NODAL |
Extension of the Environmental Futures and Options - Broker Incentive Program and the Environmental Incentive Program 9 to December 31, 2024 |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
11/15/2017 |
Certified |
11/30/2017 |
|
3 |
NODAL |
February 7th through February 11th, 2022, the Exchange will operate extended market hours opening from 8:00 am until 5:30 pm for Power Futures and all Nodal Options contracts |
01/20/2022 |
Certified |
02/03/2022 |
|
1 |
NODAL |
Clarifying provisions and adding uniform agreement to the Nodal Exchange Broker Agreement |
05/11/2023 |
Certified |
05/25/2023 |
|
2 |
NODAL |
self certification of the Nodal Exchange Open Interest Program 1. |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commodity Futures Trading Commission ("CFTC" or "Commission") that it is self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). |
05/01/2018 |
Certified |
05/15/2018 |
|
2 |
NODAL |
Nodal Exchange is updating its 2021 Holiday Schedule and will be open for normal operations on December 27, 2021. |
07/30/2021 |
Certified |
08/13/2021 |
|
1 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Natural Gas Incentive Program 1 |
05/06/2020 |
Certified |
05/20/2020 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Broker Incentive Program |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 1 |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
NODAL |
CFTC Reg 40.6(a) certification of new Nodal Exchange incentive program for its natural gas futures contracts |
11/20/2015 |
Certified |
12/07/2015 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 2 |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Futures Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
NODAL |
Self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Options Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
NODAL |
Emergency Rule Certification providing immediate notice that MISO revised the calculation model for its day-ahead and real-time power markets, including a change in one term ("ExPost LMP" replaced "LMP")used by the Exchange in its contract specifications. |
03/20/2015 |
Certified |
04/03/2015 |
|
2 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Fee Waiver Incentive Program |
11/13/2019 |
Certified |
11/27/2019 |
|
3 |
NODAL |
The Exchange is updating the Nodal fee schedule to provide the fees for the upcoming launch of new environmental contracts |
05/05/2021 |
Certified |
05/19/2021 |
|
2 |
NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
10/25/2016 |
Certified |
11/08/2016 |
|
3 |
NODAL |
Revised Nodal Exchange Trading Hours on February 4th and February 5th, 2020 for Power Futures, NG Penultimate Futures and Options contracts |
01/16/2020 |
Certified |
01/31/2020 |
|
1 |
NODAL |
Self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program |
05/11/2020 |
Certified |
05/26/2020 |
|
3 |
NODAL |
Renumbering of the Nodal Exchange Participant Agreement |
12/27/2023 |
Notified |
12/27/2023 |
|
2 |
NODAL |
Pursuant to Commodity Futures Trading Commission Regulation 40.6(d), Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of January 15, 2018, to the Nodal Exchange Rulebook Appendix A |
01/22/2018 |
Notified |
01/22/2018 |
|
2 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 5 |
09/16/2019 |
Certified |
09/30/2019 |
|
3 |
NODAL |
On February 5th, 6th, and 7th, 2019, the Exchange will operate extended market hours opening from 9:00 am until 6:00 pm, which is one hour later than regular hours. |
01/17/2019 |
Certified |
02/01/2019 |
|
1 |
NODAL |
The Exchange is adding Rule 4.16 Exchange Staff Services and amending Nodal Rule 9.10 Limitation of Liability: No Warranties. |
05/20/2024 |
Certified |
06/04/2024 |
|
3 |
NODAL |
The Exchange is submitting changes to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Futures and Options |
06/18/2018 |
Certified |
07/02/2018 |
|
3 |
NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 6 |
01/17/2020 |
Certified |
02/03/2020 |
|
3 |
NODAL |
weekly notification of non-substantive revisions made, during the week of September 27, 2021 to correct typographical errors to Appendix A |
10/08/2021 |
Notified |
10/08/2021 |
|
2 |
NODAL |
Certification of revision to Nodal Exchange Power Incentive Program III that clarifies terms of trading incentives |
08/28/2017 |
Certified |
09/12/2017 |
|
3 |
NODAL |
February 8th through February 12th, 2021, the Exchange will operate extended market hours opening from 8:00 am until 6:00 pm for Power Futures, NG Penultimate Futures and all Nodal Options contracts |
01/21/2021 |
Certified |
02/04/2021 |
|
1 |
NODAL |
The Exchange is amending Appendix B Minimum Block Sizes and the Nodal Electronic Trade Error Policy. The amendments are to remove CSAPR SO2 contracts, which are no longer offered by the Exchange. |
05/21/2024 |
Certified |
06/05/2024 |
|
3 |
NODAL |
Implementation of the Nodal Exchange Power and Gas Incentive Program 1 |
06/24/2019 |
Certified |
07/09/2019 |
|
3 |
NODAL |
CFTC Regulation 40.6(a) certification of amendments to the Nodal Exchange Participant Agreement regarding the terms of access to Exchange information and materials by FCM Clearing Members that are not trading participants on the Exchange; misc. typos. |
06/24/2015 |
Certified |
07/09/2015 |
|
1 |
NODAL |
On February 6, 2020 the Exchange will operate extended market hours opening from 6:00 am until 5:00 pm for Power Futures, NG Penultimate Futures and Options contracts |
01/22/2020 |
Certified |
02/05/2020 |
|
1 |
NODAL |
Extension of Nodal Exchange Power Incentive Program II |
10/30/2018 |
Certified |
11/14/2018 |
|
3 |
NODAL |
Extension of Nodal Exchange Power Incentive Program III |
10/30/2018 |
Certified |
11/14/2018 |
|
3 |
NODAL |
Self-certification of the Exchange's intention to continue several Environmental incentive programs |
11/30/2022 |
Certified |
12/14/2022 |
|
3 |
NODAL |
Nodal Exchange: self certification of new trading incentives program |
07/13/2017 |
Certified |
07/27/2017 |
|
3 |
NODAL |
Nodal Contracts, based on environmental products, with December 2018 expiries will have a last trading day of December 21, 2018 and a delivery day of December 28, 2018 |
12/04/2018 |
Certified |
12/18/2018 |
|
2 |
NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
05/11/2018 |
Certified |
05/25/2018 |
|
3 |
NODAL |
The Exchange is amending the Exchange and Clearing Transaction Fee Schedule for the addition of new environmental contracts |
12/30/2022 |
Certified |
01/17/2023 |
|
2 |
NODAL |
The Exchange is amending Nodal Exchange Rule 3.5 Requirements for Participants engaging in the physical delivery of California Low Carbon Fuel Standard ("LCFS") futures contracts to include Oregon Clean Fuels Program contracts. |
05/15/2020 |
Certified |
06/01/2020 |
|
2 |
NODAL |
The Rules are being updated to clean up numbering, formatting and reordering to better align the relevant sections. The Rules are being updated to provide clarification for Participants and Customers. |
04/08/2024 |
Certified |
04/22/2024 |
|
2 |
NODAL |
CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Revised Nodal Exchange Trading Hours: 9:30am on October 19, 2015 |
10/15/2015 |
Withdrawn |
10/16/2015 |
|
1 |
NODAL |
40.6(a) Self-certification of amendments to Nodal Exchange Rule 5.2 (Clearing Members) regarding direct access authorization |
12/06/2016 |
Withdrawn |
12/15/2016 |
|
2 |
NODAL |
The Rules are being revised to be consistent with the Commodity Exchange Act. Accordingly, Rulebook Section VI is being amended to explicitly prohibit Authorized Brokers from engaging or facilitating trade practice violations. |
02/01/2018 |
Certified |
02/15/2018 |
|
2 |
NODAL |
amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options; and amendments to Nodal Exchange Rulebook Appendix B - Minimum Block Sizes |
05/15/2020 |
Certified |
06/01/2020 |
|
4 |
NODAL |
Amendments to Appendix A and Appendix C to amend a contract name and the expansion of aggregation groups. |
05/15/2020 |
Certified |
06/01/2020 |
|
3 |
NODAL |
Nodal Exchange is revising its Rulebook Section VI for market Participants engaging in electronic trading on the Exchange pursuant to the Electronic Trading Risk Principles rulemaking (Commission Regulations 38.251(e), (f) and (g)). |
06/25/2021 |
Certified |
07/12/2021 |
|
2 |
NODAL |
Exchange is amending the timing of EFRP submissions and adding Denmark, Dubai International Financial Centre, the Netherlands, and Switzerland to requirements for non-U.S. Participants and Customers. |
02/22/2024 |
Certified |
03/07/2024 |
|
3 |