Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
TRUEEX expansion of trading hours 02/16/2018 Notified 02/16/2018 1
TRUEEX Amendments, including Updated Table of Amenments, Exchange Hours and Fees Advisories. TRUEEX #2013-07 08/01/2013 Withdrawn 08/14/2013 2
TRUEEX Self certification of rule amendments. 10/30/2014 Certified 11/14/2014 1
TRUEEX Policies and Procedures regarding trades not accepted for clearing. TRUEEX #2013-12 10/17/2013 Certified 11/01/2013 3
TRUEEX Amendments to trueEX Rulebook, including Updated Table of Amendments. TRUEEX #2014-07D 04/09/2014 Certified 04/24/2014 1
TRUEEX Written Representation regarding 37.702(b) compliance efforts pursuant to CFTC Letter No. 13-62. TRUEEX #2013-13 10/17/2013 Certified 11/01/2013 1
TRUEEX trueEX LLC Rule Amendment of Certain Rules including Updated Table of Amendments/Revisions to Rulebook. TRUEEX #2013-17 12/20/2013 Certified 01/08/2014 1
TRUEEX Policies and Procedures regarding Post-Trade Allocation of Bunched Orders. TRUEEX #2013-18 12/20/2013 Certified 01/08/2014 1
TRUEEX Self certification of rule amendments. 08/07/2014 Certified 08/21/2014 4
USFE Amends Part 4 rules to account for the launch of new futures contracts on Weatherbid Indexes on August 24, 2007, including minimum block trade sizes and maximum electronic trade sizes. USFE #07-6 08/15/2007 Certified 08/22/2007 1
USFE Adopts a market experience pilot program to promote the trading of its Foreign Exchange Spot Equivalent Futures Contracts. USFE #07-11 10/31/2007 Certified 11/01/2007 1
USFE Amends Certain General Trading Rules (Part 4 of USFE Rules) in Relation to the New Event Products, and Also Notifies the CFTC of the Release of a New Version of the Electronic Trading Platform Software (USFE 1.0). 04/18/2007 Certified 08/20/2007 1
USFE Provides Interpretation of Rule 940 - Binary Event Futures 04/27/2007 Certified 05/04/2007 1
USFE Announces the extension of trading hours to 23 hours beginning Sept. 17, 2007, and represents that USFE Operations will be fully staffed to cover the markets. USFE #07-07 09/06/2007 Certified 09/07/2007 1
USFE Updates Notification and Certification of change in ownership of U.S. Futures Exchange, effective as of July 1, 2007. 09/07/2007 Certified 10/22/2007 2
USFE Adopts the USFE standard Market Marker Program for: Futures on ISE Sector Indexes, Futures on Morningstar Indexes, Foreign Exchange Spot Equivalent Futures. USFE #07-12 11/28/2007 Certified 12/10/2007 1
USFE Provides Block, EFP, Error Trade and Maximum Order Rules for the trading of futures on the SENSEX Stock Price Index. USFE #08-2 03/20/2008 Certified 03/25/2008 1
USFE Adopts amendments to the Market Maker Agreements for the FX Spot Equivalent Futures contracts to enhance the quality of certain of the FX SEF markets. USFE # 07-13 11/28/2007 Certified 12/10/2007 1
USFE Adopts rules governing the trading of futures on certain ISE Stock Price Indexes. USFE #07-08 09/12/2007 Certified 09/21/2007 1
USFE Adopts rules governing the trading of FX Spot Equivalent Futures (SEF) futures contracts (100K Base Currency Units), including block trades. USFE #08-07 11/26/2008 Certified 12/31/2008 1
USFE Adopts maximum order size, error trade and block trade rules governing trading of futures on Foreign Exchange ("FX") Spot Equivalent Futures ("SEF") Contracts. USFE #07-09 09/19/2007 Certified 09/28/2007 1
USFE Adopts Minimum Order Size and Error Trade rules for the trading of binary options contracts. USFE #07-14 12/05/2007 Certified 12/11/2007 1
USFE USFE will cease exchange operations effective December 31, 2008. 12/23/2008 Certified 02/05/2009 1
USFE Provides maximum order size, error trade provisions, block minimum size, and EFP rule for certain Morningstar Stock Price Indexes. USFE #07-10 09/26/2007 Certified 10/03/2007 1
USFE Adopts a fee schedule that includes a $1.25 per contract charge for all Over the Counter (OTC) business for USD SENSEX, Spot Equivalent Foreign Exchange Futures, and Morningstar Equity Style Index Futures. USFE #08-03 04/14/2008 Certified 04/14/2008 1
USFE Permits block trades for the mini$ DAX contracts, with a minimum block size of 250 DAX contracts, and provides for error trades. USFE #08-04 09/11/2008 Certified 09/11/2008 1
USFE Provides a market making program to promote trading in the mini$ DAX futures contracts. USFE #08-05 09/11/2008 Certified 09/15/2008 1
USFE Provides a new pricing model - Maker-Taker Pricing. USFE #08-06 09/11/2008 Certified 09/24/2008 1
USFE Amends Rules 312 and 404 to establish a new market model: USFE will designate a number of competing MMs who will be entitled to priority execution of a certain percentage of their orders in exchange for undertaking specified MM obligations. 08/08/2007 Certified 08/20/2007 1