NFX |
Amending the fee schedule in connection with the listing of two Options on financial futures contracts, the NFX Option on Heating Oil Penultimate Financial Futures and NFX Options on NFX RBOB Gasoline Penultimate Financial Futures. |
02/21/2017 |
Certified |
03/07/2017 |
|
1 |
NFX |
Amendments to NFX Fee Schedule. NFX #2011-18 |
12/13/2011 |
Certified |
12/29/2011 |
|
1 |
NFX |
Adopts a Rule to alow EFP Transactions and amends the Limitation of Liability for PBOT XL, to explicitly Include Block Trades and EFP Transactions. PBOT No. 2007-08 |
06/19/2007 |
Certified |
06/26/2007 |
|
1 |
NFX |
Amending Rule 128 as well as NFX Fee Schedule to create an efficient method of collecting final fees, fines, charges and/or other monetary sanctions or monies due and owing to the Exchange from NFX members and member organizations. NFX #2012-20 |
07/31/2012 |
Certified |
08/15/2012 |
|
1 |
NFX |
Combination Orders and Definitions |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
NFX |
Mass Quote Protection |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
NFX |
Amending its fee schedule to (1) increase fees for certain contracts; (2) introduce a new volume fee discount for dry freight contracts; and (3) introduce a new fee for customers optional use of the NFX Facilitation Desk for block trades. |
11/16/2018 |
Certified |
12/03/2018 |
|
2 |
NFX |
Modifies the timeframe within which a membership share may be disposed of by PBOT, amending the "one year after payment is due" language to "sixty days after notice of arrearages." PBOT #2007-15 |
08/22/2007 |
Certified |
08/27/2007 |
|
1 |
NFX |
Include New Products in the Energy Broker Incentive Program. |
03/03/2016 |
Certified |
03/17/2016 |
|
2 |
NFX |
Amending various rules in order to relocate certain rules, add new rules and correct text in the Rulebook. NFX #2013-03 |
02/28/2013 |
Certified |
03/15/2013 |
|
1 |
NFX |
Include New Products in the NFX Energy DMM Program. |
03/03/2016 |
Certified |
03/17/2016 |
|
2 |
NFX |
Quote Liquidity Provisioning Program. |
07/15/2016 |
Certified |
07/29/2016 |
|
2 |
NFX |
Allowing QEPs to Execute Block Trades |
07/18/2019 |
Certified |
08/01/2019 |
|
3 |
NFX |
Amendment to NFX Rules Regarding "Notices to Members". NFX #2012-04 |
02/16/2012 |
Certified |
03/03/2012 |
|
1 |
NFX |
Include new products in the NFX Fee Schedule and Delete Section IV |
03/03/2016 |
Certified |
03/17/2016 |
|
2 |
NFX |
Fee Schedule Amendments |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
NFX |
General Reference Guide |
05/26/2016 |
Certified |
06/10/2016 |
|
1 |
NFX |
Provides Notice of Closure on Good Friday holiday, Friday March 21, 2008. PBOT #2008-03 |
03/19/2008 |
Certified |
03/19/2008 |
|
1 |
NFX |
Exchange's Rulebook amended governing FX Futures Daily Settlement Price. NFX #2013-24 |
11/15/2013 |
Certified |
12/03/2013 |
|
1 |
NFX |
Weekly Notification of Rule Amendments |
04/05/2019 |
Notified |
04/05/2019 |
|
1 |
NFX |
Rule self-certification relating to block trade minimum quantity thresholds and reporting times for NFX Tanker Freight Contracts. |
04/25/2018 |
Certified |
05/09/2018 |
|
2 |
NFX |
Energy DMM Program |
06/12/2015 |
Certified |
06/26/2015 |
|
2 |
NFX |
Rule amendments relating to the Trade at Settlement and non- reviewable range for the NFX Brent Crude Oil and Natural Gas Liquid Financial Futures contracts. |
12/12/2017 |
Certified |
12/27/2017 |
|
2 |
NFX |
Allows Emergency Actions to be Determined by the PBOT President; Provides that the Conflict of Interest Provisions Apply and Requires that the Decision-Making Process and the Reasons be recorded. PBOT No. 2007-09 |
06/22/2007 |
Certified |
06/28/2007 |
|
1 |
NFX |
Amendments to fee schedule. |
10/13/2016 |
Certified |
10/27/2016 |
|
1 |
NFX |
Amend the Exchange's quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/13/2016 |
Withdrawn |
10/13/2016 |
|
4 |
NFX |
Fee schedule for the Designated Market Maker (DMM) and the Market Quality (MQ) programs that was inadvertently omitted from the original confidential Exhibit B filed when the programs were certified to the Commission. |
11/14/2017 |
Certified |
11/29/2017 |
|
2 |
NFX |
Amendments lowering the minimum threshold requirements for futures contracts within certain asset classes based on an analysis of the liquidity and depth of the relevant futures contracts on the NFX platform. |
11/20/2018 |
Certified |
12/05/2018 |
|
3 |
NFX |
Adopting Rule 55 - Consent to Jurisdiction. NFX #2012-21 |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
NFX |
Delisting the UAX/USD Spot Gold Futures contract. NFX #2013-06 |
06/12/2013 |
Certified |
07/29/2014 |
|
1 |
NFX |
Block Trades |
04/21/2016 |
Certified |
05/05/2016 |
|
1 |
NFX |
Amend the Exchange's quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/13/2016 |
Certified |
10/27/2016 |
|
2 |
NFX |
Provides Notice to Members concerning resolution of inconsistencies among PBOT governance documents regarding preferred membership shares. PBOT Number 2007-16 |
08/30/2007 |
Certified |
10/24/2007 |
|
1 |
NFX |
Amendment to NFX's Fee Schedule regarding its Membership dues and new Regulatory Fee. NFX #2011-03 |
04/11/2011 |
Certified |
06/30/2011 |
|
1 |
NFX |
Amendments to Exchange Rules |
08/12/2015 |
Certified |
08/26/2015 |
|
1 |
NFX |
Sanctioned Party |
01/19/2016 |
Certified |
02/02/2016 |
|
1 |
NFX |
NASDAQ Futures, Inc. hereby submits rules relating to maximum legs allowed for block trades. |
03/09/2018 |
Certified |
03/23/2018 |
|
3 |
NFX |
Provides Notice to Members concerning resolution among governance documents of PBOT preferred membership shares. PBOT Number 2007-17. |
08/29/2007 |
Certified |
10/24/2007 |
|
1 |
NFX |
Provides Notice to Members regarding NFX Trading Days, Hours of Operation, Holidays and Early Closes for 2009 through 2010. NFX #2009-15 |
10/05/2009 |
Certified |
10/07/2009 |
|
1 |
NFX |
Market Maker Protection and Self-Match Prevention Reference Guide |
03/18/2015 |
Certified |
04/01/2015 |
|
1 |
NFX |
Implementation of New Self-Match Prevention Functionality |
10/17/2016 |
Certified |
10/31/2016 |
|
1 |
NFX |
Provides Notice to Members concerning Membership Dues and Seat Transfer Fees. PBOT Number 2007-18 |
08/29/2007 |
Certified |
10/24/2007 |
|
1 |
NFX |
Provides Notice to Members regarding the 2008 Holiday Schedule. PBOT #2007-23 |
11/19/2007 |
Certified |
11/19/2007 |
|
1 |
NFX |
Amends By-Laws to change the Board, Nominating and Standing committee compositions and technical amendments, and amends Rules to add a definition of public director and to amend the disciplinary rules. NFX #2009-07 |
04/08/2009 |
Certified |
04/14/2009 |
|
1 |
NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of Contract months in certain NFX energy Futures Contracts. |
12/13/2017 |
Withdrawn |
12/14/2017 |
|
2 |
NFX |
Provides Notice to Members Regarding 2008 Holiday Schedule. PBOT #2007-23 |
11/20/2007 |
Certified |
11/20/2007 |
|
1 |
NFX |
Rule change to amend block reporting times for dry freight contracts |
02/06/2019 |
Certified |
02/21/2019 |
|
1 |
NFX |
Submitting Market Maker Agreement regarding Timber Hill LLC with one year term, effective September 23, 2010. NFX #2010-10 |
09/22/2010 |
Certified |
04/01/2011 |
|
1 |
NFX |
Amending By-Laws to increase the size of its Board of Directors from nine to ten directors to add a director who shall qualify as a commercial interest representative. NFX # 2011-04 |
04/28/2011 |
Certified |
05/25/2011 |
|
1 |
NFX |
Market Maker Amendments |
02/12/2015 |
Certified |
02/27/2015 |
|
1 |