Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOT Modifications to the APAC FCM Incentive Program 12/14/2022 Certified 12/29/2022 2
CBOT Amendments to CME, CBOT, NYMEX/COMEX Rule 588.D. ("Alternative Resolution by Agreement of Parties") in Connection with Trade Cancellations and Price Adjustments 05/02/2023 Certified 05/16/2023 1
CBOT Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 12/02/2011 Certified 12/19/2011 1
CBOT Modifications to the Ultra 10-Year Futures Market Maker Program 05/16/2017 Certified 05/31/2017 1
CBOT Modifications to the APAC FCM Incentive Program 12/12/2023 Certified 12/27/2023 2
CBOT Reduces the minimum threshold required for the execution of an All-or-None transaction in the pit from 20 contracts to 5 contracts, effective 6/26/09. CME/CBOT #09-116 07/02/2009 Certified 08/10/2009 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA1605-5R Regarding Suspense Accounts. 08/18/2016 Certified 09/01/2016 1
CBOT Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") 03/27/2017 Certified 04/10/2017 1
CBOT Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") 07/14/2021 Certified 07/28/2021 1
CBOT Amendments to the Daily Settlement Procedure Document for all CME and CBOT Adjusted Interests Rate (AIR) Total Return Futures Contracts 10/27/2023 Certified 11/13/2023 1
CBOT Corrects the issuance date on CBOT Market Regulation Advisory Notice RA0907-1, informing the marketplace that CBOT Rule 538 does not permit the execution of an Exchange of Futures for Futures in any CBOT product. CBOT #09-244R 10/16/2009 Certified 10/30/2009 1
CBOT Extending and Modifying the New Trader Incentive Program. CME/CBOT/NYMEX/COMEX #12-108 04/10/2012 Certified 04/25/2012 1
CBOT Amendments to Chapter 7 10/31/2014 Certified 11/17/2014 2
CBOT Establishes an Electronic Market Maker ("EMM") Program for CBOT mini-sized Agricultural futures. CBOT #08-12 01/17/2008 Certified 01/22/2008 1
CBOT Provides CBOT Market Regulation Advisory Notice RA-0907-1 (Prohibition of EFF Transactions), informing the marketplace that CBOT Rule 538 does not permit the execution of an Exchange of Futures for Futures in any CBOT product. CBOT #09-244 10/16/2009 Certified 10/30/2009 1
CBOT Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 06/14/2013 Withdrawn 06/14/2013 1
CBOT Modifications to the Latin America Fund Manager Incentive Program 12/14/2016 Certified 12/29/2016 1
CBOT Provides information on the EMM Program for mini-sized Agricultural Futures. CBOT #08-12A 01/17/2008 Certified 01/22/2008 1
CBOT Termination of the Equity Index Futures Broker Incentive Program 05/16/2017 Certified 05/31/2017 2
CBOT Designates the GIM Market Category and Codify Eligibility for EFS and EFR transactions for 30 Year Interest Rate Swap Futures. CBOT No. 2770.01 02/28/2007 Certified 02/28/2007 1
CBOT Applies the End-of-Month Fair Value procedures for the settlement to the CBOT legacy Dow Jones Industrial Average contract. CBOT #08-91 06/09/2008 Certified 06/17/2008 1
CBOT Amendment to Rule 588.G - removing reference to "E-mini MSCI Emerging Markets" due to the delisting of this product. CME/CBOT/NYMEX #11-238 06/16/2011 Certified 06/16/2011 1
CBOT Revisions to Rule 300.D - Disqualification from Certain Committees and Governing Boards. CME/CBOT/NYMEX/COMEX #14-247 06/18/2014 Certified 07/03/2014 1
CBOT Implementation of the Federal Fund Options Globex Market Maker Program 05/16/2017 Certified 05/31/2017 1
CBOT Weekly Notification of Rule Amendments (Week of December 17, 2018) 12/27/2018 Notified 12/27/2018 1
CBOT Amendments to the CME, CBOT, NYMEX, and COMEX Hedge Exemption Form. 04/12/2022 Certified 04/26/2022 2
CBOT Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 08/03/2009 Certified 08/28/2009 1
CBOT CBOT is adopting a change to the time period during which locational restrictions apply to the open outcry trading of Treasury and Interest Rate Swap futures during the rollover time period. CBOT #13-323 08/09/2013 Certified 08/24/2013 1
CBOT Amendments to CME/CBOT/NYMEX/COMEX Rule 853 ("Transfers of Trades and Customer Accounts") 11/04/2015 Certified 11/19/2015 1
CBOT Amendments to Block Trade Minimum Threshold for the Soybean Oil Weekly Options Contracts. 01/05/2018 Certified 01/22/2018 1
CBOT Modifications to the Retail Broker Incentive Program 04/16/2020 Certified 04/30/2020 1
CCFE Amends market maker program to allow additional market makers (in addtion to Trading Privilege Holders and Clearing Members), and requires market makers to abide by Exchange rules. CCFE #07-11 08/09/2007 Certified 08/08/2007 1
CCFE Amends its minimum contract requirement for block trades for Nitrogen Financial Instrument - Annual futures and options contracts - from 100 to 50 contracts. CCFE #08-14 06/04/2008 Certified 06/30/2008 1
CCFE Updated Fee Schedule. CCFE #11-05 02/14/2011 Certified 02/14/2011 1
CCFE Corrects a typographical error found in the previously submitted marked copy of Rule 309. CCFE #07-11 08/14/2007 Certified 08/08/2007 1
CCFE Supplements new Market Maker Program Description. CCFE #08-13 Supplemental 06/19/2008 Certified 06/23/2008 1
CCFE Adds new trigger levels and lowers the minimum block sizes, amending Chapters 20, 24, 25. CCFE #09-16 07/30/2009 Certified 11/27/2009 1
CCFE CCFE Wind-Down and Block Trade Minimum Waiver for the scheduled closing at the end of the first quarter of 2012. CCFE #11-11 12/13/2011 Certified 12/20/2011 1
CCFE Adds Error Trade Policy and Procedures pursuant to CCFE Rule 414. CCFE #09-30 11/24/2009 Certified 01/05/2010 1
CCFE Notification of Emergency Action Regarding MF Global Inc. CCFE #11-09 11/02/2011 Certified 11/18/2011 1
CCFE Revising amendments to Rules 610, 615, 616, 618 and withdrawing Rules 701(a) and 702(c) 10/18/2012 Certified 11/02/2012 2
CCFE Adds new Chapter 38 for contract specifications for new Carbon Financial Instrument United States futures contract, including block trade minimum sizes. CCFE #09-21 08/27/2009 Certified 11/27/2009 1
CCFE Provides block trades rules for CCFE's new Options on Carbon Financial Instrument US futures contract. CCFE 09-23 10/01/2009 Certified 11/27/2009 1
CCFE Adds an Interpretation to CCFE Rule 602 regarding Fictitious Transactions. CCFE #09-22 08/31/2009 Certified 03/18/2010 1
CCFE Modifies timing procedures under Rule 615 - Simultaneous Buying and Selling Orders. CCFE #09-26 10/09/2009 Certified 10/30/2009 1
CCFE Modifies certain aspects of its current market maker program, which was certified on May 1, 2008. CCFE #09-28 10/29/2009 Certified 11/27/2009 1
CCFE Amends Block Trade Rule to Remove Limitation on Trades to Allow Non-ECPs to Trade by Block Trades. CCFE No. 07-01 01/04/2007 Certified 01/08/2007 0
CCFE Reverses Changes of 1-04-07 that Allowed Non-ECPS to Do Block Trades (Adding Back that Requirement). See CCFE FILAC No. 07-01 01/08/2007 Certified 01/09/2007 0
CCFE Amends Rule 1203 to add a 1-year prior vintage contract to the Sulfur Financial Instrument futures contract products. CCFE #09-25 10/08/2009 Certified 02/22/2010 1
CCFE Modifies contract specifications for its Carbon Financial Instrument futures contract and its Options on Carbon Financial Instrument futures contract. CCFE #09-24 10/08/2009 Certified 11/27/2009 1