| OCX |
Booking of EFP cash leg transactions to reflect fees. OCX #2012-14 |
07/02/2012 |
Certified |
07/18/2012 |
|
1 |
| OCX |
Clarifying the term "without delay" in regards to the reporting/posting of a bi-lateral Exchange of Future for Physical and bi-lateral Block Trades to OCX. #2012-13 |
06/19/2012 |
Certified |
07/04/2012 |
|
1 |
| OCX |
Revised Pricing Change for Creation of a Narrow Based Index. OCX #2012-12 |
05/31/2012 |
Certified |
06/11/2012 |
|
2 |
| OCX |
Opening parameters for all products on the Central Limit Order Book "CBOEdirect" will be any quote up to $5 wide. #2012-10 |
05/31/2012 |
Certified |
06/15/2012 |
|
1 |
| OCX |
Introducing Market Maker Wash Trade Prevention contingency orders. |
04/18/2012 |
Certified |
05/03/2012 |
|
1 |
| OCX |
Clarifying the distinction of an Exchange of Futures for Physical "EFP" transaction. OCX #2012-04 |
03/09/2012 |
Certified |
03/26/2012 |
|
1 |
| OCX |
Notice to Members affecting OCX.BETS Account Number Field Change. |
12/22/2011 |
Certified |
01/09/2012 |
|
1 |
| OCX |
Revisions to Rules 510 and 605 to update referenced organization name from NASD to FINRA and AMEX to NYSE AMEX. |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| OCX |
Notice Regarding MF Global, Inc. Suspension at OneChicago |
11/01/2011 |
Certified |
11/17/2011 |
|
1 |
| OCX |
Emergency Action Notice Regarding MF Global, Inc. Limited to Closing Only |
10/31/2011 |
Certified |
11/16/2011 |
|
1 |
| OCX |
Revisions to Rule 905 to support the trading and reporting of block and EFP trade/report in four decimal points. |
07/26/2011 |
Certified |
07/26/2011 |
|
1 |
| OCX |
Revisions to OneChicago Rule 905 to support the trading and reporting of block and EFP trade/report in four decimal points. |
07/13/2011 |
Certified |
07/14/2011 |
|
1 |
| OCX |
Amendment to Rule 417-Block Trading to clarify that prices for block trades must be reasonable. |
06/10/2011 |
Certified |
06/24/2011 |
|
1 |
| OCX |
Notice to Members advising that OneChicago is expanding trade prices to four decimal points. |
05/26/2011 |
Certified |
12/22/2011 |
|
1 |
| OCX |
Regulatory notice regarding Block Trades to clarify permissible pricing and hedging activities for the block. |
05/06/2011 |
Certified |
05/06/2011 |
|
1 |
| OCX |
Amendment No.1 to OCX-OCC Clearing Agreement provides for the clearing of securities futures contracts adjusted for all dividends or distributions issued for the security underlying such contract, and for the indemnification by OCX of OCC. |
09/29/2010 |
Certified |
10/07/2010 |
|
1 |
| OCX |
Amendment to OneChicago Rule 419 Regulatory Halts to insure that the rules regarding regulatory halts are consistent with recent approval by the SEC in Release No.34-62252 dated 6/10/10. |
07/13/2010 |
Certified |
12/17/2010 |
|
1 |
| OCX |
Amendment to Rule 419 harmonizes the rules of OneChicago regarding regulatory halts. |
06/15/2010 |
Certified |
12/17/2010 |
|
2 |
| OCX |
Revises Cross Trade Policy - to clarify the meaning of a cross-trade in an electronic marketplace. |
05/19/2010 |
Certified |
05/26/2010 |
|
1 |
| OCX |
Provides notification of a change in market surveillance and compliance procedures. |
04/09/2010 |
Certified |
07/14/2010 |
|
1 |
| OCX |
Revises the OneChicago Policy for Error Trades and Mistrades and Adoption of Fee Schedule. |
03/26/2010 |
Certified |
04/02/2010 |
|
1 |
| OCX |
Provides Notice of Change of Address. |
02/12/2010 |
Certified |
02/12/2010 |
|
1 |
| OCX |
Amends OneChicago, LLC Operating Agreement to reflect the addition of Public Directors. |
01/26/2010 |
Certified |
02/02/2010 |
|
1 |
| OCX |
Amends OCX Rules 116A and submission of New Rules 152A and 207(o), provding for the Chief Reguolatory Officer and the Regulatory Oversight Committee. |
12/31/2009 |
Certified |
01/22/2010 |
|
1 |
| OCX |
Provides New OCX Rule 207(n) and (o) and Revises Chapter 7 Discipline and Enforcement |
12/23/2009 |
Certified |
01/25/2010 |
|
1 |
| OCX |
Provides procedures and regulatory oversight for the transfer of trades in a manner to ensure the integrity of the market (new Rule 422); and guidance on the offsetting of concurrent long and short positions (new Rule 423). |
11/30/2009 |
Certified |
12/17/2009 |
|
1 |
| OCX |
Provides new Rule 422 (rules and procedures for the transfer of trades) and new and Rule 423 (rules and guidance on the offsetting of concurrent long and short positions). |
11/30/2009 |
Certified |
12/17/2009 |
|
1 |
| OCX |
Amends OCX Rule 419 (Regulatory Halts), to clarify the effective time of a halt on the Exchange. |
11/03/2009 |
Certified |
11/27/2009 |
|
1 |
| OCX |
Amends Definition of Clearing Member (Rule 118). |
06/10/2009 |
Certified |
05/27/2010 |
|
1 |
| OCX |
Amends Market Maker Registration Policy and Procedures and to Rule 515 (Exclusion ofr Market Makers). |
06/09/2009 |
Certified |
07/10/2009 |
|
1 |
| OCX |
Provides Guidelines for Trading Halts due to System Failures. |
11/14/2008 |
Certified |
04/03/2009 |
|
1 |
| OCX |
Provides Notice to Members of Relaxation of Market Maker Conditions. OCX #2008-04 |
09/24/2008 |
Certified |
09/24/2008 |
|
1 |
| OCX |
Notifies the CFTC that the elimination of the minimum contract size for EFP transactions using the BETS Automatic Matching feature. |
08/11/2008 |
Certified |
08/12/2008 |
|
1 |
| OCX |
Provides for an abreviated trading schedule during the July 4th holiday period. |
07/01/2008 |
Certified |
07/02/2008 |
|
1 |
| OCX |
Clarifies that for EFPs that are matched on OneChicago BETS, the securities portion of the transaction must be completed and submitted to the market centers designated by the Exchange. |
02/05/2008 |
Certified |
03/18/2008 |
|
1 |
| OCX |
Permits reporting of block trades and EFP transactions through the OneChicago Block & EFP Trading System and makes conforming amendments to OneChicago Policies: Block Trades, Pre-Execution Discussions and Cross Trades. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
| OCX |
Accommodates the initiation of the OneChicago Block & EFP Trading System by changes to Acceptable Orders, Execution of Orders and Exchange of Futures for Physical transactions, etc. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
| OCX |
Amends Error Trade Nullification Policy by modifying the no bust range, adding the term Questioned Trade, permitting trades within the no bust range to be busted or adjusted if there were an Exchange system failure, and other changes. |
06/01/2007 |
Certified |
06/07/2007 |
|
1 |
| OCX |
Permits the Minimum Block Size to be 100 Contracts/Trade, or a Minimum Number of Contracts Equal to 10,000 Shares of the Underlying Security (or Combined Securities as Relevant) for Single Stock Futures that Have Trading Units Greater than 100 Shares. |
02/02/2007 |
Certified |
02/02/2007 |
|
1 |
| NYMEX |
Modifications to the Gateway to NYMEX Gas Options Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| NYMEX |
Modifications to the Gateway to NYMEX Oil Options Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| NYMEX |
Modifications to the NYMEX Manual Trader Growth Incentive Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| NYMEX |
Modifications to the NYMEX Micro Crude Oil Liquidity Provider Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
2 |
| NYMEX |
Modifications to the NYMEX Japanese Power Fee Waiver Program |
12/02/2024 |
10 Day Review |
12/02/2024 |
|
1 |
| NYMEX |
Modifications to the NYMEX Micro WTI Crude Oil Options Liquidity Provider Program |
11/26/2024 |
10 Day Review |
11/26/2024 |
|
2 |
| NYMEX |
Modifications to the NYMEX Brent Crude Oil Futures-Style Margin Option Fee Waiver Program |
11/26/2024 |
10 Day Review |
11/26/2024 |
|
1 |
| NYMEX |
Weekly Notification of Rule Amendments (Week of November 11, 2024) |
11/18/2024 |
Notified |
11/18/2024 |
|
1 |
| NYMEX |
Modifications to the NYMEX Commercial Brent Spread Incentive Program |
11/12/2024 |
Certified |
11/26/2024 |
|
2 |
| NYMEX |
Extension of the NYMEX Oil Incentive Program |
11/11/2024 |
Certified |
11/25/2024 |
|
2 |
| NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rules 802.A, 804, 805, 8F006 and 8F025 Regarding Default Management; Default Management Guidelines |
11/08/2024 |
Certified |
11/25/2024 |
|
2 |
