Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NODAL Extension of the Environmental Futures and Options - Broker Incentive Program and the Environmental Incentive Program 9 to December 31, 2024 06/13/2024 Certified 06/28/2024 3
NODAL Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). 11/15/2017 Certified 11/30/2017 3
NODAL February 7th through February 11th, 2022, the Exchange will operate extended market hours opening from 8:00 am until 5:30 pm for Power Futures and all Nodal Options contracts 01/20/2022 Certified 02/03/2022 1
NODAL Clarifying provisions and adding uniform agreement to the Nodal Exchange Broker Agreement 05/11/2023 Certified 05/25/2023 2
NODAL self certification of the Nodal Exchange Open Interest Program 1. 06/13/2024 Certified 06/28/2024 3
NODAL Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commodity Futures Trading Commission ("CFTC" or "Commission") that it is self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). 05/01/2018 Certified 05/15/2018 2
NODAL Nodal Exchange is updating its 2021 Holiday Schedule and will be open for normal operations on December 27, 2021. 07/30/2021 Certified 08/13/2021 1
NODAL self-certification of the Exchange's intention to continue the Nodal Exchange Natural Gas Incentive Program 1 05/06/2020 Certified 05/20/2020 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Broker Incentive Program 07/29/2019 Certified 08/12/2019 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 1 07/29/2019 Certified 08/12/2019 3
NODAL CFTC Reg 40.6(a) certification of new Nodal Exchange incentive program for its natural gas futures contracts 11/20/2015 Certified 12/07/2015 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 2 07/29/2019 Certified 08/12/2019 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Futures Broker Incentive Program 12/02/2020 Certified 12/16/2020 3
NODAL Self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Options Broker Incentive Program 12/02/2020 Certified 12/16/2020 3
NODAL Emergency Rule Certification providing immediate notice that MISO revised the calculation model for its day-ahead and real-time power markets, including a change in one term ("ExPost LMP" replaced "LMP")used by the Exchange in its contract specifications. 03/20/2015 Certified 04/03/2015 2
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Fee Waiver Incentive Program 11/13/2019 Certified 11/27/2019 3
NODAL The Exchange is updating the Nodal fee schedule to provide the fees for the upcoming launch of new environmental contracts 05/05/2021 Certified 05/19/2021 2
NODAL Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. 10/25/2016 Certified 11/08/2016 3
NODAL Revised Nodal Exchange Trading Hours on February 4th and February 5th, 2020 for Power Futures, NG Penultimate Futures and Options contracts 01/16/2020 Certified 01/31/2020 1
NODAL Self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program 05/11/2020 Certified 05/26/2020 3
NODAL Renumbering of the Nodal Exchange Participant Agreement 12/27/2023 Notified 12/27/2023 2
NODAL Pursuant to Commodity Futures Trading Commission Regulation 40.6(d), Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of January 15, 2018, to the Nodal Exchange Rulebook Appendix A 01/22/2018 Notified 01/22/2018 2
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 5 09/16/2019 Certified 09/30/2019 3
NODAL On February 5th, 6th, and 7th, 2019, the Exchange will operate extended market hours opening from 9:00 am until 6:00 pm, which is one hour later than regular hours. 01/17/2019 Certified 02/01/2019 1
NODAL The Exchange is adding Rule 4.16 Exchange Staff Services and amending Nodal Rule 9.10 Limitation of Liability: No Warranties. 05/20/2024 Certified 06/04/2024 3
NODAL The Exchange is submitting changes to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Futures and Options 06/18/2018 Certified 07/02/2018 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Power Incentive Program 6 01/17/2020 Certified 02/03/2020 3
NODAL weekly notification of non-substantive revisions made, during the week of September 27, 2021 to correct typographical errors to Appendix A 10/08/2021 Notified 10/08/2021 2
NODAL Certification of revision to Nodal Exchange Power Incentive Program III that clarifies terms of trading incentives 08/28/2017 Certified 09/12/2017 3
NODAL February 8th through February 12th, 2021, the Exchange will operate extended market hours opening from 8:00 am until 6:00 pm for Power Futures, NG Penultimate Futures and all Nodal Options contracts 01/21/2021 Certified 02/04/2021 1
NODAL The Exchange is amending Appendix B Minimum Block Sizes and the Nodal Electronic Trade Error Policy. The amendments are to remove CSAPR SO2 contracts, which are no longer offered by the Exchange. 05/21/2024 Certified 06/05/2024 3
NODAL Implementation of the Nodal Exchange Power and Gas Incentive Program 1 06/24/2019 Certified 07/09/2019 3
NODAL CFTC Regulation 40.6(a) certification of amendments to the Nodal Exchange Participant Agreement regarding the terms of access to Exchange information and materials by FCM Clearing Members that are not trading participants on the Exchange; misc. typos. 06/24/2015 Certified 07/09/2015 1
NODAL On February 6, 2020 the Exchange will operate extended market hours opening from 6:00 am until 5:00 pm for Power Futures, NG Penultimate Futures and Options contracts 01/22/2020 Certified 02/05/2020 1
NODAL Extension of Nodal Exchange Power Incentive Program II 10/30/2018 Certified 11/14/2018 3
NODAL Extension of Nodal Exchange Power Incentive Program III 10/30/2018 Certified 11/14/2018 3
NODAL Self-certification of the Exchange's intention to continue several Environmental incentive programs 11/30/2022 Certified 12/14/2022 3
NODAL Nodal Exchange: self certification of new trading incentives program 07/13/2017 Certified 07/27/2017 3
NODAL Nodal Contracts, based on environmental products, with December 2018 expiries will have a last trading day of December 21, 2018 and a delivery day of December 28, 2018 12/04/2018 Certified 12/18/2018 2
NODAL Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV 05/11/2018 Certified 05/25/2018 3
NODAL The Exchange is amending the Exchange and Clearing Transaction Fee Schedule for the addition of new environmental contracts 12/30/2022 Certified 01/17/2023 2
NODAL The Exchange is amending Nodal Exchange Rule 3.5 Requirements for Participants engaging in the physical delivery of California Low Carbon Fuel Standard ("LCFS") futures contracts to include Oregon Clean Fuels Program contracts. 05/15/2020 Certified 06/01/2020 2
NODAL The Rules are being updated to clean up numbering, formatting and reordering to better align the relevant sections. The Rules are being updated to provide clarification for Participants and Customers. 04/08/2024 Certified 04/22/2024 2
NODAL CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Revised Nodal Exchange Trading Hours: 9:30am on October 19, 2015 10/15/2015 Withdrawn 10/16/2015 1
NODAL 40.6(a) Self-certification of amendments to Nodal Exchange Rule 5.2 (Clearing Members) regarding direct access authorization 12/06/2016 Withdrawn 12/15/2016 2
NODAL The Rules are being revised to be consistent with the Commodity Exchange Act. Accordingly, Rulebook Section VI is being amended to explicitly prohibit Authorized Brokers from engaging or facilitating trade practice violations. 02/01/2018 Certified 02/15/2018 2
NODAL amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options; and amendments to Nodal Exchange Rulebook Appendix B - Minimum Block Sizes 05/15/2020 Certified 06/01/2020 4
NODAL Amendments to Appendix A and Appendix C to amend a contract name and the expansion of aggregation groups. 05/15/2020 Certified 06/01/2020 3
NODAL Nodal Exchange is revising its Rulebook Section VI for market Participants engaging in electronic trading on the Exchange pursuant to the Electronic Trading Risk Principles rulemaking (Commission Regulations 38.251(e), (f) and (g)). 06/25/2021 Certified 07/12/2021 2
NODAL Exchange is amending the timing of EFRP submissions and adding Denmark, Dubai International Financial Centre, the Netherlands, and Switzerland to requirements for non-U.S. Participants and Customers. 02/22/2024 Certified 03/07/2024 3