| NFX |
Amending NFX Rulebook Chapter IV, Trading System, by revising subsection (a) of Section 13, Trading Halts. |
09/14/2018 |
Certified |
09/28/2018 |
|
1 |
| NFX |
Amended Services Agreement. |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
| NFX |
Amendments to the Authorized Trader & Account Management Reference Guide |
06/23/2015 |
Certified |
07/08/2015 |
|
1 |
| NFX |
The Exchange is amending the market maker program (the "Energy DMM Program") for certain energy contracts. |
12/15/2015 |
Certified |
12/30/2015 |
|
2 |
| NFX |
Amending the Energy DMM Program to include fifteen new financially settled energy futures products. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
| NFX |
Deleting Rules 16, 33 and amending rule 60, 1300 and Voting By Members of Board and Certain Committees. NFX #2012-27 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NFX |
Amendments to various rules to add the new language to comply with the requirements of new Core Principles. NFX #2012-29 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NFX |
Replaces Market Makers Rule E10, in its Entirety. PBOT 2007-10 |
06/20/2007 |
Certified |
07/18/2007 |
|
1 |
| NFX |
General Trading Standards and Prohibited Practices |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of contract months in certain NFX financial futures contracts. |
10/31/2016 |
Certified |
11/15/2016 |
|
1 |
| NFX |
Rule Certification to Establish a Rebate Program for Closing Open Interest in Dry Freight Futures Contracts |
03/16/2020 |
Certified |
03/30/2020 |
|
1 |
| NFX |
Adopts Notice to Members For Early Closure on July 3, 2007 PBOT #2007-11 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
| NFX |
Amends NFX Fee Schedule. NFX #2009-06 (Revised) |
04/22/2009 |
Certified |
05/17/2010 |
|
1 |
| NFX |
Amending Rule E26 and adopting New Rule 2001N - Price Adjustments and Cancellations. NFX #2012-28 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NFX |
Adopt an intercompany agreement between NFX and NASDAQ Energy Futures, LLC for certain services. |
06/25/2015 |
Certified |
07/10/2015 |
|
1 |
| NFX |
To extend the Designated Market Maker program (the "DMM Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
04/13/2017 |
Certified |
04/27/2017 |
|
3 |
| NFX |
Rule Certification to Establish a Rebate Program for Closing Open Interest in Dry Freight Futures Contracts |
03/16/2020 |
Certified |
03/30/2020 |
|
1 |
| NFX |
Adopting an intercompany agreement between NFX and NASDAQ Energy Futures LLC ("NEF"), a subsidiary of NFX, for certain services. |
06/25/2015 |
Certified |
07/10/2015 |
|
2 |
| NFX |
Amend the Exchange's Asia-Pacific incentive program (the "Energy AP Program") for certain energy contracts. |
08/02/2016 |
Certified |
08/16/2016 |
|
1 |
| NFX |
Nasdaq Futures,Inc. is amending the NFX General Reference Guide to update the Executive Summary with current information regarding NFX affiliates. |
05/10/2018 |
Certified |
05/24/2018 |
|
2 |
| NFX |
Amends By-Laws and Rules to resolve inconsistencies among rules, by-laws, the Certificate of Incorporation and initial offering circular dated August 1, 1984. PBOT #2007-19 |
09/17/2007 |
Certified |
01/11/2008 |
|
1 |
| NFX |
Adoption of Off-Exchange Reporting Broker |
03/30/2015 |
Certified |
04/13/2015 |
|
1 |
| NFX |
Rule certification relating to block trade minimum quantity thresholds and reporting times NFX Dry Freight Futures and Options contracts. |
06/19/2018 |
Certified |
07/03/2018 |
|
2 |
| NFX |
Combination Order Quotes and Kill Switch |
04/01/2015 |
Certified |
04/15/2015 |
|
1 |
| NFX |
Ownership/Control Reports |
09/10/2015 |
Certified |
09/24/2015 |
|
1 |
| NFX |
IKON Global Markets, Inc. Market Maker Notice to Members. NFX #2010-06 |
07/09/2010 |
Certified |
07/16/2010 |
|
1 |
| NFX |
Rule self certification amending the NFX Rulebook to update certain references to Commission rules. |
05/11/2018 |
Certified |
05/25/2018 |
|
1 |
| NFX |
Energy Product Trading Incentive Program and Confidential Appendix 1 |
05/15/2015 |
Certified |
06/01/2015 |
|
2 |
| NFX |
Emergency Rule Certification - temporary restriction on trading at settlement (TAS) beginning with the open session commencing 7:00 PM on 11/25/15. (SR-NFX-2015-88) |
11/25/2015 |
Certified |
12/10/2015 |
|
1 |
| NFX |
Provides for the isting on the NFX XL electronic trading platform of futures contracts on the Colombian Peso, including margin. NFX #2009-10 |
07/21/2009 |
Certified |
07/30/2009 |
|
1 |
| NFX |
Energy Broker Incentive Program |
08/18/2015 |
Certified |
09/01/2015 |
|
1 |
| NFX |
Amends daily settlement price rules of three NFX futures options contracts |
09/11/2015 |
Certified |
09/25/2015 |
|
1 |
| NFX |
Amending its fee schedule for certain listed contracts. |
03/10/2017 |
Certified |
03/24/2017 |
|
1 |
| NFX |
Self-certification renewing the Designated Market Maker Program and initiating the Market Quality Program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/17/2017 |
Certified |
10/31/2017 |
|
3 |
| NFX |
Provides, as required by Regulation 38.5(d), (1) notification that NASDAQ OMX Group Inc. acquired all outstanding shares of Phlx, parent of PBOT, and (2) certification of continued compliance with the CEA and CFTC regulations. |
08/07/2008 |
Certified |
10/01/2008 |
|
1 |
| NFX |
Self-certification to amend the Exchange's broker incentive program for certain energy contracts. |
10/17/2017 |
Certified |
10/31/2017 |
|
2 |
| NFX |
Limitation of Liability. |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
| NFX |
Off-Exchange Reporting Broker |
06/29/2015 |
Certified |
07/14/2015 |
|
1 |
| NFX |
Amendment to Off-Exchange Transactions Reference Guide. |
12/07/2016 |
Certified |
12/21/2016 |
|
1 |
| NFX |
Certification relating to extension of tenors for certain financial futures contracts listed on NFX. |
08/06/2018 |
Certified |
08/20/2018 |
|
2 |
| NFX |
Amendments to Rulebook Appendix A, Rule 316E.05, governing exercise of NFX Options on NFX PJM Western Hub Real-Time Peak One Time Calendar Financial Futures (PMQ). |
11/12/2018 |
Certified |
11/27/2018 |
|
1 |
| NFX |
Amendment to Chapter III of the NFX Rulebook |
12/07/2016 |
Certified |
12/21/2016 |
|
1 |
| NFX |
amendments to audit trail guidance originally filed as SR-NFX-2015-38 and amended in SR-NFX-2017-15 in the form of a Futures Regulatory Alert as set forth in Exhibit A. |
06/09/2017 |
Certified |
06/23/2017 |
|
1 |
| NFX |
Notice to Members regarding approval of IKON GLOBAL MARKETS, Inc. as a market maker in NFX foreign currency futures contracts. NFX #2011-09 |
07/11/2011 |
Certified |
11/08/2011 |
|
1 |
| NFX |
Block Trades |
08/20/2015 |
Certified |
09/03/2015 |
|
1 |
| NFX |
Rule Certification for Amendment to NFX Certificate of Incorporation & By-Laws |
02/25/2019 |
Certified |
03/11/2019 |
|
3 |
| NFX |
Authorized Trader Reference Guide |
05/18/2015 |
Certified |
06/02/2015 |
|
1 |
| NFX |
Amend Standard Combination Orders Reference Guide |
09/12/2016 |
Certified |
09/26/2016 |
|
2 |
| NFX |
Amends the non-reviewable range for NFX Low Sulphur Gasoil Financial Futures |
09/11/2015 |
Certified |
09/25/2015 |
|
1 |
| NFX |
Combination and Implied Orders |
02/24/2015 |
Certified |
03/10/2015 |
|
1 |
