| NYMEX |
Implementation of the Iron Ore Futures and Options Fee Waiver Program |
02/27/2015 |
Certified |
03/13/2015 |
|
2 |
| CFE |
Rule Certification to adopt a Lead Market Maker Program for Weekly (Non-Standard) CBOE Volatility Index Futures Expirations. |
05/22/2015 |
Certified |
06/08/2015 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1510-5 Regarding Block Trades |
07/07/2015 |
Certified |
07/21/2015 |
|
1 |
| CME |
Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 |
03/18/2016 |
Certified |
04/01/2016 |
|
2 |
| NYMEX |
Implementation of the NYMEX Crude and Refined Options Portfolio Program |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
| CME |
Modifications to the FX Monthly Futures Market Maker Program |
03/15/2017 |
Certified |
03/29/2017 |
|
2 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. |
10/23/2017 |
Certified |
11/06/2017 |
|
1 |
| CME |
Extension of the S&P 500r Floor Broker Incentive Program |
11/28/2017 |
Certified |
12/12/2017 |
|
1 |
| NYMEX |
Modifications to the Emerging Markets Bank Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
| NODAL |
Nodal Exchange Environmental Broker Incentive Program |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") |
03/04/2019 |
Certified |
03/18/2019 |
|
1 |
| CBOT |
Modifications to the International Cross-Asset Volume Incentive Program |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
| CME |
Modifications to the Indian Rupee FX Futures Liquidity Provider Program |
08/13/2019 |
Certified |
08/27/2019 |
|
2 |
| CFE |
The Exchange is amending CFE's rules to implement quoting functionality on CFE's trading system. |
01/29/2020 |
Certified |
02/12/2020 |
|
2 |
| ICE US |
Extension of Carbon Free to Post Incentive Program |
12/14/2020 |
Certified |
12/29/2020 |
|
2 |
| LEDGERX |
LedgerX Updated Rulebook |
01/31/2021 |
Certified |
02/12/2021 |
|
1 |
| CME |
Various Amendments to the S&P 500 Stock Price Index Futures, E-mini S&P 500 Stock Price Index Futures and Related Options Contracts and Addition of Block Trade Eligibility to Options on E-mini S&P 500 Stock Price Index Futures |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
| LEDGERX |
Revised Operations Manual |
10/23/2021 |
Certified |
11/05/2021 |
|
3 |
| CME |
Amendments to Block Trade Reporting Window Requirements for Certain Equity Futures and Options on Futures Contracts and Issuance of CME Group Market Regulation Advisory Notice RA2201-5. |
02/10/2022 |
Certified |
02/25/2022 |
|
1 |
| NYMEX |
Notification of Rule Amendments (Week of July 11, 2022) |
07/19/2022 |
Notified |
07/19/2022 |
|
2 |
| CBOT |
Implementation of the TBA Futures Market Maker Program |
10/20/2022 |
Certified |
11/03/2022 |
|
1 |
| NYMEX |
Modifications to the NYMEX NGL Growth Incentive Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
| ICE US |
Amendments to the ICE Futures U.S. Global NGL & Olefin Liquidity Provider Program. |
01/05/2023 |
Certified |
01/20/2023 |
|
2 |
| NODAL |
The Exchange is amending the Exchange and Clearing Transaction Fee Schedule for CSAPR NOX Options |
03/01/2023 |
Certified |
03/15/2023 |
|
3 |
| NYMEX |
Modifications to the NYMEX Oil Liquidity Provider Program |
04/13/2023 |
Certified |
04/27/2023 |
|
2 |
| CME |
Extension of the CME Event Contracts Cash Settlement Fee Waiver Program |
08/17/2023 |
Certified |
08/31/2023 |
|
1 |
| CME |
Modifications to the FX Options Non-G5 Market Maker Program |
01/08/2024 |
Certified |
01/23/2024 |
|
2 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA2403-5 Concerning Supervisory Responsibilities for Employees and Agents |
06/28/2024 |
10 Day Review |
06/28/2024 |
|
1 |
| ICE US |
Eliminates the requirement that Block Trades be priced within the no cancellation range ("NCR") for the particular commodity. ICE US #07-76 |
12/14/2007 |
Certified |
12/27/2007 |
|
1 |
| CBOT |
Provides Notice of three Regulatory Advisories - RA0806-3, RA0807-3, RA0808-3. CME and CBOT #08-65 involving CME and CBOT Rules 536 (CTR), order entry on consolidated trading floor and 501 and 536 trading restrictions re: employees of members. |
04/02/2008 |
Certified |
04/03/2008 |
|
1 |
| CFE |
Adopts a Market Maker Program for CFEs Mini CBOE Volatility Index ("Mini VIX") Futures. CFE # CFE-2009-07 |
02/26/2009 |
Certified |
03/05/2009 |
|
1 |
| CCFE |
Clarification of terms and a modified summary of the program of CCFE's Market Maker Program which had been previously submitted under Submission 11-03. CCFE #11-04 |
02/09/2011 |
Certified |
02/22/2011 |
|
1 |
| ICE US |
The Exchange is providing an office to Exchange floor brokers only for the sole purpose of executing Block Trades when trading on the floor is closed. ICE US #11-17 |
04/11/2011 |
Certified |
04/18/2011 |
|
1 |
| NYMEX |
Modifications to COMEX Bylaw Article 3, Section 300 to accurately reflect the number of persons who serve on the NYMEX Board of Directors. NYMEX #11-278 |
07/14/2011 |
Certified |
07/19/2011 |
|
1 |
| CME |
Revisions to Rule 539.C - the waiting period has been reduced from 15 to 5 seconds between the entry on CME Globex of a Request Quote and a Request for Cross order in CME/CBOT interest rate options. CME/CBOT/NYMEX/COMEX #11-419 |
11/18/2011 |
Certified |
12/06/2011 |
|
1 |
| NYMEX |
Implementing an incentive program for diverse trading non-member international commercial firms in support of certain NYMEX energy products. NYMEX #12-085 |
03/15/2012 |
Certified |
03/30/2012 |
|
2 |
| CBOT |
Modifications to CBOT Fee Schedule Applicable to Agricultural Futures Fungibility Transactions. CBOT #12-359 |
10/26/2012 |
Certified |
11/10/2012 |
|
1 |
| NYMEX |
Notification of Amendment to the Last Trading Day for a Crude Oil Futures Contracat. NYMEX #12-429 |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
| COMEX |
Implementing a resting order incentive program in support of COMEX 1000oz Silver Futures Contracts. COMEX #13-204 |
05/31/2013 |
Certified |
06/15/2013 |
|
1 |
| NYMEX |
Establishment of block trade minimum thresholds in (8) new power products concurrent with the launch of trading in the new products. NYMEX/COMEX #13-382 |
09/16/2013 |
Certified |
10/01/2013 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Options Gateway Incentive Program. NYMEX #13-441 |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
| NYMEX |
Extension of the NYMEX European Carbon Products Globex Incentive Program. NYMEX #14-211 |
06/06/2014 |
Certified |
06/21/2014 |
|
1 |
| CME |
Implementation of the CME Electronic Incentive Program |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
| ICE US |
The Exchange is extending the terms of the Precious Metal Futures Contract Designated Market Maker Program through June 30, 2016. |
05/26/2015 |
Certified |
06/09/2015 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1510-5 Regarding Block Trades |
07/07/2015 |
Certified |
07/21/2015 |
|
1 |
| ICE US |
The Exchange is amending the Block Trade Procedures to require block trades "certain contracts" that transacted near the end of a trading session be reported no later than 5 minutes after the close of trading. |
09/16/2015 |
Certified |
09/30/2015 |
|
1 |
| CDE |
Self-Certification of Regulatory Services Agreement with National Futures Association |
10/20/2015 |
Certified |
11/03/2015 |
|
2 |
| CME |
Updated Block Trade Guidance and Issuance of CME Group Market Regulation Advisory Notice RA1519-5 |
11/27/2015 |
Certified |
12/11/2015 |
|
1 |
| CBOT |
Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 |
03/18/2016 |
Certified |
04/01/2016 |
|
2 |
| ICE US |
Amendments to MSCI new Jurisdiction Program |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
