OCX |
Issuing NTM 2015-47 (Large Trader Reporting Guide) |
12/17/2015 |
Certified |
01/04/2016 |
|
2 |
NYMEX |
Modifications to the Energy Options RFQ Incentive Program |
06/14/2016 |
Certified |
06/28/2016 |
|
2 |
CME |
Modifications to the Volatility-Quoted Options Market Maker Program |
01/17/2017 |
Certified |
01/31/2017 |
|
2 |
NYMEX |
Modifications to the NYMEX Fee Schedule for Agency Cross Fees |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
NYMEX |
Extension of the Brent Futures and Inter-Commodity Spread Market Maker Program |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
ICE US |
New Average Price Option Market Maker Program |
02/06/2018 |
Certified |
02/21/2018 |
|
2 |
CME |
Modifications to the International Cross-Asset Volume Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1807-5 Regarding Rule 575. ("Disruptive Practices Prohibited"). |
06/25/2018 |
Certified |
07/10/2018 |
|
1 |
OCX |
Issuing Consolidated Exchange of Future for Physical Guidance |
09/17/2018 |
Certified |
10/01/2018 |
|
1 |
NFX |
Self-certification to amend the Exchange's quote liquidity provisioning program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
11/01/2018 |
Certified |
11/16/2018 |
|
1 |
ICE US |
EMERGENCY RULE CERTIFICATION - Notice of Temporary Market Interruption |
02/26/2019 |
Certified |
03/12/2019 |
|
1 |
COMEX |
Modifications to the International Incentive Program |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
MGE |
Weekly Notifications for the Week of September 23, 2019 |
10/04/2019 |
Notified |
10/04/2019 |
|
1 |
ICE US |
Emergency Rule Submission - Update on Relief Granted to Intermediaries |
03/18/2020 |
Certified |
04/01/2020 |
|
1 |
CFE |
Amendments to Streamline Chapter 5 Appendix |
01/28/2021 |
Certified |
02/11/2021 |
|
1 |
NYMEX |
Amendment to CME, CBOT, and NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts") |
05/19/2021 |
Certified |
06/03/2021 |
|
1 |
CME |
Modifications to the Nasdaq-100 Volatility Index ("VOLQ") Futures Market Maker Program |
08/13/2021 |
Certified |
08/27/2021 |
|
2 |
KEX |
Weekly Notification of Rule Amendments for week ending 10/16/21 |
10/21/2021 |
Notified |
10/21/2021 |
|
1 |
ICE US |
Extension of MSCI New Jurisdiction Program |
03/18/2022 |
Certified |
04/01/2022 |
|
2 |
CBOT |
Implementation of the CBOT Event Contract Transaction Fee Waiver & Fee Discount Program |
09/01/2022 |
Certified |
09/16/2022 |
|
1 |
ICE US |
Amendments to ICE Micro NYSE FANG Index Market maker Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
NYMEX |
Modifications to the European Natural Gas Market Maker Program |
01/04/2023 |
Certified |
01/19/2023 |
|
2 |
CME |
Extension of the BTIC on Nikkei 225 Fee Discount Program |
07/11/2023 |
Certified |
07/25/2023 |
|
1 |
CME |
Amendments to Price Increments Rule to Increase Minimum Price Increment for Outright & Spread Trades Executed on CME Globex & Related Amendments to the CME Globex NRR for US Dollar/Offshore Chinese (ISD/RMB) Futures Contracts |
08/15/2023 |
Certified |
08/29/2023 |
|
1 |
ICE US |
Amendments to the Micro NYSE FANG+ Exchange Member Firm Fee program |
01/04/2024 |
Certified |
01/19/2024 |
|
1 |
COIN |
Crypto Futures Block Anchor Partner Program 2024 |
04/11/2024 |
Certified |
04/25/2024 |
|
2 |
CME |
Adopts a block trade minimum size for a battery of futures and option contracts based on the S&P/GRA Commercial Real Estate Indicies (SPCREX). CME #07-82 |
09/21/2007 |
Certified |
10/05/2007 |
|
1 |
NYLIFFE |
Provides for Designated Market Makers in MSCI Emerging Markets, EAFE and USA Mini Index Futures Contracts. NYLIFFE #2009-116 |
09/04/2009 |
Certified |
12/14/2009 |
|
1 |
CBOT |
Makes minor language changes to CME and CBOT Rule 809.A, to clarify that clearing firms must submit accurate trade data to the Clearing House by the time requested. CME/CBOT #10-081 |
04/21/2010 |
Certified |
03/31/2010 |
|
1 |
ELX |
ELX volume and open interest incentive program commencing November 1, 2010 among its twelve General Investors. |
10/21/2010 |
Certified |
03/03/2011 |
|
1 |
GREENX |
Implementing a market maker program for GreenX's European carbon products in accordance with Rule 544. GREENX #2011-17 |
09/07/2011 |
Certified |
09/22/2011 |
|
1 |
CME |
Implementation of an Incentive Program for Fund Management Firms in the Latin America region. CME/CBOT/NYMEX/COMEX #11-429 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
NYLIFFE |
Announcing an Amendment to the Inter-Dealer Broker (IDB) Incentive Plan. NYLIFFE #2012-118 |
06/28/2012 |
Certified |
07/14/2012 |
|
1 |
NYMEX |
Modifying the NYMEX Commercial Brent Spread Incentive Program. NYMEX #13-021 |
01/28/2013 |
Certified |
02/12/2013 |
|
2 |
COMEX |
Implementing a resting order incentive program in support of COMEX Copper Options. COMEX #13-095 |
03/15/2013 |
Certified |
03/30/2013 |
|
2 |
NADEX |
Notice of Emergency Action: Closing Silver and Copper Daily and Weekly Contracts and Not Listing Silver and Copper Intraday Contracts on May 28, 2013, Cancelling Certain Open Positions in the Silver and Copper Contracts, Amending Rulebook. |
05/29/2013 |
Certified |
06/13/2013 |
|
1 |
CME |
Modifications to the New Trader Incentive Program. CME/CBOT/NYMEX #13-284 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
ICE US |
Extending the term of the ICE Futures US Henry Hub Screen Traded Flat Fee Liquidity Provider Program through September 30, 2014. ICE US #13-68 |
09/10/2013 |
Certified |
09/25/2013 |
|
1 |
ICE US |
Amendments to Rule 4.07(d), relieves Clearing Members of the responsibility for ensuring that a block trade executed by one of its customers satisfies the size, reporting and pricing requirement of the Rule. ICE US #14-59 |
06/05/2014 |
Certified |
06/20/2014 |
|
2 |
COMEX |
Modifications to International Cross-Asset Volume Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
CME |
Notice of Emergency Action - Additional Authority to CME Global Command Center ("GCC") |
01/21/2015 |
Certified |
02/04/2015 |
|
1 |
CME |
Implementation of the Chilean Peso Futures Liquidity Provider Program |
02/25/2015 |
Certified |
03/11/2015 |
|
2 |
NYMEX |
Implementation of the NYMEX Deferred Natural Gas Market Maker Program |
03/17/2016 |
Certified |
03/31/2016 |
|
4 |
NYMEX |
Modifications to NYMEX Crude and Refined Futures Market Maker Program |
06/14/2016 |
Certified |
06/28/2016 |
|
2 |
NYMEX |
Extension of the NYMEX Commercial Brent Spread Incentive Program |
11/03/2016 |
Certified |
11/18/2016 |
|
2 |
CME |
Modifications to the E-mini Equity Index Futures BTIC Market Maker Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
CME |
Modifications to the Indian Rupee FX Futures Liquidity Provider Program |
01/17/2017 |
Certified |
01/31/2017 |
|
4 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 770. ("Delivery Obligation Transfer Procedures") |
03/13/2017 |
Certified |
03/27/2017 |
|
1 |
COMEX |
Modifications to the COMEX Fee Schedule for Agency Cross Fees |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
CBOT |
Modifications to the Grain & Oilseed Deferred Futures Contract Market Maker Program |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |