CBOT |
Modifications to the 3-Year Note Futures Market Maker Program |
04/12/2022 |
Certified |
04/26/2022 |
|
1 |
CBOT |
Extension of the Retail Broker Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 |
06/17/2013 |
Withdrawn |
06/28/2013 |
|
1 |
CBOT |
Revisions to CBOT Rule 539 and Issuance of CME Group Marketing Regulation Advisory Notice RA1404-5 Concerning Pre-Execution Communications. |
08/07/2014 |
Certified |
08/21/2014 |
|
2 |
CBOT |
Increase of CME Committed Cross ("C-Cross") Better Price Match Percentages and Enhancement to Better Price or Volume Match (BPVM) for all CME and CBOT Interest Rate Option Contracts |
07/10/2020 |
Certified |
07/24/2020 |
|
1 |
CBOT |
Implementation of the Commodity Index Swaps Fee Discount Program |
10/27/2023 |
Certified |
11/13/2023 |
|
2 |
CBOT |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
CBOT |
Amends CBOT Rule 536.F regarding the compliance of sanctions and violations aligned with CME and NYMEX. CME/CBOT/NYMEX #09-318 |
12/28/2009 |
Certified |
01/11/2010 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1518-5 Concerning Position Limits and Accountability Levels |
11/03/2015 |
Certified |
11/18/2015 |
|
2 |
CBOT |
Implementation of the Grain & Oilseed Deferred Spread Market Maker Program |
06/16/2017 |
Certified |
06/30/2017 |
|
2 |
CBOT |
Weekly Notification of Rule Amendments - Week of December 6, 2021 |
12/14/2021 |
Notified |
12/14/2021 |
|
1 |
CBOT |
Modifications to the E-mini Equity Index Futures BTIC Market Maker Program |
01/04/2022 |
Certified |
01/19/2022 |
|
2 |
CBOT |
Modifications to the APAC FCM Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
2 |
CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Rule 588.D. ("Alternative Resolution by Agreement of Parties") in Connection with Trade Cancellations and Price Adjustments |
05/02/2023 |
Certified |
05/16/2023 |
|
1 |
CBOT |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
05/16/2017 |
Certified |
05/31/2017 |
|
1 |
CBOT |
Modifications to the APAC FCM Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
CBOT |
Reduces the minimum threshold required for the execution of an All-or-None transaction in the pit from 20 contracts to 5 contracts, effective 6/26/09. CME/CBOT #09-116 |
07/02/2009 |
Certified |
08/10/2009 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1605-5R Regarding Suspense Accounts. |
08/18/2016 |
Certified |
09/01/2016 |
|
1 |
CBOT |
Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") |
03/27/2017 |
Certified |
04/10/2017 |
|
1 |
CBOT |
Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") |
07/14/2021 |
Certified |
07/28/2021 |
|
1 |
CBOT |
Amendments to the Daily Settlement Procedure Document for all CME and CBOT Adjusted Interests Rate (AIR) Total Return Futures Contracts |
10/27/2023 |
Certified |
11/13/2023 |
|
1 |
CBOT |
Corrects the issuance date on CBOT Market Regulation Advisory Notice RA0907-1, informing the marketplace that CBOT Rule 538 does not permit the execution of an Exchange of Futures for Futures in any CBOT product. CBOT #09-244R |
10/16/2009 |
Certified |
10/30/2009 |
|
1 |
CBOT |
Extending and Modifying the New Trader Incentive Program. CME/CBOT/NYMEX/COMEX #12-108 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
CBOT |
Amendments to Chapter 7 |
10/31/2014 |
Certified |
11/17/2014 |
|
2 |
CBOT |
Establishes an Electronic Market Maker ("EMM") Program for CBOT mini-sized Agricultural futures. CBOT #08-12 |
01/17/2008 |
Certified |
01/22/2008 |
|
1 |
CBOT |
Provides CBOT Market Regulation Advisory Notice RA-0907-1 (Prohibition of EFF Transactions), informing the marketplace that CBOT Rule 538 does not permit the execution of an Exchange of Futures for Futures in any CBOT product. CBOT #09-244 |
10/16/2009 |
Certified |
10/30/2009 |
|
1 |
CBOT |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
CBOT |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CBOT |
Provides information on the EMM Program for mini-sized Agricultural Futures. CBOT #08-12A |
01/17/2008 |
Certified |
01/22/2008 |
|
1 |
CBOT |
Termination of the Equity Index Futures Broker Incentive Program |
05/16/2017 |
Certified |
05/31/2017 |
|
2 |
CBOT |
Designates the GIM Market Category and Codify Eligibility for EFS and EFR transactions for 30 Year Interest Rate Swap Futures. CBOT No. 2770.01 |
02/28/2007 |
Certified |
02/28/2007 |
|
1 |
CBOT |
Applies the End-of-Month Fair Value procedures for the settlement to the CBOT legacy Dow Jones Industrial Average contract. CBOT #08-91 |
06/09/2008 |
Certified |
06/17/2008 |
|
1 |
CBOT |
Amendment to Rule 588.G - removing reference to "E-mini MSCI Emerging Markets" due to the delisting of this product. CME/CBOT/NYMEX #11-238 |
06/16/2011 |
Certified |
06/16/2011 |
|
1 |
CBOT |
Revisions to Rule 300.D - Disqualification from Certain Committees and Governing Boards. CME/CBOT/NYMEX/COMEX #14-247 |
06/18/2014 |
Certified |
07/03/2014 |
|
1 |
CBOT |
Implementation of the Federal Fund Options Globex Market Maker Program |
05/16/2017 |
Certified |
05/31/2017 |
|
1 |
CBOT |
Weekly Notification of Rule Amendments (Week of December 17, 2018) |
12/27/2018 |
Notified |
12/27/2018 |
|
1 |
CBOT |
Amendments to the CME, CBOT, NYMEX, and COMEX Hedge Exemption Form. |
04/12/2022 |
Certified |
04/26/2022 |
|
2 |
CBOT |
Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 |
08/03/2009 |
Certified |
08/28/2009 |
|
1 |
CBOT |
CBOT is adopting a change to the time period during which locational restrictions apply to the open outcry trading of Treasury and Interest Rate Swap futures during the rollover time period. CBOT #13-323 |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853 ("Transfers of Trades and Customer Accounts") |
11/04/2015 |
Certified |
11/19/2015 |
|
1 |
CBOT |
Amendments to Block Trade Minimum Threshold for the Soybean Oil Weekly Options Contracts. |
01/05/2018 |
Certified |
01/22/2018 |
|
1 |
CBOT |
Modifications to the Retail Broker Incentive Program |
04/16/2020 |
Certified |
04/30/2020 |
|
1 |
CANTOR |
Confidential portion of 40.6 filing; and non-nonfidential portiaon |
10/31/2014 |
Withdrawn |
11/14/2014 |
|
3 |
CANTOR |
CX is certifying the removal of Chapter IX-2100 (the terms and conditions of the Silver Digital Flex Swaps Contract) in its entirety. |
09/29/2017 |
Certified |
10/16/2017 |
|
1 |
CANTOR |
As requested by Commission staff, CX is amending rules V-8, VI-2, VI-5, and adopting rule VI-12. |
09/29/2017 |
Certified |
10/16/2017 |
|
1 |
CANTOR |
Amendments to Incentive Program |
08/30/2019 |
Certified |
09/16/2019 |
|
1 |
CANTOR |
Referring Participant and API Participant Incentive programs |
04/30/2015 |
Certified |
05/14/2015 |
|
1 |
CANTOR |
Amendment to Addendum to Compliance Manual regarding communications with CFTC |
11/12/2021 |
Certified |
11/29/2021 |
|
2 |
CANTOR |
Revision to Rule III-1(f) |
07/31/2015 |
Certified |
08/14/2015 |
|
1 |