| OCX |
Amending OneChicago Rule 617 (Disruptive Practices) |
08/01/2017 |
Certified |
08/15/2017 |
|
1 |
| OCX |
Amendments to Rule 421 - Limitation of Liability; No Warranties. |
11/21/2013 |
Certified |
12/07/2013 |
|
1 |
| OCX |
Amending OCX Rule 414 (Position Limits and Position Accountability) |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
| OCX |
Issuing NTM 2017-8 (Implementing Delivery Fees & Tiered Carry Fees) |
02/02/2017 |
Certified |
02/16/2017 |
|
1 |
| OCX |
Amending OCX Rule 403 (Order Entry) & Issuing NTM 2016-1 (Audit Trail Requirements) |
01/04/2016 |
Certified |
01/19/2016 |
|
1 |
| OCX |
Removing Obsolete Provisions and Updating Cross References in the OneChicago Rulebook |
05/24/2018 |
Certified |
06/08/2018 |
|
1 |
| OCX |
Provides New OCX Rule 207(n) and (o) and Revises Chapter 7 Discipline and Enforcement |
12/23/2009 |
Certified |
01/25/2010 |
|
1 |
| OCX |
Amendments to the OCX Rulebook to Incorporate Weekly Futures with shortened physical delivery settlement cycles. |
12/11/2013 |
Certified |
12/27/2013 |
|
1 |
| OCX |
Issuing Notice to Members 2015-40 (Execution Fee Cap for OCX.NoDivRisk Products - Pilot Program Extension) |
12/01/2015 |
Certified |
12/15/2015 |
|
1 |
| OCX |
Weekly Notification of Rule Amendments for Week of April 6, 2015 |
04/16/2015 |
Notified |
04/16/2015 |
|
1 |
| OCX |
Consolidating Definitions, Removing Obsolete Definitions and Clarifying Rules in the OneChicago Rulebook- Chapter 1 |
03/14/2019 |
Certified |
03/28/2019 |
|
1 |
| OCX |
Amends OCX Rule 615 - Simultaneous Buying and Selling Order |
10/28/2014 |
Certified |
11/12/2014 |
|
1 |
| OCX |
Revises Cross Trade Policy - to clarify the meaning of a cross-trade in an electronic marketplace. |
05/19/2010 |
Certified |
05/26/2010 |
|
1 |
| OCX |
Amendment to Rule 307 (Application of Rules and Jurisdiction) |
02/11/2020 |
Certified |
02/26/2020 |
|
1 |
| OCX |
Updating and Streamlining Rules - Chapter 3 |
05/06/2019 |
Certified |
05/20/2019 |
|
1 |
| OCX |
Provides Notice to Members of Relaxation of Market Maker Conditions. OCX #2008-04 |
09/24/2008 |
Certified |
09/24/2008 |
|
1 |
| OCX |
Regulatory Fee Change |
11/01/2019 |
Certified |
11/18/2019 |
|
1 |
| OCX |
Provides Guidelines for Trading Halts due to System Failures. |
11/14/2008 |
Certified |
04/03/2009 |
|
1 |
| OCX |
Opening parameters for all products on the Central Limit Order Book "CBOEdirect" will be any quote up to $5 wide. #2012-10 |
05/31/2012 |
Certified |
06/15/2012 |
|
1 |
| OCX |
Provides Notice of Change of Address. |
02/12/2010 |
Certified |
02/12/2010 |
|
1 |
| OCX |
Emergency Rule Filing Accelerating Delivery for Contracts Expiring After September 18, 2020. (Effective Immediately) |
09/04/2020 |
Certified |
09/21/2020 |
|
1 |
| OCX |
Amending OneChicago Rule 902 (Contract Specifications) to Permit Four Decimal Pricing for Outright Trades |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| OCX |
Issuing Regulatory Release 2016-23 (OneChicago Ownership and Control Reports) |
09/27/2016 |
Certified |
10/12/2016 |
|
1 |
| OCX |
Adopting an Updated Error Trade Policy |
05/31/2018 |
Certified |
06/14/2018 |
|
1 |
| OCX |
Amending OCX Rule 905 (Form of Specifications Supplement) |
02/23/2016 |
Certified |
03/08/2016 |
|
1 |
| OCX |
Revisions to Rule 905 to support the trading and reporting of block and EFP trade/report in four decimal points. |
07/26/2011 |
Certified |
07/26/2011 |
|
1 |
| OCX |
Adding New OCX Rule 418 (Futures Calendar Spread) |
07/21/2015 |
Certified |
08/04/2015 |
|
1 |
| OCX |
Revised Pricing Change for Creation of a Narrow Based Index. OCX #2012-12 |
05/31/2012 |
Certified |
06/11/2012 |
|
2 |
| SMFE |
Weekly Notification of Rule Amendments |
07/16/2021 |
Notified |
07/16/2021 |
|
1 |
| SMFE |
International Incentive Program |
07/16/2021 |
Certified |
07/30/2021 |
|
5 |
| SMFE |
Market Maker Incentive Program |
12/16/2022 |
Certified |
01/03/2023 |
|
4 |
| SMFE |
1.Rebalance of the Small Cannabis Equity Index; and 2.Rebalance of the Small Cryptocurrency Equity Index |
06/24/2022 |
Notified |
06/24/2022 |
|
1 |
| SMFE |
Market Maker Incentive Program |
12/15/2021 |
Certified |
12/30/2021 |
|
3 |
| SMFE |
Market maker incentive program and amendment to the d/b/a for the Exchange |
09/28/2022 |
Certified |
10/13/2022 |
|
3 |
| SMFE |
SMFE 2020-001 - Amendments to Exchange Rule 904 |
04/27/2020 |
Certified |
05/11/2020 |
|
1 |
| SMFE |
New Exchange Rule 1012 |
06/04/2020 |
Certified |
06/18/2020 |
|
2 |
| SMFE |
Additions to Definitions for Options |
10/05/2021 |
Certified |
10/20/2021 |
|
1 |
| SMFE |
Revisions to Rule 904 |
11/15/2021 |
Certified |
11/30/2021 |
|
1 |
| SMFE |
Price Limit Change |
04/14/2022 |
Certified |
04/28/2022 |
|
1 |
| SMFE |
Amendments to settlement Rule and corresponding rule changes |
07/28/2020 |
Certified |
08/11/2020 |
|
1 |
| SMFE |
Revised Fee Schedule |
05/01/2020 |
Certified |
05/15/2020 |
|
1 |
| SMFE |
Introducing Broker Incentive Program |
04/29/2021 |
Certified |
05/13/2021 |
|
3 |
| SMFE |
Weekly Notification |
09/03/2021 |
Notified |
09/03/2021 |
|
3 |
| SMFE |
Emergency Self-Certification Pursuant to CFTC Regulation 40.6(a)(6) - Exchange Rules 34003.D. and 36003.D.Implementation date is tomorrow, 4/19. |
04/18/2022 |
Certified |
05/02/2022 |
|
2 |
| SMFE |
Amendments to the Daily Settlement Procedure - Exchange Rules 31004, 32004, 33004, 39004 and 40004 |
08/19/2022 |
Certified |
09/02/2022 |
|
1 |
| SMFE |
Market Maker Incentive Program Extension |
06/14/2024 |
Certified |
07/01/2024 |
|
3 |
| SMFE |
Fee change |
06/16/2021 |
Certified |
06/30/2021 |
|
1 |
| SMFE |
2022-007 additional statement |
04/21/2022 |
Certified |
05/05/2022 |
|
1 |
| SMFE |
Amendments to Chapter 1, Rule 504, Rule 515, Rule 516, Rule 521, Rule 904, Rule 1003, Rule 1012, Chapter 30, Chapter 31 and Chapter 32 |
08/06/2020 |
Certified |
08/19/2020 |
|
2 |
| SMFE |
Amendments to Exchange Rule 1012 |
08/31/2022 |
Certified |
09/15/2022 |
|
1 |
