Certified |
01/30/2008 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1605-5R Regarding Suspense Accounts. |
08/18/2016 |
Certified |
09/01/2016 |
|
1 |
| NYMEX |
Modifications to the European Natural Gas Volume Incentive Program |
04/14/2020 |
Certified |
04/28/2020 |
|
2 |
| NYMEX |
Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") |
07/14/2021 |
Certified |
07/28/2021 |
|
1 |
| NYMEX |
Extending and Modifying the New Trader Incentive Program. CME/CBOT/NYMEX/COMEX #12-108 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX energy futures and options contracts that are traded on the Globex Platform or submitted for clearing to the CME Clearing House. NYMEX #13-136 |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
| NYMEX |
Implementing a market making program in support of Iron Ore, 62% Fe North China, (TSI) futures contracts that are traded on Globex. NYMEX #13-331 |
08/09/2013 |
Certified |
08/24/2013 |
|
2 |
| NYMEX |
Establishment of a block trade minimum threshold in (3) new products concurrent with the launch of trading in the new products on Sunday April 27, 2014, for trade date Monday, April 28, 2014. NYMEX/COMEX #14-124 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
| NYMEX |
Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") |
03/27/2017 |
Certified |
04/10/2017 |
|
1 |
| NYMEX |
Reduction of Block Trade Minimum Quantity Threshold Level of Four (4) Natural Gas Futures and Options Contracts |
02/23/2018 |
Certified |
03/09/2018 |
|
1 |
| NYMEX |
Amendments to the European Low Sulphur Gasoil (100mt) Bullet Futures Contract - CME Globex Commodity Code and Daily Settlement Time |
08/02/2022 |
Certified |
08/16/2022 |
|
1 |
| NYMEX |
Amends Existing NOx Emissions Allowance Futures and Regional Greenhouse Gas Initiative (RGGI) CO2 Allowance Futures Contracts. NYMEX #09.142 |
07/31/2009 |
Certified |
08/18/2009 |
|
1 |
| NYMEX |
Modifying NYMEX and COMEX Energy and Metals Products Non-Member Incentive Program. NYMEX/COMEX #12-159 |
06/01/2012 |
Certified |
06/16/2012 |
|
2 |
| NYMEX |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
| NYMEX |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| NYMEX |
Provides Notification of the Listing of Product on Additional Trading Venue and Notification of New Platforms for European-Style Crude Oil and European-Style Natural Gas Options. NYMEX #08.01 |
01/17/2008 |
Certified |
01/17/2008 |
|
1 |
| NYMEX |
Corrects an unintentional error in the requirements applicable to a NYMEX or COMEX member who executes simultaneous buy and sell orders for different beneficial owners in a trading pit. NYMEX #09.149 |
07/31/2009 |
Certified |
05/19/2010 |
|
1 |
| NYMEX |
Implementing a broker rebate program in support of certain NYMEX Brent Crude Oil products that are cleared on CME ClearPort. NYMEX #12-109 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain natural gas futures products. NYMEX #13-140 |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX Financial European Natural Gas Market Maker Program |
03/14/2024 |
Certified |
03/28/2024 |
|
2 |
| NYMEX |
Notification of the Migration of Silver Contracts to TMS (the Trade Management System) from the On Line Trade Entry System. NYMEX No. 07.37 |
03/01/2007 |
Certified |
03/01/2007 |
|
0 |
| NYMEX |
Notifies the CFTC of New Transaction Types/Venues for the Automated Trandfer of Money (ATOM) System. NYMEX #08.06 |
01/17/2008 |
Certified |
01/17/2008 |
|
1 |
| NYMEX |
Eliminates the explicit record retention requirement for all electronically conveyed trading floor messages including instant messages and emails but retains the general record-keeping requirements. NYMEX #08.119R(2) |
01/27/2009 |
Certified |
03/09/2009 |
|
1 |
| NYMEX |
Amendment to Rule 588.G - removing reference to "E-mini MSCI Emerging Markets" due to the delisting of this product. CME/CBOT/NYMEX #11-238 |
06/16/2011 |
Certified |
06/16/2011 |
|
1 |
| NYMEX |
Revisions to Rule 300.D - Disqualification from Certain Committees and Governing Boards. CME/CBOT/NYMEX/COMEX #14-247 |
06/18/2014 |
Certified |
07/03/2014 |
|
1 |
| NYMEX |
Extension of the NN Fee Waiver Program |
12/04/2015 |
Certified |
12/18/2015 |
|
1 |
| NYMEX |
Declaration of Force Majeure with Respect to the RBOB Gasoline Futures Contract |
09/28/2016 |
Certified |
10/13/2016 |
|
2 |
| NYMEX |
Amendments to the CME, CBOT, NYMEX, and COMEX Hedge Exemption Form |
04/12/2022 |
Certified |
04/26/2022 |
|
2 |
| OCX |
Issuing Regulatory Release 2018-3 Block Trading |
02/27/2018 |
Certified |
03/13/2018 |
|
1 |
| OCX |
Amends OCX Rules 116A and submission of New Rules 152A and 207(o), provding for the Chief Reguolatory Officer and the Regulatory Oversight Committee. |
12/31/2009 |
Certified |
01/22/2010 |
|
1 |
| OCX |
Emergency Rule Certification - Emergency Confirmation of Current Block Trading Rule 417 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| OCX |
NASDAQ will begin billing its standard $500 per month port fee for ports setup by firms for OneChicago to report the stock leg of their point and click traded EFP. Notice 2012-15 |
07/13/2012 |
Certified |
07/30/2012 |
|
1 |
| OCX |
Renaming Responsible Trader as Responsible Administrator |
12/24/2014 |
Certified |
01/09/2015 |
|
1 |
| OCX |
Amends Error Trade Nullification Policy by modifying the no bust range, adding the term Questioned Trade, permitting trades within the no bust range to be busted or adjusted if there were an Exchange system failure, and other changes. |
06/01/2007 |
Certified |
06/07/2007 |
|
1 |
| OCX |
Adopting a Trading Platform Fee Schedule |
11/22/2016 |
Withdrawn |
02/03/2017 |
|
1 |
| OCX |
Emergency Rule Certification - Notice to Members - Suspension of Competitive EFP Trading. OCX #14-002 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
