Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NFX An amendment to the Exchange's broker incentive program for certain energy contracts. 12/17/2015 Certified 01/04/2016 1
NFX Rule Certification relating to block trade minimum quantity thresholds and transaction fees for NFX Canadian Crude Oil Financial Futures 11/01/2018 Certified 11/16/2018 2
NFX Submit amendments to Rulebook Appendix A to expand the permitted listing of consecutive contract months in an NFX option contracts. 09/14/2016 Withdrawn 09/15/2016 2
NFX Self-certification to extend the Designated Market Maker program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook 07/17/2017 Certified 07/31/2017 2
NFX An amendment to Rulebook Appendix A to expand the permitted listing of consecutive contract months in an NFX option contracts. 09/14/2016 Certified 09/28/2016 1
NFX Energy Product Fees 07/06/2015 Certified 07/20/2015 1
NFX NASDAQ Futures, Inc. hereby submits rules, terms and conditions for New NFX Midwest US Shredded Steel Scrap Financial Futures ("Scrap Steel Contract"). 11/28/2017 Certified 12/12/2017 5
NFX Rule Certification relating to block trade minimum quantity thresholds and transaction fees for Gulf Coast Crude Oil Futures Contracts 11/01/2018 Certified 11/16/2018 2
NFX An amendment to Rulebook Appendix A to expand the permitted listing of contract months in certain NFX energy futures contracts. 11/04/2016 Certified 11/21/2016 1
NFX Rule certification relating to TradeGuard pre-trade risk management implementing improved functionality for NFX Power futures contract. 09/19/2018 Certified 10/03/2018 4
NFX NASDAQ Futures, Inc. hereby submits rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for NFX Midwest US Shredded Steel Scrap Financial Futures. 11/28/2017 Certified 12/12/2017 4
NFX Rule Certification for an Amendment to the Competitor Response Incentive Program 06/26/2018 Certified 07/11/2018 2
NFX Combination and Implied Orders 07/07/2015 Certified 07/21/2015 1
NFX A self-certification to launch a new Designated Market Maker Program (the "DMM Program") for contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 03/29/2018 Certified 04/12/2018 3
NFX Rule Certification for an Amendment to the Competitor Response Incentive Program 11/01/2018 Certified 11/16/2018 2
NFX Amend Competitor Reponses Incentive Program 04/12/2019 Certified 04/26/2019 2
NFX Notification of 2015 NFX Trading Volumes 11/04/2016 Withdrawn 11/08/2016 2
NFX An amendment to terminate early the Designated Market Maker Program (DMM Program) and the Market Quality Program (MQ Program) that was previously certified to the Commission. 03/29/2018 Certified 04/12/2018 1
NFX Changes Rules and Fee Schedule to delete outdated rule references and irrelvant text on the Fee Schedule and to update name. NFX #2010-03 04/26/2010 Certified 05/17/2010 1
NFX Deletion of NFX Rules 1401-1405 Relating to Stock Index Futures. NFX #2011-11 07/14/2011 Certified 07/19/2011 1
NFX Rule Certification for Amendments to the Energy Broker Incentive Program 11/01/2018 Certified 11/16/2018 2
NFX Amendment to its Fee Schedule regarding its Regulatory Fee. NFX #2011-10 07/14/2011 Certified 07/19/2011 1
NFX Various rules associated with 4 new energy contracts (see footnote 1 of certification letter) 10/21/2015 Certified 11/04/2015 4
NFX Disruptive Trading Practices 04/06/2015 Certified 04/20/2015 1
NFX Rule Certification to Establish NFX Open Interest Fee 01/31/2020 Certified 02/14/2020 2
NFX Listing Date for Energy Contracts 07/08/2015 Notified 07/08/2015 1
NFX Amendment to Rule 406 - Summary Disciplinary Proceedings, clarifying which violations are the subject of NFX Rule 406. NFX #2011-01 03/15/2011 Certified 03/15/2011 1
NFX Amending Rule E18, which addresses both order and quote matching in the NFX XL trading system. NFX #2012-16 07/12/2012 Certified 07/27/2012 1
NFX Amendment to Trading Hours for Energy Contracts 07/08/2015 Certified 07/22/2015 1
NFX Amending its trading calendar for the remainder of 2012 and 2013 to specify the days and hours the Exchange will be closed for business. NFX #2012-17 07/12/2012 Certified 07/27/2012 1
NFX Implementation Date of Certain Rules 03/04/2015 Certified 03/18/2015 1
NFX Off-Exchange Transaction Reference Guide 05/28/2015 Certified 06/11/2015 1
NFX Amending the NASDAQ Futures Fee Schedule to include the four financially settled futures and futures options products filed under SR-NFX-2015-72. 10/21/2015 Certified 11/04/2015 2
NFX Block trade, daily settlement price, nonreviewable range, trading hours rules for 24 new ERCOT power contracts separately certified under Commission Rule 40.2 in SR-NFX-2016-30. 03/22/2016 Certified 04/05/2016 2
NFX Notification of rule amendment made effective during the preceding week. 03/16/2017 Notified 03/16/2017 1
NFX Implements new IDEX XT Electronic Trading Rules and amends the PBOT Fee Schedule for new IDEX USD Interest Rate Swap Futures Contracts. Also amends clearing rules as the IDEX contracts all that will be cleared by the IDCG DCO. PBOT #SR-PBOT-2008-17 12/23/2008 Certified 12/30/2008 1
NFX Emergency Rule: The Exchange will be closed for business on Tuesday, October 30, 2012 due to substantial inclement weather related Hurricane Sandy. NFX #2012-34 10/29/2012 Certified 11/14/2012 1
NFX Amend broker incentive program to add new Energy Contracts: NFX WTI Crude Oil Penultimate Fin Fut (TQ); NFX Options on NFX WTI Crude Oil Penultimate Fin Fut (TOQ); NFX Heating Oil Penultimate Fin Fut (OQ); NFX RBOB Gasoline Penultimate Fin Fut (RQ). 10/21/2015 Certified 11/04/2015 1
NFX Notification of rule amendment. 09/05/2017 Notified 09/05/2017 1
NFX Provides Regulatory Alerts for the new IDEX USD Interest Rate Swap Futures Contracts. PBOT #SR-PBOT-2008-18 12/23/2008 Certified 12/30/2008 1
NFX Emergency Rule: Closed for Business Monday, October 29, 2012. due to Hurricane Sandy. NFX #2012-33 10/29/2012 Certified 11/14/2012 1
NFX Amend the market maker program for certain energy contracts that the Exchange has listed, more specifically, to include the four financially settled futures and futures options products filed under SR-NFX-2015-72. 10/21/2015 Certified 11/04/2015 2
NFX Weekly Notification of Rule Amendments 12/12/2016 Notified 12/12/2016 1
NFX Self-certification to recertify the Trading Incentive Program for certain energy contracts listed on the Exchange. 04/28/2017 Certified 05/12/2017 2
NFX Deletes the requirement that the Executive Committee or Board approve the designation by the PBOT President of individuals authorized to determine an emergency and take action in the event of an emergency. #2008-19 12/29/2008 Certified 01/12/2009 1
NFX Wash Trading 04/08/2015 Certified 04/22/2015 1
NFX Wash Trading Guidance 10/22/2015 Certified 11/05/2015 1
NFX Amendments to Rule E12 and F12 prescribe the appropriate customer type indicator code to be used in connection with the submission of orders and the reporting of exchange of futures for swaps. NFX #2010-07 07/27/2010 Certified 07/27/2010 1
NFX Amending Rule E38, EFP Transactions. NFX #2012-11 05/15/2012 Certified 05/31/2012 1
NFX Self-certification to specify the days and hours the Exchange will be open for business in 2018 with respect to all listed products. 12/20/2017 Certified 01/05/2018 2