NFX |
Submission of rules relating to block trade minimum quantity thresholds and transaction fees for new NFX Dry Freight Contracts. |
11/21/2018 |
Certified |
12/06/2018 |
|
2 |
NFX |
Initial listing of contract months within the established cycle for six new 5MWh Off-Peak Mini Futures. |
03/04/2016 |
Notified |
03/04/2016 |
|
1 |
NFX |
Self-Certification to recertify the Trading Incentive Program for certain energy contracts listed on the Exchange. |
05/01/2018 |
Certified |
05/15/2018 |
|
2 |
NFX |
Weekly notification regarding DV01 treasury futures. |
09/10/2018 |
Notified |
09/10/2018 |
|
1 |
NFX |
Amendments to Exchange Rules |
06/15/2015 |
Certified |
06/29/2015 |
|
1 |
NFX |
Rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for NFX Natural Gas Liquids Financial Futures ("NatGas Liquids Futures"). |
10/11/2017 |
Certified |
10/25/2017 |
|
2 |
NFX |
Amends rules to reflect new PBOT XL trading system functionality. PBOT 2007-02 |
03/28/2007 |
Certified |
05/23/2007 |
|
1 |
NFX |
Self-certification to implement a Competitor Response Incentive Program for contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
05/02/2018 |
Certified |
05/16/2018 |
|
2 |
NFX |
Renumbering of Rule 363 to 1500-- Clearing Corporation Rules. PBOT 2007-03. |
03/28/2007 |
Certified |
03/29/2007 |
|
1 |
NFX |
Provides Trading Hours, Block Size, No Bust Range, etc. for Foreign Currency Futures Contracts. PBOT-2007-05 |
04/26/2007 |
Certified |
04/26/2007 |
|
1 |
NFX |
Amending Rule E11, to provide that the Clearing Corporation shall establish customer margin requirements. NFX #2012-36 |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
NFX |
Amends NFX Bylaws to reflect name change of parent to Nasdaq, Inc. |
09/08/2015 |
Notified |
09/08/2015 |
|
1 |
NFX |
Membership Rules |
11/20/2015 |
Certified |
12/07/2015 |
|
1 |
NFX |
NFX is amending its fee schedule in connection with the listing of new NFX Natural Gas Liquids Financial Futures. |
10/11/2017 |
Certified |
10/25/2017 |
|
2 |
NFX |
Delegates Authority to Executive Committee; Eliminates Admissions, Margin and Commodity Floor Procedure Committees, and Adds Audit Committee; Delegates Former Admissions Committee Functions to Executive Committee and Exchange Staff. PBOT No. SR-PBOT-2007 |
01/03/2007 |
Certified |
02/15/2007 |
|
1 |
NFX |
Good Friday closure. PBOT 2007-04. |
03/28/2007 |
Certified |
03/29/2007 |
|
1 |
NFX |
Provides for clearing order type and clearing account prioritizes in the Orders and Quote Matching. PBOT-2007-06 |
04/26/2007 |
Certified |
06/08/2007 |
|
1 |
NFX |
Provides Fee Schedule with Respect to World Currency Futures Contracts. PBOT-2007-07 |
04/26/2007 |
Certified |
04/26/2007 |
|
1 |
NFX |
NFX is amending its fee schedule to remove language that should have been amended in connection with the extension of the Designated Market Maker program. |
08/18/2017 |
Certified |
09/01/2017 |
|
2 |
NFX |
Amendments to Disciplinary Rules 401, 403-411. |
09/10/2012 |
Certified |
09/25/2012 |
|
2 |
NFX |
Proposal to amend the Exchange's broker incentive program for certain energy contracts. |
02/27/2017 |
Certified |
03/13/2017 |
|
2 |
NFX |
Amendments to specify that the Exchange will not accept Combination Orders for reporting as Block Trades and to clarify the definition of a Combination Order. |
08/14/2015 |
Withdrawn |
08/20/2015 |
|
3 |
NFX |
Amending Rule E10, Market Makers - specifiying the quoting obligations of Market Makers as well as the one year period for which Market Makers will be approved. NFX #2011-20 |
12/20/2011 |
Certified |
01/05/2012 |
|
1 |
NFX |
Proposal to amend Chapter VIII, Options Rules, of the NFX rulebook to correct inaccurate internal cross-references in Sections H.3 and H.6 regarding clearing corporation option exercise procedures and other minor stylistics changes. |
10/12/2017 |
Certified |
10/26/2017 |
|
1 |
NFX |
A self-certification to extend the quote liquidity provisioning program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
01/18/2018 |
Certified |
02/01/2018 |
|
1 |
NFX |
Rule certification relating to block trades for new NFX 10 Mega Watt Power Financial Futures contracts. |
04/10/2019 |
Certified |
04/24/2019 |
|
2 |
NFX |
Amending Acceptable Trade Range Rule and a Futures Trader Alert. NFX #2013-17 |
09/05/2013 |
Certified |
09/20/2013 |
|
1 |
NFX |
Direct Access |
05/08/2015 |
Certified |
05/22/2015 |
|
1 |
NFX |
Market Makers |
11/23/2015 |
Certified |
12/08/2015 |
|
1 |
NFX |
NASDAQ Futures, Inc. ("NFX" or "Exchange") amends its Regulatory Services Agreement ("RSA") between the Exchange and the National Futures Association ("NFA"). |
05/11/2015 |
Certified |
05/26/2015 |
|
2 |
NFX |
Self-certification to amend the amount of the incentive offered for certain Energy Contracts. |
01/18/2018 |
Certified |
02/01/2018 |
|
4 |
NFX |
NFX hereby submits rules relating to block trade minimum quantity thresholds for NFX Dry Freight Futures and Options contracts ("Dry Freight contracts"). |
07/25/2018 |
Certified |
08/08/2018 |
|
2 |
NFX |
Amendments to Rule 409 and 458 serve to clarify that the timeframes listed in Rule 409 are business days and the timeframes in Rule 458 are calendar days. NFX #2011-05 |
06/01/2011 |
Certified |
06/01/2011 |
|
1 |
NFX |
Self-certification to include new pricing information for the quote liquidity provisioning program. |
01/18/2018 |
Certified |
02/01/2018 |
|
1 |
NFX |
Amending Rule 102 and add additional language to specify certain criteria required to qualify for membership at NFX. NFX #2012-08 |
04/26/2012 |
Certified |
05/11/2012 |
|
1 |
NFX |
Recertify the Trading Incentive Program ("Program") for certain energy contracts listed on the Exchange. |
04/29/2016 |
Certified |
05/13/2016 |
|
1 |
NFX |
Rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for new NFX PJM Zonal Financial Futures ("PJM Futures"). |
04/10/2017 |
Certified |
04/24/2017 |
|
2 |
NFX |
Amendments to the Energy Broker Incentive Program. |
06/15/2018 |
Certified |
06/29/2018 |
|
2 |
NFX |
Amending its fee schedule in connection with the listing of 30 PJM Independent Service Operator Financial Futures (together, the "PJM Futures"). |
04/10/2017 |
Certified |
04/24/2017 |
|
1 |
NFX |
NASDAQ Futures, Inc. submits this self -certification to launch a new quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook (the "Energy Contracts". |
06/15/2018 |
Certified |
06/29/2018 |
|
1 |
NFX |
Submitting amendments to the Exchange's Reference Guides governing Pre-Trade Limits Group functionality on the NFX TradeGuard system. |
11/28/2018 |
Certified |
12/12/2018 |
|
3 |
NFX |
Rule Certification to Establish a Rebate Program for Closing Open Interest in Tanker Freight Futures Contracts |
01/16/2020 |
Certified |
01/31/2020 |
|
2 |
NFX |
Amendment to Exchange's fee schedule to remove all references to the "New Client Fee." |
01/10/2017 |
Certified |
01/25/2017 |
|
1 |
NFX |
NASDAQ Futures, Inc. is amending its fee schedule to extend the new client program. |
01/19/2018 |
Certified |
02/02/2018 |
|
2 |
NFX |
Amended and Restated Regulatory Services Agreement |
12/14/2015 |
Notified |
12/14/2015 |
|
2 |
NFX |
NASDAQ Futures, Inc. hereby submits rules relating to maximum legs allowed for block trades. |
01/19/2018 |
Certified |
02/02/2018 |
|
7 |
NFX |
Amendment to the Off-Exchange Transactions Reference Guide. |
10/26/2016 |
Certified |
11/09/2016 |
|
2 |
NFX |
Weekly Notification of Rule Amendments |
07/06/2017 |
Notified |
07/06/2017 |
|
1 |
NFX |
Self-certification to terminate the Designated Market Maker Program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
11/15/2019 |
Certified |
12/02/2019 |
|
1 |
NFX |
Renames "Notice to Members" to "PBOT Regulatory Alerts" and provides that the Regulatory Alerts will be sent only by email rather than by hard copy. PBOT #2008-16 |
12/09/2008 |
Certified |
03/06/2009 |
|
1 |