Designated Contract Market Rules

Search Designated Contract Market Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
NADEX Amends the Market Maker Agreement to include new provisions regarding the addition/deletion of Authorized Traders and responding to requests for information, and redefines what is considered a "Suspension Event", "Modification Event", and "Illiquid market 06/29/2018 Certified 07/16/2018 1
NADEX Amends Rules 1.1, 3.5, 5.2, and 5.14 to include provisions that prohibit an Authorized Trader from sharing logins, adds the definition of "Suspension Event" and "Modification Event", replaces reference to "fast markets" with Suspension and Modifications. 06/29/2018 Certified 07/16/2018 1
NADEX Nadex extends its Initial Deposit Bonus Program (originally filed with the Commission on March 13, 2020) through September 22, 2021. 08/28/2020 Certified 09/14/2020 1
NADEX Nadex extends its Dormant Account Bonus Program (originally filed with the Commission on April 9, 2020) through September 22, 2021. 08/28/2020 Certified 09/14/2020 1
NADEX Nadex extends its Refer-a-Friend Program (originally filed with the Commission on November 14, 2019) through September 22, 2021. 08/28/2020 Certified 09/14/2020 1
NADEX Nadex adds additional strike levels and amends the strike width in its US Indices, AUD/USD, EUR/USD, USD/CHF, and USD/JPY Intraday Binary contracts. 07/25/2014 Certified 08/08/2014 2
NADEX Nadex amends language regarding consent to jurisdiction in accordance with the language agreed upon by the Joint Compliance Committee. 12/20/2019 Certified 01/07/2020 1
NADEX Nadex will be amending its market hours to make contracts available for trading from 11:00 p.m. Eastern Time on Friday to 4:15 p.m. Eastern Time on the following Friday. 06/05/2023 Certified 06/20/2023 1
NADEX EMERGENCY ACTION: Due to a technical issue under investigation, bids/offers displaying on the platform were stale, indicating an inaccurate representation of the market at the time; trading in affected contracts was halted. 08/28/2020 Certified 09/14/2020 2
NADEX This filing add 20-minute Intraday Binary Contracts in the US Indices, condenses the contract specifications in these Rules, amends its Market Maker Agreement, and clarifies its Fee Schedule. This submission also affects Nadex as a DCO. 10/17/2014 Certified 10/31/2014 1
NADEX Clarify definitions of Long and Short Variable Payouts; Amend definition of "emergency"; Add language re who can trade; Clarify limiting of messages submitted to the Exchange; Amend language regarding Nadex authority when underlying unavailable 10/21/2019 Certified 11/04/2019 1
NADEX Nadex amends its Holiday Product Schedule Guidelines to remove reference to the Germany 40 contracts which have been delisted, and to set forth the limited number of Currency contracts that will be listed on a US holiday that falls on a Monday. 08/29/2022 Certified 09/13/2022 1
NADEX Amends schedule for bonus program (originally filed August 31, 2015 and first amended January 6, 2016). 08/08/2016 Certified 08/22/2016 2
NADEX Nadex adds UpDown Options as an alternative reference to Touch Bracket Contracts 03/13/2023 Notified 03/13/2023 1
NADEX NADEX Amends its Metal, Energy, and Index Variable Payout Contracts; Clarify Settlement Calculations; Amends the Language Pertaining to Officers and FCM Member Obligations; and Amends its Fee Schedule. 07/14/2011 Certified 07/14/2011 1
NADEX Amends its Holiday Schedule for the Christmas 2012 Holiday for the Week of December 24, 2012 12/07/2012 Certified 12/22/2012 1
NADEX Extending its Refer-A-Friend Incentive Program for Members, originally submitted to the Commission on August 16, 2012. 12/07/2012 Certified 12/22/2012 1
NADEX Nadex added strike levels on a discretionary basis in its Daily US Tech 100, Wall Street 30, US 500, and Daily US SmallCap 2000 Binary Contracts on July 31, 2014 due to volatility in the underlying markets. These contracts were cleared by Nadex DCO. 08/01/2014 Notified 08/01/2014 2
NADEX Amends Market Maker Agreement to provide relief from market-making obligations in the even a Market Maker is holding a position in certain specified contracts that reaches or exceeds a level set forth in the applicable contract specifications in the Rules 12/01/2017 Certified 12/15/2017 1
NADEX Clarifies continuing jurisdiction, public documents and information will remain public during investigation, and amends settlement offer process 08/22/2019 Certified 09/06/2019 1
NADEX Amend language in Member Obligations to mirror application Qualifying Questions; Clarify description of issuance of Event Binary contracts. 08/04/2017 Certified 08/18/2017 1
NADEX Notice that Nadex is revising Exchange Rules 12.24, 12.25, 12.87, 12.88, 12.91, 12.92, 12.94, and 12.96 to reflect the use of an additional underlying data provider, Lukka, Inc., for the UpDown Contracts and Event Contracts set forth in the rules above. 10/20/2023 Notified 10/20/2023 2
NADEX Amending the responsibilities of its chief operating officer. 11/04/2010 Certified 12/13/2010 1
NADEX Amends Rule 9.2 (Investigations, Hearings, and Appeals) to more closely reflect the language in the relevant CFTC Regulations, and to further clarify the hearing process. 06/04/2019 Certified 06/18/2019 2
NADEX Nadex amends the terms of its Initial Deposit Bonus Program submitted on March 13, 2020 and assigned submission no. 2003-1312-1343-76. 04/07/2020 Certified 04/21/2020 1
NADEX Amends its holiday schedule for the Independence Day 2009 holiday 06/25/2009 Certified 06/25/2009 1
NADEX EMERGENCY ACTION: Due to decreased activity in the underlying GBP/USD market at the open of business for trade date 1/2/18, Nadex widened the acceptable bid/ask spread used to collect data to calculate the expiration value to provide a better reflection. 01/02/2018 Certified 01/17/2018 2
NADEX Nadex corrects a typo. 05/27/2022 Notified 05/27/2022 1
NADEX Amending the Holiday Schedule for its US Indices, FTSE 100, Germany 30 and Commodities for Trade Date November 23, 2012 and amending Rules 9.2 and 9.4 regarding disciplinary procedures. 11/02/2012 Certified 11/20/2012 1
NADEX Nadex plans to launch a promotion for Demo account holders to predict the expiration value of the Nadex Daily Wall Street 30 contract at 4:15 on November 4, 2020. No trading of any any sort is required to submit a prediction, and there is no fee. 10/09/2020 Certified 10/26/2020 1
NADEX Cancels Free Trade Promotional Offer 05/31/2007 Certified 05/31/2007 1
NADEX Nadex amends the terms of its temporary free trading incentive program, originally filed with the Commission on August 31, 2015; changes to the program include the required initial deposit amount and correlating free trading days granted. 01/07/2016 Certified 01/22/2016 1
NADEX Clarify means to connect by FIX; rename Post-Only Order as Post-Only Quote and define; Amend fee for FIX connection 06/30/2016 Certified 07/15/2016 1
NADEX Nadex launches dormant account reactivation bonus program 04/09/2020 Certified 04/23/2020 2
NADEX Nadex amends the number of Board Directors; removes references to Chief Operating Officer; removes reference to NFA in its arbitration rule 02/13/2020 Certified 02/28/2020 1
NADEX Amends rules in conjunction with the termination of HS's Regulatory Service Agreement with NFA and HS's associated assumption of those Self-Regulatory functions. 05/07/2009 Certified 06/22/2009 1
NADEX Nadex waives market maker trading and settlement fees for Touch Bracket contracts from May 1 through October 31, 2019. 05/09/2019 Certified 05/23/2019 1
NADEX Updates Market Maker rule language. 06/30/2009 Certified 07/15/2009 1
NADEX Adds 'Fill or Kill' and 'Immediate or Cancel' orders; amends language in Rule 3.3 regarding terminating inactive accounts; amends range and tick value of US Tech 100 Spreads. Submission also affects Nadex as a DCO. 04/16/2015 Certified 04/30/2015 1
NADEX Nadex amends language in Market Maker Agreement regarding Bitcoin fast market period prior to expiration; amend Market Maker fees for Monthly Bitcoin Mini to $0.20. 05/30/2018 Certified 06/13/2018 1
NADEX Nadex amends its Holiday Product Schedule Guidelines to remove reference to the FTSE 100 contracts which were delisted on September 16, 2022. 09/16/2022 Certified 09/30/2022 1
NADEX Nadex is making several amendments and additions to its Rulebook and Membership Agreement to further clarify the Exchange's regular business practices. 09/16/2022 Certified 09/30/2022 2
NADEX Amends Exchange Hours; Amends underlying futures contract cycle for all Binary Payout Gold, Silver, and Crude Oil Contracts; and Payout Criteria for Germany 30 Binary Contracts 11/13/2008 Certified 11/13/2008 1
NADEX Requests that the Commission amend its Orders Designating HedgeStreet (now Nadex) as a Contract Market and Registering HedgeStreet as a Derivatives Clearing Organization 07/01/2009 Certified 09/02/2009 1
NADEX Nadex added additional strike levels on a discretionary basis in various Daily, Weekly, 2-Hour Intraday, and 20-Min Intraday US Indices Binaries, and 5-Min Currency Binaries, and amended strike width in various US Indices for the week of Aug. 24. 08/31/2015 Notified 08/31/2015 1
NADEX Amends Rule 5.5 to require participants submitting messages to have controls in place to prevent disruptive activity, and to Rule 6.5 to note that Nadex has been granted certain relief from reporting to a SDR in CFTC's June 2017 no-action letter. 09/21/2017 Certified 10/05/2017 1
NADEX Implements a New Way for the HedgeStreet Trading System to Accept Orders from Market Makers. 02/27/2007 Certified 03/08/2007 1
NADEX Amends its Holiday schedule for 2009 Japan Emperor's birthday Holiday and the 2009 US Christmas and 2010 US New Year Holidays 12/29/2009 Certified 12/29/2009 1
NADEX Amends Disciplinary Rules to coincide with CFTC Reg. updates; clarifies how monetary penalties may be deducted; removes reference to guaranteed throughput for market maker FIX gateway 02/23/2018 Certified 03/09/2018 1
NADEX Extends the Existing Fee Waiver Promotion. 12/29/2009 Certified 01/05/2010 1