| TRUEEX |
Change of exchange opening hours |
08/14/2018 |
Notified |
08/14/2018 |
|
1 |
| TRUEEX |
certifcation of fees for Block Trades on the DCM Trading System |
11/30/2015 |
Certified |
12/14/2015 |
|
1 |
| TRUEEX |
Amendments to Certain Rules, including Updated Table of Amendments/Revisions to Rulebook, and trueEX Designated Market Maker Program. trueEX #2013-06 |
07/18/2013 |
Certified |
08/02/2013 |
|
2 |
| TRUEEX |
Non-substantive Rulebook amendments |
09/21/2015 |
Notified |
09/21/2015 |
|
2 |
| TRUEEX |
trueEX LLC DCM Fee Schedule |
01/27/2015 |
Certified |
02/10/2015 |
|
1 |
| TRUEEX |
non-substantive rule changes to definitions and recordkeeping |
04/11/2018 |
Notified |
04/11/2018 |
|
1 |
| TRUEEX |
Amended language at the request of the CFTC Division of Enforcement to ensure these rules regarding fraudulent acts and market manipulation are consistent with the Commodity Exchange Act and CFTC Regulations. |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
| TRUEEX |
expansion of trading hours |
02/16/2018 |
Notified |
02/16/2018 |
|
1 |
| TRUEEX |
Amendments, including Updated Table of Amenments, Exchange Hours and Fees Advisories. TRUEEX #2013-07 |
08/01/2013 |
Withdrawn |
08/14/2013 |
|
2 |
| TRUEEX |
Self certification of rule amendments. |
10/30/2014 |
Certified |
11/14/2014 |
|
1 |
| TRUEEX |
Policies and Procedures regarding trades not accepted for clearing. TRUEEX #2013-12 |
10/17/2013 |
Certified |
11/01/2013 |
|
3 |
| TRUEEX |
Amendments to trueEX Rulebook, including Updated Table of Amendments. TRUEEX #2014-07D |
04/09/2014 |
Certified |
04/24/2014 |
|
1 |
| TRUEEX |
Written Representation regarding 37.702(b) compliance efforts pursuant to CFTC Letter No. 13-62. TRUEEX #2013-13 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| TRUEEX |
trueEX LLC Rule Amendment of Certain Rules including Updated Table of Amendments/Revisions to Rulebook. TRUEEX #2013-17 |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
| TRUEEX |
Policies and Procedures regarding Post-Trade Allocation of Bunched Orders. TRUEEX #2013-18 |
12/20/2013 |
Certified |
01/08/2014 |
|
1 |
| TRUEEX |
Self certification of rule amendments. |
08/07/2014 |
Certified |
08/21/2014 |
|
4 |
| USFE |
Amends Part 4 rules to account for the launch of new futures contracts on Weatherbid Indexes on August 24, 2007, including minimum block trade sizes and maximum electronic trade sizes. USFE #07-6 |
08/15/2007 |
Certified |
08/22/2007 |
|
1 |
| USFE |
Adopts a market experience pilot program to promote the trading of its Foreign Exchange Spot Equivalent Futures Contracts. USFE #07-11 |
10/31/2007 |
Certified |
11/01/2007 |
|
1 |
| USFE |
Amends Certain General Trading Rules (Part 4 of USFE Rules) in Relation to the New Event Products, and Also Notifies the CFTC of the Release of a New Version of the Electronic Trading Platform Software (USFE 1.0). |
04/18/2007 |
Certified |
08/20/2007 |
|
1 |
| USFE |
Provides Interpretation of Rule 940 - Binary Event Futures |
04/27/2007 |
Certified |
05/04/2007 |
|
1 |
| USFE |
Announces the extension of trading hours to 23 hours beginning Sept. 17, 2007, and represents that USFE Operations will be fully staffed to cover the markets. USFE #07-07 |
09/06/2007 |
Certified |
09/07/2007 |
|
1 |
| USFE |
Updates Notification and Certification of change in ownership of U.S. Futures Exchange, effective as of July 1, 2007. |
09/07/2007 |
Certified |
10/22/2007 |
|
2 |
| USFE |
Adopts the USFE standard Market Marker Program for: Futures on ISE Sector Indexes, Futures on Morningstar Indexes, Foreign Exchange Spot Equivalent Futures. USFE #07-12 |
11/28/2007 |
Certified |
12/10/2007 |
|
1 |
| USFE |
Provides Block, EFP, Error Trade and Maximum Order Rules for the trading of futures on the SENSEX Stock Price Index. USFE #08-2 |
03/20/2008 |
Certified |
03/25/2008 |
|
1 |
| USFE |
Adopts amendments to the Market Maker Agreements for the FX Spot Equivalent Futures contracts to enhance the quality of certain of the FX SEF markets. USFE # 07-13 |
11/28/2007 |
Certified |
12/10/2007 |
|
1 |
| USFE |
Adopts rules governing the trading of futures on certain ISE Stock Price Indexes. USFE #07-08 |
09/12/2007 |
Certified |
09/21/2007 |
|
1 |
| USFE |
Adopts rules governing the trading of FX Spot Equivalent Futures (SEF) futures contracts (100K Base Currency Units), including block trades. USFE #08-07 |
11/26/2008 |
Certified |
12/31/2008 |
|
1 |
| USFE |
Adopts maximum order size, error trade and block trade rules governing trading of futures on Foreign Exchange ("FX") Spot Equivalent Futures ("SEF") Contracts. USFE #07-09 |
09/19/2007 |
Certified |
09/28/2007 |
|
1 |
| USFE |
Adopts Minimum Order Size and Error Trade rules for the trading of binary options contracts. USFE #07-14 |
12/05/2007 |
Certified |
12/11/2007 |
|
1 |
| USFE |
USFE will cease exchange operations effective December 31, 2008. |
12/23/2008 |
Certified |
02/05/2009 |
|
1 |
| USFE |
Provides maximum order size, error trade provisions, block minimum size, and EFP rule for certain Morningstar Stock Price Indexes. USFE #07-10 |
09/26/2007 |
Certified |
10/03/2007 |
|
1 |
| USFE |
Adopts a fee schedule that includes a $1.25 per contract charge for all Over the Counter (OTC) business for USD SENSEX, Spot Equivalent Foreign Exchange Futures, and Morningstar Equity Style Index Futures. USFE #08-03 |
04/14/2008 |
Certified |
04/14/2008 |
|
1 |
| USFE |
Permits block trades for the mini$ DAX contracts, with a minimum block size of 250 DAX contracts, and provides for error trades. USFE #08-04 |
09/11/2008 |
Certified |
09/11/2008 |
|
1 |
| USFE |
Provides a market making program to promote trading in the mini$ DAX futures contracts. USFE #08-05 |
09/11/2008 |
Certified |
09/15/2008 |
|
1 |
| USFE |
Provides a new pricing model - Maker-Taker Pricing. USFE #08-06 |
09/11/2008 |
Certified |
09/24/2008 |
|
1 |
| USFE |
Amends Rules 312 and 404 to establish a new market model: USFE will designate a number of competing MMs who will be entitled to priority execution of a certain percentage of their orders in exchange for undertaking specified MM obligations. |
08/08/2007 |
Certified |
08/20/2007 |
|
1 |
