| COMEX |
Amendments to the Daily Settlement Procedure Documents for Five (5) Metals Futures Contracts |
11/15/2022 |
Certified |
11/30/2022 |
|
1 |
| COMEX |
Modifications to the APAC FCM Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
| COMEX |
Copper Options Broker Rebate Program |
04/16/2015 |
Certified |
04/30/2015 |
|
2 |
| COMEX |
Modifications to the COMEX Gold Kilo Futures Volume Incentive Program |
11/03/2015 |
Certified |
11/18/2015 |
|
2 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1605-5R Regarding Suspense Accounts. |
08/18/2016 |
Certified |
09/01/2016 |
|
1 |
| COMEX |
Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") |
07/14/2021 |
Certified |
07/28/2021 |
|
1 |
| COMEX |
Extending and Modifying the New Trader Incentive Program. CME/CBOT/NYMEX/COMEX #12-108 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| COMEX |
Establishment of a block trade minimum threshold in (3) new products concurrent with the launch of trading in the new products on Sunday April 27, 2014, for trade date Monday, April 28, 2014. NYMEX/COMEX #14-124 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
| COMEX |
Copper Options Market Maker Program |
04/16/2015 |
Certified |
04/30/2015 |
|
4 |
| COMEX |
Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") |
03/27/2017 |
Certified |
04/10/2017 |
|
1 |
| COMEX |
Modifying NYMEX and COMEX Energy and Metals Products Non-Member Incentive Program. NYMEX/COMEX #12-159 |
06/01/2012 |
Certified |
06/16/2012 |
|
2 |
| COMEX |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
| COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| ELX |
ELX Offering a Short Term Treasury Roll Incentive Program. |
02/06/2012 |
Certified |
02/22/2012 |
|
1 |
| ELX |
Provides an ELX Advisory (Advisory 09-018, dated October 14) notifying the market that its EFF rule was approved by the CFTC. ELX #09019 |
10/19/2009 |
Certified |
10/26/2009 |
|
1 |
| ELX |
Amends Chapter I Definitions; Interpretation; Amendments; Chapter IV Trading Standards; and Chapter IX Contracts |
05/28/2010 |
Certified |
06/28/2010 |
|
1 |
| ELX |
Extends the time from 5 to 15 minutes to report block trades executed outside of regular trading hours or in extraordinary sizes of 10,000 contracts or more to allow for price improvement for customers. |
07/02/2009 |
Certified |
11/27/2009 |
|
1 |
| ELX |
Clarifies the responsibilities of ELX Participants for procedures to assure compliance by authorized customers, authorized traders and supervised persons. |
07/09/2009 |
Certified |
07/15/2009 |
|
1 |
| ELX |
Provides the initial No Bust Range (term define in ELX Rule I-1) for certain contracts. |
07/09/2009 |
Certified |
07/09/2009 |
|
1 |
| ELX |
Provides an ELX Advisory (Advisory 09019, dated October 15, 2009) responding to CME's statement on CFTC approved "EFF" Rule. ELX #2009-017. |
10/22/2009 |
Certified |
11/02/2009 |
|
1 |
| ELX |
ELX is amending Rules II-1, II-2, II-5, and II-6, and is deleting Rules II-3 and II-4, relating to the governance of the exchange. |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| ELX |
ELX is certifying an amended and restated ELX Futures, L.P. Operating Agreement, which is the constitutional governing document of the partnership. |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| ELX |
As requested by Commission staff, ELX Futures is amending its rules to achieve greater consistency with certain Commodity Exchange Act provisions and the Commission's regulations relating to disruptive trading, fraud, and manipulation. |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| ELX |
Clarifies when the markets opens and closes, and provides for temporary trading hours for July 10, the day of the launch. |
07/13/2009 |
Certified |
07/13/2009 |
|
1 |
| ELX |
Certifies Emergency Rule Amendments to ELX Rules IV-19 (Emergencies) and IV-22 (Market Opening). ELX #2009-014 |
09/30/2009 |
Certified |
12/10/2009 |
|
1 |
| ELX |
Amendment to Rule II-7 to make explicit conforming changes to the rule which currently includes provisions to automatically conform to corresponding changes in CFTC Regulations. |
12/09/2010 |
Certified |
12/16/2010 |
|
1 |
| ELX |
Provides secured connectivity to its system via the internet for transmission of orders and market data, effective 9/28/09, through its secure internet connectivity solution, ELX Net. ELX Futures #2009-013 |
09/25/2009 |
Certified |
05/20/2010 |
|
1 |
| ELX |
Removes administrative fee provisions from ELX Rule IV-9 (Trade Cancellation and Price Adjustments), to reflect current ELX policy of waiving such fees. ELX #2009-023 |
11/20/2009 |
Certified |
11/20/2009 |
|
1 |
| ELX |
Offers a Short Term Treasury Roll Incentive Program to non-invester market making firms who are currently active in ELX's Treasury futures contracts. |
08/12/2011 |
Certified |
08/29/2011 |
|
1 |
| ELX |
Amends Rule IX-3 to allow participants involved in contracts that require physical delivery to mutually agree to delivery terms that are different than those required by ELX and OCC Rules (Alternative Delivery Procedure). |
11/20/2009 |
Certified |
12/15/2009 |
|
1 |
| ELX |
Offering an incentive program - the "2012 Non-Invester Program" with a goal to provide better market quality to current and prospective market participants. ELX 2012-003 |
04/23/2012 |
Withdrawn |
05/07/2012 |
|
1 |
| ELX |
Amendment to ELX Rule III-1 - Jurisdiction: requiring all those accessing markets operated by ELX to consent to its jurisdiction. |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
| ELX |
Offering an incentive program with a goal to provide better market quality to current and prospective market participants. |
06/14/2012 |
Certified |
06/29/2012 |
|
1 |
| ELX |
Amends ELX Rule VI-10 to reference rules governing transfer, block and EFRP trades and clarify that such trades are covered by the rule. ELX 2010-003 |
01/15/2010 |
Certified |
03/30/2010 |
|
1 |
| ELX |
Provides ELX EFRP submission procedures required by Rule IV-15. |
09/01/2009 |
Certified |
10/06/2009 |
|
1 |
| ELX |
Amendment to Market Maker program - Short Term Volume Incentive Program. |
11/04/2011 |
Certified |
11/22/2011 |
|
1 |
| ELX |
Amends the terms of Rule IV-16 (Block Trades) to change the current reporting period for Black Trades, to provide that Sellers of all block trades are required to report the block trades within 15 minutes. ELX #2010-002 |
01/15/2010 |
Certified |
01/22/2010 |
|
1 |
| ELX |
Any Participant that is an FCM or is a Clearing Privilege Holder shall be required to comply with the minimum financial requirements. ELX 2012-15 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| ELX |
Amendments to Rule VI-3, addressing Abusive Trading Practices. ELX #2012-13 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| ELX |
Amendments regarding Rule V-9, Customer Funds. ELX #2012-14 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| ELX |
Amending Rule IV-18, revisions provide for a Request for Quote and a Request for Cross order in all ELX futures products that result from allowable pre-execution communications. |
08/14/2012 |
Certified |
08/29/2012 |
|
1 |
| ELX |
Offering a short-term incentive program in ELX's US Treasury futures spread transactions with a goal to provide better market quality. |
05/04/2012 |
Certified |
05/19/2012 |
|
1 |
| ELX |
Clarifies provisions of ELX Rules III-3 (Restrictions on Certain Persons Who Possess Material, Non-Public Information; Trading Prohibitions) and VI-10 (Responsibility for Procedures to Assure Compliance). ELX 2009-019 |
11/06/2009 |
Certified |
03/30/2010 |
|
1 |
| ELX |
ELX Volume and Open Interest Incentive Program for Authorized Customers and Participants. |
01/31/2011 |
Certified |
03/11/2011 |
|
1 |
| ELX |
Changes to the Trading Hours for all Eurodollar Futures contracts; amending the schedule of Pre-Open, Open and Close times. ELX #2014-01 |
01/15/2014 |
Certified |
01/31/2014 |
|
1 |
| ELX |
Changes to ELX Rule IV-15 conform ELX rules to industry practice regarding transfers of positions. ELX 2011-02 |
01/31/2011 |
Certified |
01/09/2012 |
|
1 |
| ELX |
Change in trading hours includes amendment to the schedule for pre-open and open times and associated rule language. |
06/15/2010 |
Certified |
06/15/2010 |
|
1 |
| ELX |
ELX volume and open interest incentive program commencing November 1, 2010 among its twelve General Investors. |
10/21/2010 |
Certified |
03/03/2011 |
|
1 |
| ELX |
Amendment to Rule IX-106(f), to clarify Section (f) Termination of Trading and to ensure consistency with standard market practice. ELX #2010-019 |
07/20/2010 |
Certified |
07/20/2010 |
|
1 |
| ELX |
Emergency Rule Certification: early market closure, temporary suspension of trading; shortening of term of November 2012 Soybean Contract. |
10/30/2012 |
Certified |
11/15/2012 |
|
1 |
