CME |
Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
LEDGERX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
CME |
Modifications to the E-Mini Trade at Cash Open ("TACO") Futures Market Maker Program |
02/09/2022 |
Certified |
02/24/2022 |
|
2 |
SMFE |
creation of d/b/a for SMFE |
09/02/2022 |
Notified |
09/02/2022 |
|
1 |
NYMEX |
Modifications to the NYMEX Commercial Hedging Incentive Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
ICE US |
Amendments to the ICE Futures U. S. NGL Liquidity Provider Program |
01/05/2023 |
Certified |
01/20/2023 |
|
2 |
CME |
Modifications to the Pork Cutout Market Maker Program |
04/13/2023 |
Certified |
04/27/2023 |
|
1 |
COMEX |
Adoption of CME and CBOT Rule 524.D. ("Trade Marker at Close ("TMAC") Transactions") and Issuance of Three (3) Associated Market Regulation Advisory Notices RA2302-5, RA2303-5, RA2304-5 |
07/12/2023 |
Certified |
07/26/2023 |
|
1 |
COMEX |
Modifications to the Aluminum Market Development Program |
08/17/2023 |
Certified |
08/31/2023 |
|
2 |
CME |
Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CME #07-104 |
12/12/2007 |
Certified |
01/30/2007 |
|
1 |
NYMEX |
Provides, as required by Regulation 38.5(d), (1) notification that NYMEX became a wholly-owned subsidiary of CME Group on 08/22/08, and (2) certification of continued compliance with the CEA and CFTC regulations. |
08/26/2008 |
Certified |
08/27/2008 |
|
1 |
CFE |
Provides trading rules for new Mini CBOE Volatility Index Futures contract, as well as terms and conditions, to be listed for trading on CFE commencing March 2, 2009. CFE # CFE-2009-05 |
02/26/2009 |
Certified |
03/05/2009 |
|
1 |
CBOT |
Floor Trading Codes Assigned to Ethanol and Distillers' Dried Grain Futures. CBOT #10-211 |
07/20/2010 |
Certified |
07/20/2010 |
|
1 |
NYMEX |
Notification of Amendment to Colombian Peso Futures Contract clarifying the termination of trading rule in the event that the first day of a contract month begins on a Thursday. NYMEX #10-308 |
10/22/2010 |
Certified |
12/14/2010 |
|
1 |
COMEX |
Notifying market participants that the CME Globex pre-opening time will be delayed and staggered for several NYMEX and COMEX products eligible for trading at settlement. (NYMEX/COMEX #11-131) |
03/31/2011 |
Certified |
04/19/2011 |
|
1 |
CME |
Modifications to the CME FX Futures Cross Currency Liquidity Market Making Program. CME #12-407 |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX #13-285 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
NYMEX |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
COMEX |
Establishment of a Block Trade Minimum Threshold for Crude Oil Option on Semi-Annual Strip and Issuance of NYMEX & COMEX Market Regulation Advisory Notice RA1408-4 |
09/05/2014 |
Certified |
09/19/2014 |
|
1 |
CME |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
COMEX |
Modifications to Copper Options Market Maker Program |
07/07/2015 |
Certified |
07/21/2015 |
|
2 |
CME |
Listing of Existing Midsize Options on Class III Milk Futures Contract on CME Globex and CME ClearPort and the Listing of Existing Options on Cash-Settled Butter Futures and Options on Cheese Futures on CME ClearPort |
03/18/2016 |
Certified |
04/01/2016 |
|
1 |
ICE US |
Amendments to FX Market Maker Program |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
NFX |
Notification of 2015 NFX Trading Volumes |
11/04/2016 |
Withdrawn |
11/08/2016 |
|
2 |
NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. |
10/23/2017 |
Certified |
11/06/2017 |
|
1 |
CME |
Modifications to the Chilean Peso Futures Market Maker Program |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
COMEX |
Addition of CME ClearPort Clearing Venue to Four (4) Existing COMEX Metals Futures Contracts for Submission of Block Trades and Exchange for Related Position Transactions. |
02/07/2018 |
Certified |
02/22/2018 |
|
2 |
NFX |
An amendment to terminate early the Designated Market Maker Program (DMM Program) and the Market Quality Program (MQ Program) that was previously certified to the Commission. |
03/29/2018 |
Certified |
04/12/2018 |
|
1 |
NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
NODAL |
Nodal Exchange Environmental Incentive Program 6 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
intention to implement the Nodal Exchange Trucking Incentive Program 1 |
04/12/2019 |
Certified |
04/26/2019 |
|
3 |
NODAL |
On February 13, 2020 the Exchange will operate extended market hours opening from 6:00 am until 5:00 pm for Power Futures, NG Penultimate Futures and all Nodal Options contracts |
01/29/2020 |
Certified |
02/12/2020 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
CME |
Modifications to the Ether Futures Market Maker Program |
08/16/2021 |
Certified |
08/30/2021 |
|
2 |
CME |
Modifications to the Cryptocurrency Futures and Options Block and EFRP Program |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
NODAL |
self-certifying amendments to the Nodal Exchange Participant Agreement ("Agreement") and Nodal Exchange Access Fee Schedule pursuant to Commission Regulation 40.6(a). |
03/21/2022 |
Certified |
04/04/2022 |
|
3 |
COIN |
Weekly Rule Notification - New Fee Schedule |
09/02/2022 |
Notified |
09/02/2022 |
|
2 |
NYMEX |
Modifications to the NYMEX Crude and Refined Futures Volume Incentive Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
ICE US |
Amendments to ICE Futures U.S. NGL Global Development Program |
01/05/2023 |
Certified |
01/20/2023 |
|
2 |
CBOT |
Modifications to the Eris Block Broker Rebate Program |
04/13/2023 |
Certified |
04/27/2023 |
|
1 |
CFE |
IBHY Futures LMM Program Amendment |
05/26/2023 |
Certified |
06/12/2023 |
|
2 |
COMEX |
Modifications to the COMEX Event Contracts Cash Settlement Fee Waiver Program |
08/17/2023 |
Certified |
08/31/2023 |
|
1 |
CME |
Modifications to the Micro Cryptocurrency Options Market-Wide Fee Discount Program |
01/05/2024 |
Certified |
01/22/2024 |
|
1 |
CBOT |
Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CBOT #07-105 |
12/12/2007 |
Certified |
12/20/2007 |
|
1 |
CFE |
Permits CFEs help desk to consider the prices of related contracts trading on CFE as well as other markets when applying CFE's error trade policy. CFE # CFE-2009-06 |
02/26/2009 |
Certified |
03/05/2009 |
|
1 |
CBOT |
Issuing Market Regulation Advisory Notice RA1004-1 regarding changes to the policy for trading in the CBOT Treasury and Swap futures pit, effective on June 15, 2010. CBOT #10-109 |
04/23/2010 |
Certified |
06/11/2010 |
|
1 |
CME |
Market Regulation Advisory Notice RA1005-3- adding products to the list of CME block-eligible products appearing in Section 10. CME/CBOT #10-212 |
07/20/2010 |
Certified |
06/08/2011 |
|
1 |
CBOT |
Implementing CBOT Market Maker Program for 2-Year, 5-Year, and 10-Year On-The-Run US Treasury Note Futures. CBOT #10-307 |
10/22/2010 |
Certified |
11/19/2010 |
|
1 |
CBOT |
Modifications to CBOT Interest Rate Market Maker Program. CBOT #10-379 |
12/17/2010 |
Certified |
02/23/2011 |
|
1 |
ICE US |
Amendment to Rule 27.18(a) - the Exchange is changing the closing time for the Exchange's Financial futures and options contracts on the electronic trading platform from 6:00pm to 5:00pm New York Time. ICE US #11-6 |
02/07/2011 |
Certified |
02/07/2011 |
|
1 |