| NODAL |
non-substantive revisions, made during the week of December 9, 2019, to Exhibit N-3 of the Nodal Exchange DCM Application |
12/20/2019 |
Notified |
12/20/2019 |
|
3 |
| NODAL |
Change to trading hours |
06/05/2023 |
Certified |
06/20/2023 |
|
1 |
| NODAL |
weekly notification of non-substantive revisions made, during the week of April 15, 2019, to the Nodal Exchange Rulebook Rule 5.1.1 Transactions on the Trading Platform. |
04/22/2019 |
Notified |
04/22/2019 |
|
2 |
| NODAL |
40.6(a) Self-certification of amendments to Nodal Exchange Rule 5.2 (Clearing Members) regarding direct access authorization |
03/23/2017 |
Certified |
04/06/2017 |
|
2 |
| NODAL |
Amendments to the Nodal Exchange Natural Gas Broker Incentive Program |
02/09/2021 |
Certified |
02/24/2021 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 4 |
08/31/2020 |
Certified |
09/15/2020 |
|
3 |
| NODAL |
Emergency Certification regarding Exchange's Broker Incentive Program |
10/27/2015 |
Withdrawn |
10/28/2015 |
|
2 |
| NODAL |
Non-substantive revisions made to Appendix C - amending the contract name from MA AEC to MA APS AEC. |
10/02/2020 |
Notified |
10/02/2020 |
|
2 |
| NODAL |
Self-certification of amendments to the Nodal Exchange Rulebook. |
05/16/2016 |
Certified |
05/31/2016 |
|
3 |
| NODAL |
The Exchange is revising its Participant Agreement to provide a definition of a "Routine Request". In addition, the Exchange is revising Section 6.2 Nondisclosure and Section 7 Proprietary Rights to provide clarity to Participants. |
07/07/2021 |
Certified |
07/21/2021 |
|
2 |
| NODAL |
The Exchange is amending the minimum block size for 4 Environmental Contracts to align with all other comparable Environmental Contracts. |
07/07/2021 |
Certified |
07/21/2021 |
|
2 |
| NODAL |
Notification of Delisted Products (No Open Interest) on Nodal Exchange, LLC |
07/10/2015 |
Certified |
07/24/2015 |
|
3 |
| NODAL |
The Rules are being revised for the upcoming implementation of implied order functionality on Nodal T7 |
04/01/2021 |
Certified |
04/15/2021 |
|
3 |
| NODAL |
The Exchange is amending Rulebook Appendix B - Minimum Block Sizes, the Exchange and Clearing Transaction Fee Schedule and the Nodal Electronic Trade Error Policy for the upcoming listing of new environmental contracts. |
11/02/2022 |
Certified |
11/17/2022 |
|
4 |
| NODAL |
Nodal Exchange is amending the names of 2 contracts from "PJM OVEC" to "PJM OVEC (PRE-PJM)". These revisions have no effect on the economic characteristics of these contracts in accordance with CFTC Regulation 40.6(d)(i). |
01/30/2019 |
Notified |
01/30/2019 |
|
3 |
| NODAL |
The Exchange is extending several Environmental Incentive Programs, which are set to expire December 31, 2020. |
11/10/2020 |
Certified |
11/25/2020 |
|
3 |
| NODAL |
The Exchange is amending the Rules and Nodal Exchange Participant Agreement ("Agreement") to allow intermediated trades to be entered on its System. |
10/18/2023 |
Certified |
11/01/2023 |
|
3 |
| NODAL |
Nodal Exchange is revising Rule 6.5 - Position Limits, to further align with the requirements of new Part 150 of the Commission's Regulations |
12/29/2021 |
Certified |
01/13/2022 |
|
2 |
| NODAL |
Addition of Exchange and Clearing Transaction Fee Schedule for Nodal Contracts based on trucking freight futures |
03/14/2019 |
Certified |
03/28/2019 |
|
2 |
| NODAL |
The Exchange intends to implement the Nodal Exchange Natural Gas Strategic Revenue Share Program 1 |
04/08/2021 |
Certified |
04/22/2021 |
|
3 |
| NODAL |
For the period February 6th, 2023 through February 10th, 2023, the Exchange will operate extended market hours opening from 8:00 am until 5:45 pm |
01/13/2023 |
Certified |
01/30/2023 |
|
1 |
| NODAL |
The Exchange is amending the Natural Gas Strategic Revenue Share Program 1 |
03/13/2023 |
Certified |
03/27/2023 |
|
3 |
| NODAL |
weekly notification of non-substantive revisions made, during the week of June 29, 2020, to the Nodal Exchange Rulebook Appendix A (Contract Specifications). |
07/08/2020 |
Notified |
07/08/2020 |
|
2 |
| NODAL |
Rules revised to add terminology and procedures regarding option products. |
05/08/2017 |
Certified |
05/22/2017 |
|
4 |
| NODAL |
Self-Certification Notice of Nodal Exchange Broker Incentive Program for Q1 2016 |
01/04/2016 |
Certified |
01/19/2016 |
|
4 |
| NODAL |
The Exchange is self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a) |
11/22/2019 |
Certified |
12/09/2019 |
|
2 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it intends to implement trading incentives on the Exchange's power contracts |
06/28/2016 |
Certified |
07/13/2016 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Incentive Payments to Brokers for Electric Power Options Program |
05/26/2020 |
Certified |
06/09/2020 |
|
3 |
| NODAL |
The delivery day for December 2019 futures expiries of Nodal Contracts based on environmental products will be changed from Tuesday December 31, 2019 to Monday December 30, 2019. |
11/25/2019 |
Certified |
12/10/2019 |
|
1 |
| NODAL |
Amending Rule 9.1 - Prohibiting Exchange Officials from trading contracts offered on the Exchange. |
09/30/2013 |
Certified |
10/16/2013 |
|
1 |
| NODAL |
The Rules are being revised to reflect the introduction of Nodal Contracts based on trucking freight futures |
03/15/2019 |
Certified |
03/29/2019 |
|
4 |
| NODAL |
amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures |
05/07/2019 |
Certified |
05/21/2019 |
|
2 |
| NODAL |
The Exchange is extending several Power and Natural Gas Incentive Programs, which are set to expire on December 31, 2020, to December 31, 2021. |
11/16/2020 |
Certified |
12/01/2020 |
|
3 |
| NODAL |
The Exchange is self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). The Exchange is revising Rule 9.2 Market Data and Rule 9.4 Confidentiality and Disclosure Information. |
09/20/2021 |
Certified |
10/04/2021 |
|
2 |
| NODAL |
The Exchange is amending Rule 4.9.2 Review of Trades and implementing the Nodal Electronic Trade Error Policy. |
04/11/2022 |
Certified |
04/25/2022 |
|
3 |
| NODAL |
CFTC Reg 40.6(a) certification of amendments to Nodal Exchange Rules related to Exchange enforcement |
01/07/2016 |
Certified |
01/22/2016 |
|
2 |
| NODAL |
self-certification of the Exchange's intention to amend the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 1 |
12/22/2020 |
Certified |
01/07/2021 |
|
3 |
| NODAL |
weekly notification of non-substantive revisions made, during the week of December 14, 2020, to the Nodal Exchange Rulebook Appendix A (Contract Specifications). |
12/22/2020 |
Notified |
12/22/2020 |
|
2 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Natural Gas Incentive Program |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| NODAL |
Weekly notification of non-substantive revisions |
12/20/2018 |
Notified |
12/20/2018 |
|
2 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| NODAL |
weekly notification of non-substantive revisions made, during the week of October 21, 2019, to the Nodal Exchange Rulebook Appendix A (Contract Specifications) |
11/01/2019 |
Notified |
11/01/2019 |
|
2 |
| NODAL |
The Exchange is amending Rule 1.37 and Rule 3.4 to provide clarity to the marketplace relating to Nodal allowing intermediated trades to be entered on its System. |
10/26/2023 |
Certified |
11/09/2023 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers Program for the submission of block trades by brokers. |
06/16/2017 |
Certified |
06/30/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II. |
06/16/2017 |
Certified |
06/30/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures Program |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Option Contracts Program |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
