Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NADEX Nadex amends Rule regarding Order Entry to describe order rate limiter, minor clarfications to Membership Agreement and Risk Disclosure Agreement. 06/23/2017 Certified 07/10/2017 1
NADEX Nadex adds its Silver, Natural Gas, AUD/USD, USD/CAD, EUR/JPY, GBP/JPY, EUR/GBP, and AUD/JPY Touch Bracket Contracts to the list of products for which Market Makers are granted alternative position limits as set forth in Rule 4.4. 06/11/2021 Certified 06/25/2021 1
NADEX Nadex amends its Holiday Schedule Product Guidelines to set out the contracts and listing times that will be available for trading on a US public holiday. 06/11/2021 Certified 06/25/2021 1
NADEX Notifies the CFTC that HedgeStreet has a new owner, certifies compliance with the CEA and the regulations as required by Regulation 8.5(d), and states that it will recommence trading on or about February 11, 2008. 02/06/2008 Certified 02/07/2008 1
NADEX Adds "US" to "Financial Institution"; Clarify FCM withdrawal amount; Add Prohibitions; Add Settlement procedures; Amend contract duration definitions; Amend title for Fed Funds; Amend increment levels for Nonfarm Payrolls and remove unused contracts 07/31/2015 Certified 08/14/2015 1
NADEX Nadex removes $50 cap on trading fees for Direct Trading Members. 05/16/2019 Certified 05/31/2019 1
NADEX Nadex amends the terms of its Refer-a-Friend Program. 12/01/2020 Certified 12/15/2020 1
NADEX Submission of an updated Market Maker Agreement between NADEX and its current market maker, Market Risk Management. 12/09/2010 Certified 12/23/2010 1
NADEX Amends Rules to distinguish authority to limit trading; clarifies language and specifies when disciplinary action is considered final; allows for the charging of interest on negative amounts. This filing also affects Nadex as a DCO. 10/12/2018 Certified 10/26/2018 1
NADEX Nadex is amending the open time for its daily and weekly commodities to open at 6:00pm ET on the first trade date of the week rather than 3:00am ET; Nadex is updating its Holiday Schedule Product Guidelines 03/05/2021 Certified 03/19/2021 1
NADEX Amends Holiday Schedule for Korea 200 contracts for the October 2, 2009 Korean Holiday 09/25/2009 Certified 09/25/2009 2
NADEX Amends Rule 9.2 (Investigations, Hearings, and Appeals) to clarify that investigations, and information and documents collected or obtained relating to an investigation are treated as confidential and non-public. 04/02/2019 Certified 04/16/2019 1
NADEX Notice of Emergency Action: Initial Jobless Claims and Federal Funds Binary Contracts Will Not Be Listed Week of October 21, 2013. 10/18/2013 Certified 11/02/2013 1
NADEX Amends description of exchange hours and language permitting adjustments necessitated by material change in the underlying. 11/24/2009 Certified 12/02/2009 1
NADEX Limits Trading by Certain Affiliates; Changes Exchange Hours; Amends the Order Entry Rule, Underlying Futures Contract Cycle for Binary Payout Gold, Silver, and Crude Oil Contracts, the Daily Payout Criteria and the Minimum Tick Size. 02/07/2008 Certified 02/08/2008 1
NADEX Adds provision for Nadex to halt markets during limit up/down in underlying; removes reference to "Binary Swap Contract" and replaces with "Binary Contract"; updates footnote regarding OCR Volume Threshold level. 08/31/2018 Certified 09/17/2018 1
NADEX Appoints a New Market Maker 02/07/2008 Certified 02/06/2008 1
NADEX Amending its Fee Schedule regarding its Direct Members trading on the Exchange via API Connection (API Member) and make non-substantive revisions to Rule 3.1(d)(v). 11/01/2011 Certified 11/17/2011 1
NADEX Amending the Expiration times for its Daily and Weekly Corn and Soybean Binary anad Variable Payout Contracts. 06/14/2012 Certified 06/20/2012 1
NADEX Notice of Emergency Action: Closing certain FTSE 100 and Germany 30 Daily and Intraday Contracts and cancelling certain open positions. 12/19/2012 Certified 01/05/2013 1
NADEX Amends NADEX holiday schedule for 2009 Japan Labor Thanksgiving Holiday and the US Thanksgiving Holiday. 11/19/2009 Certified 11/19/2009 1
NADEX Amends Holiday Schedule for the Easter 2009 Holiday 04/02/2009 Certified 04/02/2009 1
NADEX Extension of HedgeStreet Market Maker Subsidary Pilot Program 06/20/2007 Certified 06/20/2007 1
NADEX Updates Request to amend the Commission's Orders Designating HedgeStreet (now Nadex) as a Contract Market and Registering HedgeStreet as a Derivatives Clearing Organization 08/21/2009 Certified 09/02/2009 1
NADEX Nadex amends language to limit trading privileges in instances where no Rule violation has occurred that could lead to disciplinary action, but where Nadex has determined the action is necessary or appropriate. 04/07/2017 Certified 04/21/2017 2
NADEX Nadex is adding the definition of 'entity' and amending language in the definition of 'Authorized Trader' for clarification purposes. Rules referencing 'entity' will be amended to identify the term as defined. 04/30/2020 Certified 05/14/2020 1
NADEX Clarifies Market Maker Permissible Order Types, Fee Schedule to Account for Market Maker Balance Adjustment Resulting from Executed non-Post-Only Orders and API Fees. 03/31/2014 Certified 04/15/2014 1
NADEX Nadex will retain jurisdiction over anyone who initiates a transaction on the exchange, even after termination with respect to a matter involving the individual, and that Nadex will terminate an account upon discovery that it was opened by un-named person 04/07/2017 Certified 04/21/2017 1
NADEX Adding new Rule for Jurisdictional Consent Provision, Amending and Clarifiying Language for its Member Obligations and Hours for Trading Contracts. 08/03/2012 Certified 08/18/2012 1
NADEX Divide Rule 5.19(c) into subsections. 04/27/2018 Notified 04/27/2018 1
NADEX Amendment to Rules to Add "Post Only" Orders as a Permissible Order Type. 06/30/2011 Certified 07/29/2011 1
NADEX Nadex is removing references to FIX Gateway connection for Direct Trading Members from its Rulebook and Fee Schedule. Also amending notice period for reporting potential settlement errors from 5 days to 24 hours. 08/26/2016 Certified 09/12/2016 2
NADEX EMERGENCY ACTION - Nadex halts markets due to exchange issue. 05/04/2020 Certified 05/18/2020 2
NADEX Amends Holiday Schedule for FTSE 100 contracts for the August 31, 2009 UK Bank Holiday and for all contracts for the US Labor Day 2009 Holiday. 08/27/2009 Certified 08/27/2009 1
NADEX Nadex amends its Holiday Schedule for the 2013 Christmas Holiday. 12/06/2013 Certified 12/21/2013 1
NADEX Nadex reinstates Initial Deposit Amount Bonus Program to run through May 31, 2022. 01/21/2022 Certified 02/04/2022 1
NADEX Nadex adds new order type, Market Order With Protection. 09/04/2015 Certified 09/21/2015 1
NADEX Provides Nadex 2010 Holiday Schedule. 12/02/2009 Certified 12/02/2009 1
NADEX Modifies trading and settlement schedule for the Nonfarm Payrolls and Unemployment Rate binary contracts to accommodate for the US Good Friday Holiday on April 2, 2010. 03/24/2010 Certified 03/24/2010 1
NADEX Amendments to the Fee Schedule that establishes the fee schedule for automated trading via an application programming interface connection and reduces the transactional fees for non-intermediated Market Makers. 03/30/2011 Certified 03/30/2011 1
NADEX Amends existing trading rules to apply to new Political Event Products (Rules 12.9 - 12.94) 12/19/2011 Withdrawn 04/04/2012 1
NADEX Removes All Rules Relating to Type of HedgeStreet Contract Formally Referred to as "Fixed Payout Hedgelet Contracts". 01/04/2007 Certified 01/19/2007 1
NADEX Amends Holiday Trading Hours for the India 50 Contracts for January 26, 2010 India Republic Day Holiday 01/21/2010 Certified 01/21/2010 1
NADEX Institutes Market Maker Incentive Program aimed at increasing the number of active market makers on the Exchange. 01/13/2014 Certified 01/29/2014 1
NADEX Amending the Trading Hours for its Daily and Weekly Germany 30 and FTSE 100 Binary and Variable Payout Contracts. 01/10/2014 Certified 01/28/2014 1
NADEX EMERGENCY ACTION -Due to decreased activity in the underlying market, Nadex will not be listing its AUD/JPY Binary contracts the week of 8/25/14, in order to avoid delayed settlements. This action also affects Nadex as a DCO. Action was implemented 8/25. 08/26/2014 Certified 09/10/2014 2
NADEX Nadex is amending its residency requirements to allow for non-US resident exchange Members. Nadex is also registered as a DCO, which will also be impacted by this Rule change. Additionally, Nadex adds definitions and removes subsection indexing. 08/26/2014 Certified 09/10/2014 3
NADEX Provides notification of the 2009 Holiday Schedule. 12/04/2008 Certified 12/04/2008 1
NADEX Nadex launches Refer-a-Friend Program; amends Rule to clarify when Nadex can deposit to an account 11/14/2019 Certified 11/29/2019 1
NADEX Extends its Special Free Trade Promotional Offer through June 29, 2007. 03/30/2007 Certified 03/30/2007 1