Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
SMFE New Market Maker Incentive Program. 05/13/2021 Certified 05/27/2021 3
SMFE Delisting of Small 10-Year US Treasury Yield Index Futures Contracts 11/21/2024 Notified 11/21/2024 1
SMFE 1.Rule 904(b);2.Rules 30004.A., 33004.A., 39004.A. and 40004.A. (correcting cross reference to Rule 904); and3.Rules 31A004.D. and 32A004.D. 07/15/2022 Notified 07/15/2022 2
SMFE Fee Schedule Changes 05/10/2022 Certified 05/24/2022 1
SMFE Market Maker Incentive Program (Futures) 07/19/2022 Certified 08/02/2022 3
SMFE Amendment to Rule 612 08/16/2021 Certified 08/30/2021 1
SMFE creation of d/b/a for SMFE 09/02/2022 Notified 09/02/2022 1
SMFE Options Market Maker Incentive Program 07/19/2022 Certified 08/02/2022 3
SMFE Amendment to Rule 205 10/24/2022 Certified 11/07/2022 1
SMFE Fee Schedule changes 12/07/2022 Certified 12/21/2022 1
SMFE Market Maker Incentive Program 04/16/2024 Certified 04/30/2024 3
SMFE Market Maker Incentive Program 08/18/2021 Certified 09/01/2021 3
SMFE Self-Certification Pursuant to CFTC Reg. 40.6 - Amendments to SMFE Rules, Definitions, and Error Trade Policy 10/31/2024 Certified 11/15/2024 1
SMFE SMFE 2020-008 - Amendment to requirements needed to be approved as a Clearing Member of the Exchange. 06/26/2020 Certified 07/13/2020 2
SMFE Chapter 37 - SMO Product Delisting 03/10/2023 Notified 03/10/2023 1
SMFE SMFE 2020-010Amendment to definition of "Board" in Exchange's Definitions. 06/30/2020 Certified 07/15/2020 2
SMFE The purpose of this Rule Change is to amend the Exchange's Customer Type Indicator (CTI) Codes so that they are consistent with the descriptions that the NFA provides in its "Market Regulation Data Layout Overview and Implementation Reference" (10/21/15). 06/30/2020 Certified 07/15/2020 3
SMFE Amendment to Customer Type Indicator Code Descriptions 06/30/2020 Certified 07/15/2020 2
SMFE Market Maker Incentive Program 06/16/2022 Certified 07/01/2022 3
SMFE Market Maker Incentive Program 06/06/2023 Certified 06/21/2023 3
SMFE Weekly update 05/20/2022 Notified 05/20/2022 1
SMFE Amendments to the Daily Settlement Procedure - Exchange Rules 30004 and 38004 07/27/2022 Certified 08/10/2022 1
SMFE Market Maker Incentive Program 02/11/2021 Certified 02/26/2021 2
SMFE Rule 904 09/17/2021 Notified 09/17/2021 1
SMFE Extension of Introducing Broker Program 03/01/2022 Certified 03/15/2022 3
SMFE Extension of International Broker Incentive Program 03/01/2022 Certified 03/15/2022 3
SMFE Market Maker Incentive Program 12/12/2023 Certified 12/27/2023 3
SMFE Market Maker Incentive Program 03/13/2024 Certified 03/27/2024 3
SMFE Delisting of Chapter 35 - S30Y 07/19/2024 Notified 07/19/2024 1
TRENDEX Notifies the Commission that Media Derivatives, Inc. is changing its name to The Trend Exchange, Inc. 05/21/2010 Certified 05/21/2010 1
TRENDEX Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. 03/16/2010 Approved 04/16/2010 1
TRUEEX Rulebook amendment to reflect extension of No Action letter related to trade erros 06/18/2017 Certified 06/30/2017 1
TRUEEX Clarification of Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 (DCM) 02/20/2014 Certified 03/07/2014 1
TRUEEX Amendment to notify of changes in the exchanges trading hours. 04/07/2016 Notified 04/07/2016 1
TRUEEX trueEX LLC Rule Amendment Self-Certification, including Updated Table ofAmendments, and Exchange Hours Advisory 08/01/2013 Certified 08/16/2013 1
TRUEEX trueEX LLC Advisory 2013-02 Exchange Fees 08/01/2013 Certified 08/16/2013 1
TRUEEX Rulebook amendments to remove all references to Regulatory Service Provider and related terms. TRUEEX #2014-11D 06/26/2014 Certified 07/12/2014 1
TRUEEX Rule Amendments Related to Sponsored Access. TRUEEX (DCM) #2014-01 02/03/2014 Certified 02/19/2014 1
TRUEEX Various Rule Amendments - TRUEEX #2014-12D 06/26/2014 Certified 07/12/2014 1
TRUEEX Amending the trueEX Rulebook. trueEx #2013-05 06/24/2013 Certified 07/10/2013 1
TRUEEX Submission contains various rule amendments.Many are made at the request of DMO Staff as part of the review process of trueEX's SEF application.trueEX also offers swaps on the DCM & has a consolidated rulebook,therefore trueEX is making this DCM filing. 10/05/2015 Certified 10/20/2015 1
TRUEEX Rulebook amendments required in conjunction with CFTC review of SEF application and to update references to No-Action Letters and their expiration dates. Most of the part 37 regulations have a corresponding part 38 regulation. 11/18/2015 Certified 12/03/2015 1
TRUEEX Amendments to Certain Rules, including Updated Table of Amendments/Revisions to Rulebook. TRUEEX # 2013-10 08/30/2013 Certified 09/17/2013 1
TRUEEX Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commission Regulation 40.6(a), trueEX LLC hereby submits to the U.S. Commodity Futures Trading Commission certain amendments to the trueEX Rulebook. 03/19/2015 Certified 04/02/2015 1
TRUEEX Amendments to the Exchange policies and procedures and Rule 547 regarding Bunched Orders and post-execution allocation of transactions to customer accounts. TRUEEX #2014-02D 02/07/2014 Certified 02/25/2014 1
TRUEEX Amendment to trueEX Rule 304(e) regarding required use of risk controls for Persons with direct access to the trueEX DCM Trading System. TRUEEX #2014-03D 02/10/2014 Certified 02/26/2014 1
TRUEEX Policies and Procedures regarding trades not accepted for clearing; TRUEEX 06/30/2014 Certified 07/16/2014 1
TRUEEX Updated Table of Amendments/Revisions to Rulebook. TRUEEX #2014-12DR 06/30/2014 Certified 07/16/2014 1
TRUEEX Amending trueEX Rulebook. TRUEEX #2013-11 09/12/2013 Certified 09/27/2013 1
TRUEEX This is an EMERGENY RULE CERTIFICATION to incorporate the refernce to CFTC no-action letter 16-58 and the new expiration .date, and to remove reference to CFTC no-action letter 15-24 and its June 15, 2016 expiration. 06/14/2016 Certified 06/27/2016 1