| COMEX |
Amendments to Block Trade Reporting Requirements for Foreign Exchange Futures (FX) Contracts and Issuance of CME Group Market Regulation Advisory Notice RA2102-5. |
02/04/2021 |
Certified |
02/19/2021 |
|
1 |
| COMEX |
Implementing an incentive program in suport of COMEX Copper Options. COMEX #12-350 |
10/29/2012 |
Certified |
11/14/2012 |
|
1 |
| COMEX |
Adoption of Minimum Block Trade thresholds in several new products. CME/CBOT/NYMEX/COMEX #13-197 |
05/31/2013 |
Certified |
06/15/2013 |
|
1 |
| COMEX |
Modifications to the Latin America Commodity Commercial Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1708-5 Regarding Pre-Execution Communications Pursuant to Rule 539. ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited"). |
07/21/2017 |
Certified |
08/04/2017 |
|
1 |
| COMEX |
Modifications to the APAC FCM Incentive Program |
05/16/2018 |
Certified |
05/31/2018 |
|
2 |
| COMEX |
Revisions to Limitation of Liability Rules and Conforming Amendments. CME/CBOT/NYMEX/COMEX #12-319 |
10/09/2012 |
Certified |
10/24/2012 |
|
1 |
| COMEX |
NYMEX and COMEX Energy and Metals Products Non-Member Incentive Program. NYMEX/COMEX #13-414 |
12/13/2013 |
Certified |
12/31/2013 |
|
2 |
| COMEX |
Amendments to Rule 524 and Issuance of CME Group Market Regulation Advisory Notice RA1512-5 |
07/09/2015 |
Certified |
07/23/2015 |
|
2 |
| COMEX |
Implementation of the Gold Options ETH Market Maker Program |
05/16/2018 |
Certified |
05/31/2018 |
|
2 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rulebook Chapters 8 and 9. |
09/29/2020 |
Certified |
10/14/2020 |
|
1 |
| COMEX |
Amendments to the Minimum Block Threshold Levels Requirements of all CME Dairy Inter- and Intra-Commodity Futures Spreads and Options Spreads and Certain CBOT Grain Inter-Commodity Spreads and Issuance of CME Group Market Regulation Advisory Notice RA2004 |
06/25/2020 |
Certified |
07/10/2020 |
|
2 |
| COMEX |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| COMEX |
Extension of the Globex Metals Spreads Incentive Program for Highly Passive Participants |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1902-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| COMEX |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| COMEX |
Modifications to the Emerging Markets Bank Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| COMEX |
Issuance of Market Regulation Advisory Notice RA1411-5 |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
| COMEX |
Amendments to NYMEX/COMEX Chapter 7 ("Delivery Rules and Procedures") to Expand the Location of Warehouses of Zinc to Europe and Asia |
06/14/2017 |
Certified |
06/28/2017 |
|
1 |
| COMEX |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. ("Anti-Money Laundering and Economic Sanctions Compliance") |
07/01/2019 |
Certified |
07/16/2019 |
|
1 |
| COMEX |
Modifications to Central Bank Incentive Program |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2301-5 Regarding Rule 524. (\"TAS, TAM, BTIC, and TACO Transactions\") |
05/31/2023 |
Certified |
06/14/2023 |
|
1 |
| COMEX |
Amendments to Trading at Settlement ("TAS") Eligibility for the Gold Futures and Silver Futures Contracts |
04/05/2018 |
Certified |
04/19/2018 |
|
1 |
| COMEX |
Modifications to the APAC FCM Incentive Program |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
| COMEX |
Modifications to the Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributors. NYMEX/COMEX #14-189 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| COMEX |
Modifications to the COMEX Aluminum Futures Market Development Program |
03/17/2017 |
Certified |
03/31/2017 |
|
2 |
| COMEX |
Modifications to NYMEX and COMEX Energy and Metals Products Cross-Venue Program. NYMEX/COMEX #12-081 |
03/15/2012 |
Certified |
03/30/2012 |
|
2 |
| COMEX |
Modifications to the Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributors. NYMEX/COMEX #14-187 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| COMEX |
Expansion of Trading- at-Settlement ("TAS") Eligibility for the Gold Futures, Silver Futures, Copper Futures, and Platinum Futures Contracts |
01/28/2019 |
Certified |
02/11/2019 |
|
1 |
| COMEX |
Modifications to the Shanghai Gold Futures Liquidity Provider Program |
10/17/2019 |
Certified |
10/31/2019 |
|
2 |
| COMEX |
Modifications to the Hot-Rolled Coil Steel Market Maker Program |
07/14/2023 |
Certified |
07/28/2023 |
|
2 |
| COMEX |
Expansion of Trading at Settlement (TAS) Eligibility of the Gold Futures Contract |
10/10/2023 |
Certified |
10/24/2023 |
|
1 |
| COMEX |
Modifications to the Retail Broker Incentive Program |
12/15/2020 |
Certified |
12/30/2020 |
|
1 |
| COMEX |
Modifications to the Ferrous Scrap Market Maker Program |
07/14/2023 |
Certified |
07/28/2023 |
|
2 |
| COMEX |
Modifications to the APAC FCM Incentive Program |
12/15/2020 |
Certified |
12/30/2020 |
|
2 |
| COMEX |
Modifications to the Global Aluminum Futures Market Maker Program |
07/14/2023 |
Certified |
07/28/2023 |
|
2 |
| COMEX |
Extension of the Globex Core Metals Volume Incentive Program |
06/16/2016 |
Certified |
06/30/2016 |
|
2 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901.Q. |
05/02/2017 |
Certified |
05/16/2017 |
|
1 |
| COMEX |
Amendments to Various CME, CBOT, and NYMEX/COMEX Rules to Replace the Term "President of the Clearing House" with "Global Head of Clearing & Post-Trade Services" |
07/20/2022 |
Certified |
08/03/2022 |
|
1 |
| COMEX |
Modifications to the Global Aluminum Front Month Liquidity Provider Program |
07/14/2023 |
Certified |
07/28/2023 |
|
2 |
| COMEX |
Modifications to the Iron Ore Gateway Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
| COMEX |
Modifications to the HRC Steel Options Liquidity Provider Program |
07/14/2023 |
Certified |
07/28/2023 |
|
2 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 106.K. ("Transfer to a Trust") |
04/17/2019 |
Certified |
05/01/2019 |
|
1 |
| COMEX |
Weekly Notification of Rule Amendments (Week of February 1, 2021) |
02/09/2021 |
Notified |
02/09/2021 |
|
1 |
| COMEX |
Modifications to the Iron Ore Volume Incentive Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1805-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
05/18/2018 |
Certified |
06/04/2018 |
|
1 |
| COMEX |
Extension of the Shanghai Gold Futures Volume Incentive Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
| COMEX |
Implementation of the Global Aluminum Asset Manager Program |
09/14/2022 |
Certified |
09/28/2022 |
|
2 |
| COMEX |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| COMEX |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
