| GREENX |
Suspension of Trading with Respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. |
01/21/2011 |
Certified |
02/08/2011 |
|
1 |
| GREENX |
Continued Suspension of Trading with Respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. |
01/27/2011 |
Certified |
02/08/2011 |
|
1 |
| GREENX |
Amending Rule 544-Market Maker and Liquidity Provider Programs, Rule 703-Inquiries and Investigation, and Rule 1107-Certified Emission Reduction Plus. GREENX #2011-08 |
03/15/2011 |
Certified |
12/27/2011 |
|
1 |
| GREENX |
Amendment to Rule 210 to permit the Regulatory Oversight Committee, the CEO, or the CRO to implement Emergency Rules on behalf of GreenX. GREENX # 2011-04 |
02/22/2011 |
Certified |
03/01/2011 |
|
1 |
| GREENX |
Amending Rule 543.E to prohibit claims for losses arising from error trades executed within the non-reviewable range; and Rule 1401.09 to clarify the timing for deposit of margins relating to delivery. GX #2011-14 |
07/08/2011 |
Certified |
07/29/2011 |
|
1 |
| GREENX |
Implementing a market maker program for GreenX's European carbon products in accordance with Rule 544. GREENX #2011-17 |
09/07/2011 |
Certified |
09/22/2011 |
|
1 |
| GREENX |
Advisory Authorizing NYMEX to take Disciplinary Action over GreenX Market Participants. |
07/12/2012 |
Certified |
07/27/2012 |
|
1 |
| GREENX |
Amending existing "Early Adopter" liquidity provider program for European Union Allowance (EUA) and Certified Emission Reduction (CER) contracts in accordance with GreenX Rule 544. GREENX #2011-26 |
11/28/2011 |
Certified |
12/12/2011 |
|
1 |
| GREENX |
GreenX is listing 42 environmental futures and options contracts which are being migrated from the New York Mercantile Exchange, Inc. to GreenX effective January 24, 2011. GREENEX #2011-01 |
01/20/2011 |
Certified |
12/27/2011 |
|
1 |
| GREENX |
Continuation of the suspension of trading with respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. GREENX #2011-07 |
03/11/2011 |
Certified |
03/11/2011 |
|
1 |
| GREENX |
Extending the existing CPC Incentive Program for one year in accordance with GreenX Rule 606(d). GREENX #2012-02 |
01/31/2012 |
Certified |
02/15/2012 |
|
1 |
| GREENX |
Amending existing market maker program for GreenX's European emissions products in accordance with Rule 544. GREENX #2011-27 |
12/01/2011 |
Certified |
12/15/2011 |
|
1 |
| GREENX |
Implementing a Green Exchange Broker Member Incentive Program in support of certain Green X products that are executed on Globex or submitted for Clearing via ClearPort. GREENX #2012-09 |
04/09/2012 |
Certified |
04/24/2012 |
|
1 |
| GREENX |
Implementing a Green Exchange Trading Member Incentive Program in support of certain Green X products that are executed on Globex or submitted for Clearing via ClearPort. GREENX #2012-08 |
04/09/2012 |
Certified |
04/24/2012 |
|
1 |
| GREENX |
Replaces all rulebook "GreenEx" references with "GreenX" and amends Rule 544 to permit the Chief Executive Officer to approve the implementation of market maker or liquidity programs. GreenX #2010-01 |
11/09/2010 |
Certified |
12/08/2010 |
|
1 |
| GREENX |
Implementing a Market Maker program for European Union Allowance (EUA) and Certified Emission Reduction (CER) contracts, which are intended to be transitioned from NYMEX to GreenX on January 24, 2010. GREENEX #2010-03 |
11/12/2010 |
Certified |
11/19/2010 |
|
1 |
| GREENX |
Implementing an "Early Adopter" liquidity provider program for European Union Allowance and Certified Emission Reduction contracts, which are intended to be transitioned from NYMEX to GreenX on January 24, 2010. GREENEX #2010-02 |
11/12/2010 |
Certified |
01/21/2011 |
|
1 |
| FMX |
Reorganization of and amendments of FMX Futures Exchange Rules to permit intermediated futures trading. |
01/22/2024 |
Certified |
02/05/2024 |
|
3 |
| FMX |
Changes to customer margin rule and clarification of minimum margin levels for customers in the FMX Division Rules and 2024 updates to the incentive program in the CX Division Rules. |
03/05/2024 |
Certified |
03/19/2024 |
|
3 |
| FMX |
Amendments to financial requirements for order entry, Customer minimum margin rule and updated 2024 incentive program. |
03/06/2024 |
10 Day Review |
03/06/2024 |
|
1 |
| ELX |
ELX Offering a Short Term Treasury Roll Incentive Program. |
02/06/2012 |
Certified |
02/22/2012 |
|
1 |
| ELX |
Provides an ELX Advisory (Advisory 09-018, dated October 14) notifying the market that its EFF rule was approved by the CFTC. ELX #09019 |
10/19/2009 |
Certified |
10/26/2009 |
|
1 |
| ELX |
Amends Chapter I Definitions; Interpretation; Amendments; Chapter IV Trading Standards; and Chapter IX Contracts |
05/28/2010 |
Certified |
06/28/2010 |
|
1 |
| ELX |
Extends the time from 5 to 15 minutes to report block trades executed outside of regular trading hours or in extraordinary sizes of 10,000 contracts or more to allow for price improvement for customers. |
07/02/2009 |
Certified |
11/27/2009 |
|
1 |
| ELX |
Clarifies the responsibilities of ELX Participants for procedures to assure compliance by authorized customers, authorized traders and supervised persons. |
07/09/2009 |
Certified |
07/15/2009 |
|
1 |
| ELX |
Provides the initial No Bust Range (term define in ELX Rule I-1) for certain contracts. |
07/09/2009 |
Certified |
07/09/2009 |
|
1 |
| ELX |
Provides an ELX Advisory (Advisory 09019, dated October 15, 2009) responding to CME's statement on CFTC approved "EFF" Rule. ELX #2009-017. |
10/22/2009 |
Certified |
11/02/2009 |
|
1 |
| ELX |
ELX is amending Rules II-1, II-2, II-5, and II-6, and is deleting Rules II-3 and II-4, relating to the governance of the exchange. |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| ELX |
ELX is certifying an amended and restated ELX Futures, L.P. Operating Agreement, which is the constitutional governing document of the partnership. |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| ELX |
As requested by Commission staff, ELX Futures is amending its rules to achieve greater consistency with certain Commodity Exchange Act provisions and the Commission's regulations relating to disruptive trading, fraud, and manipulation. |
11/22/2016 |
Certified |
12/07/2016 |
|
1 |
| ELX |
Clarifies when the markets opens and closes, and provides for temporary trading hours for July 10, the day of the launch. |
07/13/2009 |
Certified |
07/13/2009 |
|
1 |
| ELX |
Certifies Emergency Rule Amendments to ELX Rules IV-19 (Emergencies) and IV-22 (Market Opening). ELX #2009-014 |
09/30/2009 |
Certified |
12/10/2009 |
|
1 |
| ELX |
Amendment to Rule II-7 to make explicit conforming changes to the rule which currently includes provisions to automatically conform to corresponding changes in CFTC Regulations. |
12/09/2010 |
Certified |
12/16/2010 |
|
1 |
| ELX |
Provides secured connectivity to its system via the internet for transmission of orders and market data, effective 9/28/09, through its secure internet connectivity solution, ELX Net. ELX Futures #2009-013 |
09/25/2009 |
Certified |
05/20/2010 |
|
1 |
| ELX |
Removes administrative fee provisions from ELX Rule IV-9 (Trade Cancellation and Price Adjustments), to reflect current ELX policy of waiving such fees. ELX #2009-023 |
11/20/2009 |
Certified |
11/20/2009 |
|
1 |
| ELX |
Offers a Short Term Treasury Roll Incentive Program to non-invester market making firms who are currently active in ELX's Treasury futures contracts. |
08/12/2011 |
Certified |
08/29/2011 |
|
1 |
| ELX |
Amends Rule IX-3 to allow participants involved in contracts that require physical delivery to mutually agree to delivery terms that are different than those required by ELX and OCC Rules (Alternative Delivery Procedure). |
11/20/2009 |
Certified |
12/15/2009 |
|
1 |
| ELX |
Offering an incentive program - the "2012 Non-Invester Program" with a goal to provide better market quality to current and prospective market participants. ELX 2012-003 |
04/23/2012 |
Withdrawn |
05/07/2012 |
|
1 |
| ELX |
Amendment to ELX Rule III-1 - Jurisdiction: requiring all those accessing markets operated by ELX to consent to its jurisdiction. |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
| ELX |
Offering an incentive program with a goal to provide better market quality to current and prospective market participants. |
06/14/2012 |
Certified |
06/29/2012 |
|
1 |
| ELX |
Amends ELX Rule VI-10 to reference rules governing transfer, block and EFRP trades and clarify that such trades are covered by the rule. ELX 2010-003 |
01/15/2010 |
Certified |
03/30/2010 |
|
1 |
| ELX |
Provides ELX EFRP submission procedures required by Rule IV-15. |
09/01/2009 |
Certified |
10/06/2009 |
|
1 |
| ELX |
Amendment to Market Maker program - Short Term Volume Incentive Program. |
11/04/2011 |
Certified |
11/22/2011 |
|
1 |
| ELX |
Amends the terms of Rule IV-16 (Block Trades) to change the current reporting period for Black Trades, to provide that Sellers of all block trades are required to report the block trades within 15 minutes. ELX #2010-002 |
01/15/2010 |
Certified |
01/22/2010 |
|
1 |
| ELX |
Any Participant that is an FCM or is a Clearing Privilege Holder shall be required to comply with the minimum financial requirements. ELX 2012-15 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| ELX |
Amendments to Rule VI-3, addressing Abusive Trading Practices. ELX #2012-13 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| ELX |
Amendments regarding Rule V-9, Customer Funds. ELX #2012-14 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| ELX |
Amending Rule IV-18, revisions provide for a Request for Quote and a Request for Cross order in all ELX futures products that result from allowable pre-execution communications. |
08/14/2012 |
Certified |
08/29/2012 |
|
1 |
| ELX |
Offering a short-term incentive program in ELX's US Treasury futures spread transactions with a goal to provide better market quality. |
05/04/2012 |
Certified |
05/19/2012 |
|
1 |
| ELX |
Clarifies provisions of ELX Rules III-3 (Restrictions on Certain Persons Who Possess Material, Non-Public Information; Trading Prohibitions) and VI-10 (Responsibility for Procedures to Assure Compliance). ELX 2009-019 |
11/06/2009 |
Certified |
03/30/2010 |
|
1 |
