| KEX |
Weekly Notification of Rule Amendments for week ending 10/16/21 |
10/21/2021 |
Notified |
10/21/2021 |
|
1 |
| KEX |
The implementation of the Fee Waiver Program, as well a related amendment to the Volume Incentive Program |
06/27/2024 |
10 Day Review |
06/27/2024 |
|
2 |
| KEX |
Voluntary submission of a rule amendment for Commission review and approval. The proposed rule amendment will be effective on the date that the Commission grants its approval. The Date of Intended Implementation stated below is an assumption of that date. |
07/19/2022 |
Approval Pending (45) |
07/19/2022 |
|
2 |
| KEX |
Rulebook amendments that provide for fair and orderly settlement of a contract if an event or circumstance arises that has a material impact on the reliability or transparency of a contract's settlement source or the underlying related to the contract. |
05/19/2021 |
Certified |
06/03/2021 |
|
3 |
| KEX |
Program that provides for order group delta limits for members that have demonstrated histories of maker order trading. |
05/25/2023 |
Withdrawn |
06/05/2023 |
|
2 |
| KEX |
Kalshi intends to implement a referral bonus program that will provide incentives to referring and referred members and will increase the liquidity on the Exchange. (Because of the Portal's size limitations, the submission has been split into 3 parts.) |
12/09/2021 |
Certified |
12/22/2021 |
|
3 |
| KEX |
Kalshi intends to implement an Immediate Account Funding Program to reduce the inconvenience caused to members by the ACH delay. |
12/09/2021 |
Certified |
12/22/2021 |
|
2 |
| KEX |
Market Maker Program filing |
02/26/2024 |
Certified |
03/11/2024 |
|
5 |
| KEX |
Kalshi's volume incentive program iteration effective August 2023 |
07/14/2023 |
Withdrawn |
07/30/2023 |
|
1 |
| KEX |
Weekly Notification of Rule Amendments for Week Ending July 2, 2021. One amendment made to Rule 100.1 to update the strike price and contract month in conformity with the contract's established listing cycle. |
07/02/2021 |
Notified |
07/02/2021 |
|
1 |
| KEX |
Update to Kalshi's fee schedule. |
09/09/2022 |
Certified |
09/22/2022 |
|
3 |
| KEX |
Weekly summary notification of a rule amendment made during the week ending July 2. 2021. |
07/07/2021 |
Notified |
07/07/2021 |
|
1 |
| KEX |
Amendment to the Volume Incentive Program for November to change the Qualifying Monthly Total Dollar Volume threshold for Tier 5, and the change the computation of Qualifying Monthly Total Dollar Volume with regard to annual indices contracts. |
10/19/2023 |
Certified |
11/01/2023 |
|
2 |
| KEX |
Changes to Rule 2.12 regarding affiliate entity members |
09/17/2021 |
Withdrawn |
09/29/2021 |
|
2 |
| KEX |
Weekly Notification of Rule Amendments for week ending 9/11 |
09/20/2021 |
Notified |
09/20/2021 |
|
1 |
| KEX |
KalshiEX LLC is amending certain of its exhibits pursuant to 17 CFR 38.3(a)(5) |
02/16/2021 |
Certified |
03/02/2021 |
|
3 |
| KCBT |
Notification of intention to amend Rules 2001.00 and 2505.00 pertaining to wheat futures and options open outcry trading hours. |
09/25/2012 |
Certified |
10/11/2012 |
|
1 |
| KCBT |
Revisions to Rule 536.B - Globex Order Entry, and issuance of CME Group Market Regulation Advisory Notice RA1309-5 CME/CBOT/NYMEX/COMEX/KCBT #13-160 |
08/12/2013 |
Certified |
08/27/2013 |
|
1 |
| KCBT |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-228 |
06/14/2013 |
Withdrawn |
06/26/2013 |
|
1 |
| KCBT |
Revisions to KCBT Rules to Harmonize with CBOT Rules. KCBT #13-229 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| KCBT |
Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. |
10/25/2007 |
Approved |
11/05/2007 |
|
1 |
| KCBT |
Modifying the CBOT and CME Member HRW Incentive Program. KCBT #12-04 |
12/13/2012 |
Certified |
12/29/2012 |
|
1 |
| KCBT |
Amending Rules 2001.00, 2505.00 and 2514 pertaining to wheat futures and options open outcry trading hours. |
06/07/2012 |
Certified |
06/22/2012 |
|
1 |
| KCBT |
Issuance of CME Group Market Regulation Advisory Notice RA1307-5 CME/CBOT/NYMEX/COMEX/KCBT #13-240 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| KCBT |
Modifications to the CBOT Agricultural Progressive Volume Tier Discount Program for Firms and Individuals. CBOT/KCBT #13-241 |
06/17/2013 |
Certified |
07/02/2013 |
|
1 |
| KCBT |
Notice concerning disciplinary procedures that will apply to violations of KCBT rules subsequent to the transfer of open interest in KCBT products to CBOT and the subsequent vacation of KCBT's registration as a DCM. CBOT/KCBT #13-530 |
11/07/2013 |
Certified |
11/23/2013 |
|
1 |
| KCBT |
Modifications to CBOT and CME Member HRW Incentive Program. KCBT #13-242 |
06/14/2013 |
Certified |
06/29/2013 |
|
1 |
| KCBT |
Raises the limit on the ownership of shares. |
06/25/2008 |
Certified |
08/05/2008 |
|
1 |
| KCBT |
Provides notification of the intention to add new Rules 21100.01 and 2100.02 (FCM "Participation Agreement" & eligible swap participant "Certification of Eligibility" forms) to its petition dated May 26, 2009. |
03/08/2010 |
Certified |
03/15/2010 |
|
1 |
| KCBT |
Amending Rule 2005.01 pertaining to its wheat futures settlement procedures. |
07/31/2012 |
Certified |
08/15/2012 |
|
1 |
| KCBT |
Amending Rule 130.00 pertaining to membership approval procedures. |
07/31/2012 |
Certified |
08/15/2012 |
|
1 |
| KCBT |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| KCBT |
Amends Rule 230.05, redefining what constitutes a "material relationship" between a public director and the exchange. |
05/26/2009 |
Certified |
06/08/2009 |
|
1 |
| KCBT |
Conforming Amendments to KCBT Rules 301.01, 921.00, 922.00, 1001.01, 1001.02 and 1139.00 |
12/26/2012 |
Certified |
01/11/2013 |
|
1 |
| KCBT |
Implementing new Rule 1100.01 - Consent to Exchange Jurisdiction |
08/02/2012 |
Certified |
08/17/2012 |
|
1 |
| KCBT |
Implementing an incentive program for European, Middle East and African trading firms on the CME Globex Platform. CME/CBOT/NYMEX/KCBT #13-262 |
06/27/2013 |
Certified |
07/13/2013 |
|
1 |
| KCBT |
Broadens the Trade Price Range in the Post Settlement Session Trading Period. |
04/26/2007 |
Certified |
04/26/2007 |
|
1 |
| KCBT |
Amendments to the Exchanges' Bylaws relating to indemnification and advancements rights as well as other conforming changes. CME/CBOT/NYMEX/COMEX/KCBT #13-351 |
08/23/2013 |
Certified |
09/10/2013 |
|
1 |
| KCBT |
Provides the pit committee with the authority to expand the closing period by up to one minute on a particular date. |
02/11/2008 |
Certified |
03/07/2008 |
|
1 |
| KCBT |
Modifications to the Grain and Oilseed Futures Volume Incentive Program. CBOT/KCBT #13-484 |
12/06/2013 |
Certified |
12/21/2013 |
|
1 |
| KCBT |
Extends Electronic Trading Hours - Wheat Futures & Options. |
06/05/2009 |
Certified |
06/05/2009 |
|
1 |
| KCBT |
Enhancement to Settlement Methodology for Certain CBOT and KCBT Agricultural Futures. CBOT/KCBT #13-336 |
08/30/2013 |
Certified |
09/17/2013 |
|
1 |
| KCBT |
Implementing a market maker program in support of hard red winter wheat options that are traded on Globex. KCBT #13-166 |
05/03/2013 |
Certified |
05/18/2013 |
|
1 |
| KCBT |
Implementing an incentive program for KCBT Permit Holders in support of KCBT HRW Wheat Futures and Options products. KCBT #12-02 |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| KCBT |
Various revisions to Exchange Rule Chapters, the updates are designed to ensure compliance with designated contract market Core Principles and conformity with current practices and procedures. KCBT #12-01 |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| KCBT |
Implementing an incentive program for CME and CBOT members in support of KCBT HRW Wheat Futures and Options products. CME/CBOT #12-03 |
11/16/2012 |
Certified |
12/04/2012 |
|
1 |
| KCBT |
Amendments to Rule 1111.04 providing for a wheat options post settlement trading session and Rule 2505.00 revising the closing time for wheat options open outcry trading. |
09/29/2010 |
Certified |
10/13/2010 |
|
1 |
| KCBT |
Amending Rule 905.00 pertaining to trading hours of products listed on the Electronic Trading System. |
05/02/2012 |
Withdrawn |
05/16/2012 |
|
7 |
| KCBT |
Amends Rule 1129.00 to provide additional flexibility in EFR transactions by allowing options contracts to be exchanged for or in connection with OTC transactions. |
03/30/2010 |
Certified |
05/06/2010 |
|
1 |
| KCBT |
Clarifies that Orders Entered for Execution During Normal Trading Hours Remain Executable During the Post Settlement Session Unless Cancelled. |
05/02/2007 |
Certified |
05/04/2007 |
|
1 |
