Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ELX Modification of the minimum block trade sizes for the 5, 10, and 30 year (including Ultrabond) US Treasury futures contracts from the current levels of 1,000 in the 5 and 10 year notes and 500 in the bonds to 300 contracts for each. 01/07/2011 Certified 01/12/2011 1
ELX ELX is adopting a new rule that formalizes its authority to establish incentive and/or market making programs and at the same time, establishing the first such incentive program implemented under the rule. 06/13/2017 Certified 06/27/2017 1
ELX Requires parties to an EFRP trades to report the trade within prescribed times, Clarifies existing requirements, and Clarifies publication of EFRP volume statistics. These changes are effective for trade date September 21, 2009. ELX #2009-011 09/17/2009 Certified 10/06/2009 1
ELX Clarifies the time and date by which an EFRP for a maturing contract must be submitted to the Exchange and Codifies the early close on the Last Trading Day for the relevant contracts, both effective for trade date September 21, 2009. ELX #2009-12 09/17/2009 Certified 10/22/2009 1
ELX Amending ELX Rule III-8 Fees to establish that the Exchange is responsible for determining fees, not its Board. 07/20/2012 Certified 08/04/2012 1
ELX Establishing a one-year Pilot Program during which the operation and effects for ELX, its Participants, and other contract markets of the relevant provisions of the Rule IV-18 will be assessed. 12/07/2012 Certified 12/22/2012 1
ELX ELX will offer an incentive program "2012 Equity Incentive Program" with a goal to provide better market quality to current and prospective market participants. ELX 2012-002 04/02/2012 Certified 04/17/2012 1
ELX Provides, on an emergency basis, changes to ELX Rule IV-9 (Trade Cancellation and Price Adjustments). ELX #2009-015 10/01/2009 Certified 12/08/2009 1
ELX Certifies an Amendment to ELX Futures Rule IV 5(a)(iv) and (v), adding an Exchange of Futures for Futures (EFFs) rule to the rule governing Exchange of Futures for Related Positions. 07/02/2009 Certified 10/06/2009 1
ELX Requests approval of an amendment to Rule IV-16(d) (Exchange of Futures for Related Positions) that allows Exchange of Futures for Futures (EFFs). 07/06/2009 Approved 10/06/2009 Self-Certified on 7/6/2009 - Approved on 10/6/2009 2
FMX Reorganization of and amendments of FMX Futures Exchange Rules to permit intermediated futures trading. 01/22/2024 Certified 02/05/2024 3
FMX Changes to customer margin rule and clarification of minimum margin levels for customers in the FMX Division Rules and 2024 updates to the incentive program in the CX Division Rules. 03/05/2024 Certified 03/19/2024 3
FMX Amendments to financial requirements for order entry, Customer minimum margin rule and updated 2024 incentive program. 03/06/2024 10 Day Review 03/06/2024 1
GREENX Implementing a new market maker program replacing European Union Allowance and Certified Emission Reduction contracts, the term of which is expiring. GREENX #2012-03 02/03/2012 Certified 02/21/2012 1
GREENX Removing Rules 1505, 1509, 1601-1604 in their entirety to reflect the Delisted Contracts. GREENX #2011-17 07/28/2011 Certified 07/28/2011 1
GREENX Implementing a Market Maker Program for European Union Allowance and Certified Emission Reduction contracts, which are intended to be transitioned from NYMEX to GreenX on 01/24/10. GREENEX #2010-03 11/30/2010 Certified 12/07/2010 1
GREENX Temporary Waiver of Annual Application Update for Position Limit Exemptions under Rule 532. GREENX #2012-04 02/10/2012 Certified 02/28/2012 1
GREENX Amendments to Rules 402 and 907 to comply with new CFTC Regulations 39.16(d) and 39.15(d). And clarifying Rulebook amendments in Chapter 1. GREENX #2012-05 02/10/2012 Certified 02/28/2012 1
GREENX Various Rule Amendments. GREENX #2011-13 06/24/2011 Certified 08/04/2011 1
GREENX Adopting a liquidity provider program for GreenX's products pursuant to Rule 544. GREENX #2011-28 12/14/2011 Certified 12/30/2011 1
GREENX Suspension of Trading with Respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. 01/21/2011 Certified 02/08/2011 1
GREENX Continued Suspension of Trading with Respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. 01/27/2011 Certified 02/08/2011 1
GREENX Amending Rule 544-Market Maker and Liquidity Provider Programs, Rule 703-Inquiries and Investigation, and Rule 1107-Certified Emission Reduction Plus. GREENX #2011-08 03/15/2011 Certified 12/27/2011 1
GREENX Amendment to Rule 210 to permit the Regulatory Oversight Committee, the CEO, or the CRO to implement Emergency Rules on behalf of GreenX. GREENX # 2011-04 02/22/2011 Certified 03/01/2011 1
GREENX Amending Rule 543.E to prohibit claims for losses arising from error trades executed within the non-reviewable range; and Rule 1401.09 to clarify the timing for deposit of margins relating to delivery. GX #2011-14 07/08/2011 Certified 07/29/2011 1
GREENX Implementing a market maker program for GreenX's European carbon products in accordance with Rule 544. GREENX #2011-17 09/07/2011 Certified 09/22/2011 1
GREENX Advisory Authorizing NYMEX to take Disciplinary Action over GreenX Market Participants. 07/12/2012 Certified 07/27/2012 1
GREENX Amending existing "Early Adopter" liquidity provider program for European Union Allowance (EUA) and Certified Emission Reduction (CER) contracts in accordance with GreenX Rule 544. GREENX #2011-26 11/28/2011 Certified 12/12/2011 1
GREENX GreenX is listing 42 environmental futures and options contracts which are being migrated from the New York Mercantile Exchange, Inc. to GreenX effective January 24, 2011. GREENEX #2011-01 01/20/2011 Certified 12/27/2011 1
GREENX Continuation of the suspension of trading with respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. GREENX #2011-07 03/11/2011 Certified 03/11/2011 1
GREENX Extending the existing CPC Incentive Program for one year in accordance with GreenX Rule 606(d). GREENX #2012-02 01/31/2012 Certified 02/15/2012 1
GREENX Amending existing market maker program for GreenX's European emissions products in accordance with Rule 544. GREENX #2011-27 12/01/2011 Certified 12/15/2011 1
GREENX Implementing a Green Exchange Broker Member Incentive Program in support of certain Green X products that are executed on Globex or submitted for Clearing via ClearPort. GREENX #2012-09 04/09/2012 Certified 04/24/2012 1
GREENX Implementing a Green Exchange Trading Member Incentive Program in support of certain Green X products that are executed on Globex or submitted for Clearing via ClearPort. GREENX #2012-08 04/09/2012 Certified 04/24/2012 1
GREENX Replaces all rulebook "GreenEx" references with "GreenX" and amends Rule 544 to permit the Chief Executive Officer to approve the implementation of market maker or liquidity programs. GreenX #2010-01 11/09/2010 Certified 12/08/2010 1
GREENX Implementing a Market Maker program for European Union Allowance (EUA) and Certified Emission Reduction (CER) contracts, which are intended to be transitioned from NYMEX to GreenX on January 24, 2010. GREENEX #2010-03 11/12/2010 Certified 11/19/2010 1
GREENX Implementing an "Early Adopter" liquidity provider program for European Union Allowance and Certified Emission Reduction contracts, which are intended to be transitioned from NYMEX to GreenX on January 24, 2010. GREENEX #2010-02 11/12/2010 Certified 01/21/2011 1
ICE US Effective October 10, 2017 the Exchange is extending the terms of the N.A. Credit Futures Contracts Market Maker Program through December 31, 2018. 09/25/2017 Certified 10/10/2017 2
ICE US The Exchange is extending the terms of Precious Metal Futures Contract Exchange Member Fee Program through June 30, 2020. 06/10/2019 Certified 06/24/2019 1
ICE US The Exchange is extending the terms of the ICE Futures U.S. Oil Liquidity Provider Program through November 30, 2020. 11/05/2019 Certified 11/20/2019 2
ICE US Amendment to the definition of the term "Licensed Store" to conform with amendments already established in Chapter 7 - Licensing Rules. 12/04/2019 Certified 12/18/2019 1
ICE US Amendments renaming and adjusting the NYSE FANG+Market Maker Program 09/10/2020 Certified 09/24/2020 2
ICE US Extension of Legacy 1st Line and Euro Program 11/15/2022 Certified 11/30/2022 2
ICE US Amended Definition of Business Day to Restrict Business Day to a Day on Which Open Outcry Trading Occurs. NYBOT No. 07-17 03/02/2007 Certified 03/07/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Amendments to New MSCI Contracts Designated Market Maker Program. ICE US #14-62 06/20/2014 Certified 07/08/2014 0
ICE US Effective October 10, 2017 the Exchange is extending the terms of the N.A. Credit Futures Contracts Liquidity Provider Program through December 31, 2018. 09/25/2017 Certified 10/10/2017 2
ICE US The Exchange is extending the terms of the Average Price Options Liquidity Provider Program through November 30, 2020. 11/05/2019 Certified 11/20/2019 2
ICE US Amendments renaming and adjusting the NYSE FANG+ Member Firm Program 09/10/2020 Certified 09/24/2020 1
ICE US Legacy 1st Line Liquidity Provider Program 11/15/2022 Certified 11/30/2022 2
ICE US Amendment to Block Trade Procedures extends the reporting window to within ten minutes of execution solely for complex Block Trades consisting of three or more legs. ICE US #10-34 09/01/2010 Certified 12/22/2010 1