Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOT Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX #13-286 07/18/2013 Certified 08/02/2013 1
CBOT Modifications to the International Cross-Asset Volume Incentive Program 05/15/2018 Certified 05/30/2018 1
CBOT Implementation of an Incentive Program for banks in the Asia-Pacific region ("AIP"). CME/CBOT/NYMEX/COMEX #11-430 11/17/2011 Certified 12/05/2011 1
CBOT Revisions to Rule 230.j made to reflect certain organizational changes within CME Group Inc. CME/CBOT/NYMEX/COMEX #12-137 05/09/2012 Certified 05/24/2012 1
CBOT Modifications to the price limit and trading halt methodologies for CME and CBOT US Equity Index futures contracts. CME/CBOT #13-026 01/29/2013 Certified 02/13/2013 1
CBOT Modifications to the Central Bank Incentive Program 05/15/2018 Certified 05/30/2018 1
CBOT Modifications to the TBA Futures Market Maker Program 04/12/2023 Certified 04/26/2023 1
CBOT Adoption of CME and CBOT Rule 524.D. ("Trade Marker at Close ("TMAC") Transactions") and Issuance of Three (3) Associated Market Regulation Advisory Notices RA2302-5, RA2303-5, RA2304-5 07/12/2023 Certified 07/26/2023 1
CBOT Amendments to CME/CBOT/NYMEX/COMEX Rule 415 ("Information-Sharing Agreements") 09/15/2015 Certified 09/29/2015 1
CBOT Modifications to the Emerging Markets Bank Incentive Program 05/15/2018 Certified 05/30/2018 1
CBOT Amendments to CME and CBOT Rule 524. ("Trading at Settlement ("TAS") and Basis Trade at Index Close ("BTIC") Transactions") and NYMEX and COMEX Rule 524. ("Trading at Settlement ("TAS") and Trading at Marker ("TAM") Transactions and Issuance of CME Group 08/08/2018 Certified 08/22/2018 2
CBOT Modifications to the CBOT 20-Year Treasury Futures Market Maker Program 04/12/2023 Certified 04/26/2023 1
CBOT Trade Marker at Close ("TMAC") Transactions Eligibility for Certain CME and CBOT Equity Index Futures Contracts 07/12/2023 Certified 07/26/2023 1
CBOT Modifications to the Latin America Fund Manager Incentive Program 05/15/2018 Certified 05/30/2018 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts 05/20/2021 Certified 06/04/2021 1
CBOT Reduction of Basis Trade at Index Close ("BTIC") Block Trade Minimum Quantity Threshold for the Adjusted Interest Rate S&P 500 Total Return Index Futures, S&P 500 Total Return Index Futures, Nasdaq-100 Total Return Index Futures and Dow Jones Industrial A 06/29/2021 Certified 07/14/2021 1
CBOT Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CBOT #07-104 12/12/2007 Certified 01/30/2008 1
CBOT Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX #13-285 07/18/2013 Certified 08/02/2013 1
CBOT Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 09/12/2013 Withdrawn 11/01/2013 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") 03/04/2019 Certified 03/18/2019 1
CBOT Floor Trading Codes Assigned to Ethanol and Distillers' Dried Grain Futures. CBOT #10-211 07/20/2010 Certified 07/20/2010 1
CBOT Modifications to the Eris Block Broker Rebate Program 04/13/2023 Certified 04/27/2023 1
CBOT Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CBOT #07-105 12/12/2007 Certified 12/20/2007 1
CBOT Issuing Market Regulation Advisory Notice RA1004-1 regarding changes to the policy for trading in the CBOT Treasury and Swap futures pit, effective on June 15, 2010. CBOT #10-109 04/23/2010 Certified 06/11/2010 1
CBOT Implementing CBOT Market Maker Program for 2-Year, 5-Year, and 10-Year On-The-Run US Treasury Note Futures. CBOT #10-307 10/22/2010 Certified 11/19/2010 1
CBOT Modifications to CBOT Interest Rate Market Maker Program. CBOT #10-379 12/17/2010 Certified 02/23/2011 1
CBOT Modifications to the USD Deliverable Swap Futures Volume Incentive Program ("USD DSF") 09/16/2015 Certified 09/30/2015 2
CBOT Implementation of the Micro Treasury Futures Market Development Program 02/26/2024 Certified 03/11/2024 1
CBOT Market Regulation Advisory Notice RA1005-3- adding products to the list of CME block-eligible products appearing in Section 10. CME/CBOT #10-212 07/20/2010 Certified 06/08/2011 1
CBOT Various CME Block Trade Modifications. CME/CBOT #14-145 04/30/2014 Certified 05/15/2014 1
CBOT Self-certification of CBOT Financial and Regulatory Bulletin #15-01 12/16/2014 Certified 12/31/2014 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA1510-5 Regarding Block Trades 07/07/2015 Certified 07/21/2015 1
CBOT Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. 10/23/2017 Certified 11/06/2017 1
CBOT Modifications to the International Cross-Asset Volume Incentive Program 04/12/2019 Certified 04/26/2019 1
CBOT Implementation of the TBA Futures Market Maker Program 10/20/2022 Certified 11/03/2022 1
CBOT Provides Notice of three Regulatory Advisories - RA0806-3, RA0807-3, RA0808-3. CME and CBOT #08-65 involving CME and CBOT Rules 536 (CTR), order entry on consolidated trading floor and 501 and 536 trading restrictions re: employees of members. 04/02/2008 Certified 04/03/2008 1
CBOT Modifications to CBOT Fee Schedule Applicable to Agricultural Futures Fungibility Transactions. CBOT #12-359 10/26/2012 Certified 11/10/2012 1
CBOT Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 03/18/2016 Certified 04/01/2016 2
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena 09/10/2021 Certified 09/24/2021 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA2403-5 Concerning Supervisory Responsibilities for Employees and Agents 06/28/2024 10 Day Review 06/28/2024 1
CBOT Revisions to Rule 539.C - the waiting period has been reduced from 15 to 5 seconds between the entry on CME Globex of a Request Quote and a Request for Cross order in CME/CBOT interest rate options. CME/CBOT/NYMEX/COMEX #11-419 11/18/2011 Certified 12/06/2011 1
CBOT Updated Block Trade Guidance and Issuance of CME Group Market Regulation Advisory Notice RA1519-5 11/27/2015 Certified 12/11/2015 1
CBOT Termination of the Ultra 10-Year Block Fee Discount Program 09/10/2021 Certified 09/24/2021 1
CBOT Extension of the CBOT Event Contract Cash Settlement Fee Waiver Program 08/17/2023 Certified 08/31/2023 1
CBOT Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 10/26/2010 Certified 11/04/2010 1
CBOT Modifications to the CBOT ETH Agricultural Trading Incentive Program. CBOT #12-392 12/04/2012 Certified 12/19/2012 1
CBOT Amendments to Various Rules and the Issuance of Several Revised Market Regulation Advisory Notices in Connection with the Closing of NYMEX and COMEX Open Outcry Options Trading Pits 12/09/2016 Certified 12/23/2016 9
CBOT Weekly Notification of Rule Amendments (Week of August 17, 2020) 08/24/2020 Notified 08/24/2020 1
CBOT Correction to Previously Announced CME Globex Pre-Open Hours for CME, CBOT, NYMEX and COMEX Futures and Options Contracts 02/10/2022 Certified 02/25/2022 1
CBOT Modifications to the Event Contracts Market Maker Program 08/17/2023 Certified 08/31/2023 2