ICE US |
Authorizes the President to make interim committee appointments/removals, gives the ROC certain supervisory authority, requires the ROC to file an annual assessment, conforms the ROC's duties to those listed in CP 15, etc. ICE US #10-9 |
03/18/2010 |
Certified |
04/28/2010 |
|
1 |
CME |
Amendment to Rule 588.G that adds "FX$Index" given the launch of the new dollar index future. CME/CBOT/NYMEX #10-210 |
07/19/2010 |
Certified |
07/19/2010 |
|
1 |
CBOT |
Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 |
10/20/2010 |
Certified |
10/22/2010 |
|
1 |
MGE |
The financially settled index contracts governed under Rulebook Chapters 73-82 will continue to be listed for trade by MGEX, although they technically meet the definition of a dormant contract. |
09/08/2011 |
Certified |
09/23/2011 |
|
1 |
COMEX |
Implementation of an Incentive Program for Fund Management Firms in the Latin America region. CME/CBOT/NYMEX/COMEX #11-429 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
CME |
Extension of a Fee Waiver Program for U.S. Dollar Denominated Crude Palm Oil Futures Traded on the CME Globex Platform. CME #12-079 |
03/13/2012 |
Certified |
03/28/2012 |
|
1 |
CBOT |
Revised CBOT Agricultural Progressive Volume Tier Discount Program for Firms and Individuals. CBOT #12-197R |
06/29/2012 |
Certified |
07/17/2012 |
|
2 |
CBOT |
Changes related to CME and CBOT Equity Index futures BTIC Block Trades. CME/CBOT #13-196 |
05/29/2013 |
Certified |
06/13/2013 |
|
1 |
CME |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX #13-286 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
ICE US |
Extending the term of the ICE US Futures US Basis Swaps Program through September 30, 2014. ICE US #13-75 |
09/10/2013 |
Certified |
09/25/2013 |
|
1 |
NYMEX |
Modifications to NYMEX Energy Products Resting Order Incentive Program. NYMEX #14-188 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
NYMEX |
Modifications to the International Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
MGE |
Rule Certification Submission Pursuant to CFTC Regulation 40.6(a) for certain amendments to MGEX Rules and Regulations. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 701 ("Declarations of Force Majeure") and CBOT Rule 703.C.G(8) ("Regular Warehouses and Shipping Stations - Load Out") |
09/15/2015 |
Certified |
09/29/2015 |
|
1 |
NYMEX |
Implementation of the North American Grades Futures and Options Program |
10/16/2015 |
Certified |
10/30/2015 |
|
2 |
ICE US |
The Exchange is amending the terms of IFUS Henry Hub Tiered Option Volume Liquidity Provider Program to adjust the incentive structure and extend the term of the Program through September 30, 2017. |
02/02/2016 |
Certified |
02/17/2016 |
|
1 |
CBOT |
Modifications to the USD Deliverable Swap Futures Volume Incentive Program ("USD DSF") |
06/14/2016 |
Certified |
06/28/2016 |
|
2 |
NFX |
Submit amendments to Rulebook Appendix A to expand the permitted listing of consecutive contract months in an NFX option contracts. |
09/14/2016 |
Withdrawn |
09/15/2016 |
|
2 |
CME |
Modifications to the CME E-Micro FX Market Maker Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 770. ("Delivery Obligation Transfer Procedures") |
03/13/2017 |
Certified |
03/27/2017 |
|
1 |
CDE |
Self Certification of Algorithmic Execution Rebate Program |
04/25/2017 |
Certified |
05/09/2017 |
|
2 |
ICE US |
The Exchange is extending the terms of the Precious Metal Contract Exchange Member Fee Program through June 30, 2018. |
06/12/2017 |
Certified |
06/26/2017 |
|
1 |
NFX |
Self-certification to extend the Designated Market Maker program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook |
07/17/2017 |
Certified |
07/31/2017 |
|
2 |
NYMEX |
Modifications to the NYMEX OTC Broker Revenue Share Incentive Program |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
ICE US |
New Global Refined products Liquidity Provider Program |
02/06/2018 |
Certified |
02/21/2018 |
|
2 |
CBOT |
Modifications to the International Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
NODAL |
Nodal Exchange Environmental Incentive Program 2 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
ICE US |
Amendments to various Exchange rules and FAQ documents related to the implementation of new self-trade prevention functionality. |
01/29/2021 |
Certified |
02/12/2021 |
|
2 |
CME |
Implementation of the FTSE 100 Adjusted Interest Rate Total Return Futures Fee Discount Program |
05/19/2021 |
Certified |
06/03/2021 |
|
1 |
NODAL |
weekly notification of non-substantive revisions made to the Nodal Exchange Rulebook to correct typographical errors, renumbering and formatting |
09/09/2021 |
Notified |
09/09/2021 |
|
2 |
NYMEX |
Implementation of the NYMEX Event Contracts Cash Settlement Fee Waiver Program |
09/01/2022 |
Certified |
09/16/2022 |
|
1 |
CME |
Adoption of CME and CBOT Rule 524.D. ("Trade Marker at Close ("TMAC") Transactions") and Issuance of Three (3) Associated Market Regulation Advisory Notices RA2302-5, RA2303-5, RA2304-5 |
07/12/2023 |
Certified |
07/26/2023 |
|
1 |
ICE US |
Notifies the CFTC that the effective dates for "Good Til Canceled" funtionality have been changed and will become effective at the start of trading on August 29, 2008. ICEUS Second Supplemental Submission #08-47 |
08/26/2008 |
Certified |
08/29/2008 |
|
1 |
CME |
Deletes CME Rule 140 ("Agricultural Business Solicitation Permit Program"), based on the expiration of the permit program on December 31, 2009. CME #09-315 |
12/16/2009 |
Certified |
12/16/2009 |
|
1 |
ICE US |
Provides Block Trade Minimum Quantity Thresholds for USDX Options Contracts and Russell Sector Contracts, amends the start of the post-close trading session for Sugar No. 11 Options contract, as well as various other rule amendments. ICE US #10-10 |
03/18/2010 |
Certified |
05/26/2010 |
|
1 |
CBOT |
Amendment to Rule 588.G that adds "FX$Index" given the launch of the new dollar index future. CME/CBOT/NYMEX #10-210 |
07/19/2010 |
Certified |
07/19/2010 |
|
1 |
NYMEX |
Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 |
10/20/2010 |
Certified |
10/22/2010 |
|
1 |
CME |
Implementation of an Incentive Program for banks in the Asia-Pacific region ("AIP"). CME/CBOT/NYMEX/COMEX #11-430 |
11/17/2011 |
Certified |
12/05/2011 |
|
1 |
CME |
Modifications to U.S. Dollar Denominated Crude Palm Oil Futures Market Making Program on Globex. CME #12-078 |
03/13/2012 |
Certified |
03/28/2012 |
|
3 |
CME |
Revisions to Rule 230.j made to reflect certain organizational changes within CME Group Inc. CME/CBOT/NYMEX/COMEX #12-137 |
05/09/2012 |
Certified |
05/24/2012 |
|
1 |
CFE |
Revising CFE Rules 414(g), 415(f), and 1101(b). CFE #2012-14 |
07/02/2012 |
Certified |
07/18/2012 |
|
1 |
ICE US |
Amending Block Trade Procedures, which establishes the end times for block trading of Energy Futures and Options Contracts on the last trading day for the expiring contract. ICE US #12-69 |
10/05/2012 |
Certified |
10/23/2012 |
|
1 |
CME |
Modifications to the price limit and trading halt methodologies for CME and CBOT US Equity Index futures contracts. CME/CBOT #13-026 |
01/29/2013 |
Certified |
02/13/2013 |
|
1 |
CBOT |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX #13-286 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
ICE US |
Extending the term of the ICE US Futures US PJM Option Waiver Volume Liquidity Provider Program through September 30, 2014. ICE US #13-78 |
09/10/2013 |
Certified |
09/25/2013 |
|
1 |
CME |
Implementation of S&P 500 Floor Broker Incentive Program. CME #14-214 |
06/05/2014 |
Certified |
06/20/2014 |
|
1 |
CANTOR |
40.6 (a) filing per discussion with CFTC Staff |
10/08/2014 |
Certified |
10/23/2014 |
|
2 |
COMEX |
Modifications to the International Incentive Program |
12/15/2014 |
Certified |
12/30/2014 |
|
2 |
MGE |
Weekly Notification of Rule Amendments Pursuant to CFTC Regulation 40.6(d) |
05/22/2015 |
Notified |
05/22/2015 |
|
1 |
COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 701 ("Declarations of Force Majeure") and CBOT Rule 703.C.G(8) ("Regular Warehouses and Shipping Stations - Load Out") |
09/15/2015 |
Certified |
09/29/2015 |
|
1 |