| SMFE |
Rule 904 |
09/17/2021 |
Notified |
09/17/2021 |
|
1 |
| SMFE |
Extension of Introducing Broker Program |
03/01/2022 |
Certified |
03/15/2022 |
|
3 |
| SMFE |
Extension of International Broker Incentive Program |
03/01/2022 |
Certified |
03/15/2022 |
|
3 |
| SMFE |
Market Maker Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
3 |
| SMFE |
Market Maker Incentive Program |
03/13/2024 |
Certified |
03/27/2024 |
|
3 |
| SMFE |
Delisting of Chapter 35 - S30Y |
07/19/2024 |
Notified |
07/19/2024 |
|
1 |
| TRENDEX |
Notifies the Commission that Media Derivatives, Inc. is changing its name to The Trend Exchange, Inc. |
05/21/2010 |
Certified |
05/21/2010 |
|
1 |
| TRENDEX |
Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. |
03/16/2010 |
Approved |
04/16/2010 |
|
1 |
| TRUEEX |
Rulebook amendment to reflect extension of No Action letter related to trade erros |
06/18/2017 |
Certified |
06/30/2017 |
|
1 |
| TRUEEX |
Clarification of Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 (DCM) |
02/20/2014 |
Certified |
03/07/2014 |
|
1 |
| TRUEEX |
Amendment to notify of changes in the exchanges trading hours. |
04/07/2016 |
Notified |
04/07/2016 |
|
1 |
| TRUEEX |
trueEX LLC Rule Amendment Self-Certification, including Updated Table ofAmendments, and Exchange Hours Advisory |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
| TRUEEX |
trueEX LLC Advisory 2013-02 Exchange Fees |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
| TRUEEX |
Rulebook amendments to remove all references to Regulatory Service Provider and related terms. TRUEEX #2014-11D |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| TRUEEX |
Rule Amendments Related to Sponsored Access. TRUEEX (DCM) #2014-01 |
02/03/2014 |
Certified |
02/19/2014 |
|
1 |
| TRUEEX |
Various Rule Amendments - TRUEEX #2014-12D |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| TRUEEX |
Amending the trueEX Rulebook. trueEx #2013-05 |
06/24/2013 |
Certified |
07/10/2013 |
|
1 |
| TRUEEX |
Submission contains various rule amendments.Many are made at the request of DMO Staff as part of the review process of trueEX's SEF application.trueEX also offers swaps on the DCM & has a consolidated rulebook,therefore trueEX is making this DCM filing. |
10/05/2015 |
Certified |
10/20/2015 |
|
1 |
| TRUEEX |
Rulebook amendments required in conjunction with CFTC review of SEF application and to update references to No-Action Letters and their expiration dates. Most of the part 37 regulations have a corresponding part 38 regulation. |
11/18/2015 |
Certified |
12/03/2015 |
|
1 |
| TRUEEX |
Amendments to Certain Rules, including Updated Table of Amendments/Revisions to Rulebook. TRUEEX # 2013-10 |
08/30/2013 |
Certified |
09/17/2013 |
|
1 |
| TRUEEX |
Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commission Regulation 40.6(a), trueEX LLC hereby submits to the U.S. Commodity Futures Trading Commission certain amendments to the trueEX Rulebook. |
03/19/2015 |
Certified |
04/02/2015 |
|
1 |
| TRUEEX |
Amendments to the Exchange policies and procedures and Rule 547 regarding Bunched Orders and post-execution allocation of transactions to customer accounts. TRUEEX #2014-02D |
02/07/2014 |
Certified |
02/25/2014 |
|
1 |
| TRUEEX |
Amendment to trueEX Rule 304(e) regarding required use of risk controls for Persons with direct access to the trueEX DCM Trading System. TRUEEX #2014-03D |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| TRUEEX |
Policies and Procedures regarding trades not accepted for clearing; TRUEEX |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
| TRUEEX |
Updated Table of Amendments/Revisions to Rulebook. TRUEEX #2014-12DR |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
| TRUEEX |
Amending trueEX Rulebook. TRUEEX #2013-11 |
09/12/2013 |
Certified |
09/27/2013 |
|
1 |
| TRUEEX |
This is an EMERGENY RULE CERTIFICATION to incorporate the refernce to CFTC no-action letter 16-58 and the new expiration .date, and to remove reference to CFTC no-action letter 15-24 and its June 15, 2016 expiration. |
06/14/2016 |
Certified |
06/27/2016 |
|
1 |
| TRUEEX |
Amending the trueEX Rulebook Rule 404, 410, and 541; removal of the date from the cover page of the rulebook and the addition of Table of Amendments/Revisions to the Rulebook. trueEx #2013-03 |
03/22/2013 |
Certified |
04/06/2013 |
|
1 |
| TRUEEX |
DMM Program for Interest Rate Swaps |
09/17/2015 |
Certified |
10/01/2015 |
|
1 |
| TRUEEX |
Change of exchange opening hours |
08/14/2018 |
Notified |
08/14/2018 |
|
1 |
| TRUEEX |
certifcation of fees for Block Trades on the DCM Trading System |
11/30/2015 |
Certified |
12/14/2015 |
|
1 |
| TRUEEX |
Amendments to Certain Rules, including Updated Table of Amendments/Revisions to Rulebook, and trueEX Designated Market Maker Program. trueEX #2013-06 |
07/18/2013 |
Certified |
08/02/2013 |
|
2 |
| TRUEEX |
Non-substantive Rulebook amendments |
09/21/2015 |
Notified |
09/21/2015 |
|
2 |
| TRUEEX |
trueEX LLC DCM Fee Schedule |
01/27/2015 |
Certified |
02/10/2015 |
|
1 |
| TRUEEX |
non-substantive rule changes to definitions and recordkeeping |
04/11/2018 |
Notified |
04/11/2018 |
|
1 |
| TRUEEX |
Amended language at the request of the CFTC Division of Enforcement to ensure these rules regarding fraudulent acts and market manipulation are consistent with the Commodity Exchange Act and CFTC Regulations. |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
| TRUEEX |
expansion of trading hours |
02/16/2018 |
Notified |
02/16/2018 |
|
1 |
| TRUEEX |
Amendments, including Updated Table of Amenments, Exchange Hours and Fees Advisories. TRUEEX #2013-07 |
08/01/2013 |
Withdrawn |
08/14/2013 |
|
2 |
| TRUEEX |
Self certification of rule amendments. |
10/30/2014 |
Certified |
11/14/2014 |
|
1 |
| TRUEEX |
Policies and Procedures regarding trades not accepted for clearing. TRUEEX #2013-12 |
10/17/2013 |
Certified |
11/01/2013 |
|
3 |
| TRUEEX |
Amendments to trueEX Rulebook, including Updated Table of Amendments. TRUEEX #2014-07D |
04/09/2014 |
Certified |
04/24/2014 |
|
1 |
| TRUEEX |
Written Representation regarding 37.702(b) compliance efforts pursuant to CFTC Letter No. 13-62. TRUEEX #2013-13 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| TRUEEX |
trueEX LLC Rule Amendment of Certain Rules including Updated Table of Amendments/Revisions to Rulebook. TRUEEX #2013-17 |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
| TRUEEX |
Policies and Procedures regarding Post-Trade Allocation of Bunched Orders. TRUEEX #2013-18 |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
| TRUEEX |
Self certification of rule amendments. |
08/07/2014 |
Certified |
08/21/2014 |
|
4 |
| USFE |
Amends Part 4 rules to account for the launch of new futures contracts on Weatherbid Indexes on August 24, 2007, including minimum block trade sizes and maximum electronic trade sizes. USFE #07-6 |
08/15/2007 |
Certified |
08/22/2007 |
|
1 |
| USFE |
Adopts a market experience pilot program to promote the trading of its Foreign Exchange Spot Equivalent Futures Contracts. USFE #07-11 |
10/31/2007 |
Certified |
11/01/2007 |
|
1 |
| USFE |
Amends Certain General Trading Rules (Part 4 of USFE Rules) in Relation to the New Event Products, and Also Notifies the CFTC of the Release of a New Version of the Electronic Trading Platform Software (USFE 1.0). |
04/18/2007 |
Certified |
08/20/2007 |
|
1 |
| USFE |
Provides Interpretation of Rule 940 - Binary Event Futures |
04/27/2007 |
Certified |
05/04/2007 |
|
1 |
| USFE |
Announces the extension of trading hours to 23 hours beginning Sept. 17, 2007, and represents that USFE Operations will be fully staffed to cover the markets. USFE #07-07 |
09/06/2007 |
Certified |
09/07/2007 |
|
1 |
