Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOT Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 10/01/2012 Certified 10/17/2012 1
CBOT Amendment to Rule 526.F. and Issuance of CME Group Market Regulation Advisory Notice RA1506-5 05/13/2015 Certified 05/28/2015 1
CBOT Issuance of Market Regulation Advisory Notice RA1609-5 Regarding Block Trades. 07/28/2016 Certified 08/11/2016 1
CBOT Modifications to the Latin America Fund Manager Incentive Program 09/07/2016 Certified 09/21/2016 1
CBOT Modifications to the Retail Broker Incentive Program 05/14/2020 Certified 05/29/2020 1
CBOT Amendments to the Listing Schedule of Certain CME and CBOT Commodity Index Futures and Swap Contracts and Amendments to the Related Exchange Fees 05/20/2024 Certified 06/04/2024 2
CBOT Provides Notice on Trading Locations of Intermarket Spreads. CBOT Regulatory Advisory RA0806-1. CBOT #08-37 02/14/2008 Certified 02/14/2008 1
CBOT Amends CBOT Rule 817 (Liquidity Facility) to harmonizes the rule with the corresponding CME and NYMEX Rule. CBOT #09-264 10/30/2009 Certified 12/03/2009 1
CBOT Modifications to the CBOT Market Maker Program for 2-Year, 5-Year and 10-Year On-The-Run Treasury Futures. CBOT #11-415 11/14/2011 Certified 11/30/2011 2
CBOT Revision to CME/CBOT/NYMEX/COMEX Rule 409.D ("Appeals") 08/29/2014 Certified 09/15/2014 1
CBOT Implementation of the EU Wheat Futures and Options Broker Rebate Program 06/05/2017 Certified 06/19/2017 2
CBOT Provides Advisory on Wheat Futures Closing Range Time Period. CBOT Regulatory Advisory RA0805-1. CBOT #08-33 02/14/2008 Certified 02/14/2008 1
CBOT Extends the CBOT Treasury Options Electronic Market Maker Program through December 31, 2010. CBOT #10-090 04/09/2010 Certified 06/30/2010 1
CBOT Implementing a Fee Waiver Program in support of On-The-Run Treasury Futures products traded on Globex. CBOT #11-418 11/14/2011 Certified 11/30/2011 1
CBOT Modifications to the Eris Block Broker Rebate Program 03/15/2022 Certified 03/29/2022 1
CBOT Amends Rule 975 - Emergency Financial Conditions. CME/CBOT/NYMEX #09-267 10/30/2009 Certified 12/03/2009 1
CBOT Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program. CME/CBOT #13-435 12/11/2013 Certified 12/27/2013 2
CBOT Modifications to the CBOT 20-Year Treasury Futures Market Maker Program 10/13/2022 Certified 10/27/2022 1
CBOT Revising Market Regulation Advisory Notices on Block Trades, to clarify the privately negotiated standard for block trades. CME/CBOT #12-410 11/23/2012 Certified 12/08/2012 1
CBOT Modifications to the MAC Swap Futures Incentive Program 03/16/2021 Certified 03/30/2021 1
CBOT Amends the No Bust Ranges set forth in CME and CBOT Rule 588.K and NYMEX Rule 11G.588.K. CME/CBOT/NYMEX #09.110 06/11/2009 Certified 06/11/2009 1
CBOT Extension of CME/CBOT Interest Rate Options Give Up Incentive Program. CME/CBOT #13-466 12/11/2013 Certified 12/27/2013 2
CBOT Elimination of Open Outcry Trading Venue in Connection with the Closing of CBOT Open Outcry Futures Trading Pits 06/21/2015 Certified 07/06/2015 2
CBOT Amendments to the Daily Settlement Procedure Documents for Certain CME and CBOT Equity Index Futures Contracts. 01/25/2018 Certified 02/08/2018 2
CBOT Modifications to the Retail Broker Incentive Program 12/15/2015 Certified 12/30/2015 1
CBOT Modifications to the CBOT Market Maker Program for Long-Term U.S. Treasury Bond Futures 12/17/2019 Certified 01/02/2020 1
CBOT Notifies the CFTC of the issuance of Market Regulation Advisory Notice RA0901-5. ("Identification and Registration of Globex Operator IDs") (Tag 50 IDs) CME/CBOT/NYMEX #09-028 02/19/2009 Certified 02/26/2009 0
CBOT MRA Notice RA1102-3 - CME will permit block trading in EUR/USD 1-Month and 3-Month Realized Volatility futures and Custom Stock Index/SGI WISE US futures at a minimum threshold of 500 and 50 contracts. CME/CBOT #11-046 01/27/2011 Certified 03/25/2011 1
CBOT Issuance of CME & CBOT Market Regulation Advisory Notice RA1406-3 Concerning Block Trades 09/30/2014 Certified 10/15/2014 1
CBOT Extension of the Ultra 10-Year Block Fee Discount Program 12/17/2019 Certified 01/02/2020 1
CBOT Modifications to the Yield Futures Market Maker Program 01/02/2024 Certified 01/17/2024 1
CBOT Eliminates Obsolete Reference to CBOT Holdings Class A-2 (Restricted) Shares as the Transfer Restrictions on Series A-2 Stock was lifted. CBOT No. 2758.01 01/23/2007 Certified 01/24/2007 1
CBOT Amendment to Rule 813 to permit the exchanges to determine a settlement price based on price information available from other markets, including settlement prices for similar contracts that trade on other exchanges. CME/CBOT/NYMEX #11-327 08/25/2011 Certified 09/09/2011 1
CBOT Modifications to Interest Rate Portfolio Incentive Program 05/14/2015 Certified 05/29/2015 2
CBOT Modifications to the Grain and Oilseed Futures Volume Incentive Program 12/15/2015 Certified 12/30/2015 1
CBOT Application of CBOT Rule 589 ("Special Price Fluctuation Limits") to Short-Term Interest Rate Futures and Options Contracts 01/22/2016 Certified 02/05/2016 2
CBOT Extension of Alternative Quoting Requirements for July 2020 in Certain CME, CBOT, NYMEX, and COMEX Market Maker Programs 06/16/2020 Certified 06/30/2020 2
CBOT Adoption of Rule 512 (Reporting Infractions) and revisions to Rule 852 (Fines for Errors, Delays and Omissions) CME/CBOT/NYMEX/COMEX #12-257 08/16/2012 Certified 08/31/2012 1
CBOT Modifications to an existing market making program in support of certain Long-Term US Treasury Bond futures contracts that are traded on Globex. CBOT #13-179 05/17/2013 Certified 06/04/2013 2
CBOT Modifications to the CBOT ETH Agricultural Trading Incentive Program 12/15/2015 Certified 12/30/2015 1
CBOT Amendments to CME and CBOT Rule 588.H. ("Non-Reviewable Trading Ranges") Table for Certain Basis Trade at Index Close ("BTIC") on Certain Equity Futures Contracts 11/21/2017 Certified 12/06/2017 1
CBOT Extends through December 31, 2007, Temporary Trading Privileges for B-5(COM) Category Individuals for Covered Option Spreads in 100oz Gold and 5,000 oz Silver. CBOT #2802.01 06/27/2007 Certified 06/27/2007 1
CBOT Notice of Emergency Action Pursuant to CME Rule 257. ("Exchange Physical Emergencies") Regarding Certain Equity and Weather Contracts and Relief from Certain Exchange Rules. 03/13/2020 Certified 03/27/2020 3
CBOT Modifications to the APAC FCM Incentive Program 05/14/2020 Certified 05/29/2020 2
CBOT Amendments to the CME Globex Trading Hours for Basis Trade at Index Close ("BTIC") Transactions on CME and CBOT Commodity Index Futures Contracts 02/23/2023 Certified 03/09/2023 1
CBOT Modifications to the CBOT Agricultural Back Month Incentive Program. CBOT #13-089 03/13/2013 Certified 03/28/2013 1
CBOT Changes in CME Globex Trade Matching Algorithms for CBOT US Dollar and Euro Interest Rate Swap Futures Spread Transactions 10/01/2014 Certified 10/16/2014 2
CBOT Modifications to the Grain & Oilseed Futures ETH Market Maker Program 04/13/2017 Certified 04/27/2017 2
CBOT Revisions to Rule 526, to provide additional clarity regarding the party responsible for the price reporting obligation to the Exchanges attendant to the execution of block trades. CME/CBOT/NYMEX/COMEX #12-351 10/23/2012 Certified 11/07/2012 1
CBOT Modifications to the Grain & Oilseed Deferred Futures Contract Market Maker Program 04/13/2017 Certified 04/27/2017 2