| NYMEX |
Modifications to NYMEX Commercial Brent Spread Incentive Program. NYMEX #13-447 |
12/12/2013 |
Certified |
12/28/2013 |
|
2 |
| NYMEX |
Modifications to the Commercial Hedging Incentive Program. NYMEX #14-191 |
06/09/2014 |
Certified |
06/24/2014 |
|
2 |
| COMEX |
Modifications to the Core Metals Products Single-Tiered Fee Rebate for High Volume Liquidity Providers |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
| COMEX |
Revisions to Rule 531 ("Trading Against Customers' Orders Prohibited") |
01/22/2015 |
Certified |
02/05/2015 |
|
1 |
| NFX |
Disruptive Trading Practices |
04/06/2015 |
Certified |
04/20/2015 |
|
1 |
| CDE |
Adjustments to Minimum Block Size (RTH) |
09/16/2015 |
Certified |
09/30/2015 |
|
1 |
| CME |
Regarding Amendments to CME Rules 26101.C. ("Price Increment") and 588.H. ("Globex Non-Reviewable Trading Ranges") for the Euro/U.S. Dollar ("EUR/USD") Futures Contract. |
12/21/2015 |
Certified |
01/06/2016 |
|
1 |
| CME |
Amendments to Rule 553 ("Average Price System") |
02/04/2016 |
Withdrawn |
02/09/2016 |
|
1 |
| ICE US |
Amendments to Metals Options DMM Program |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
| NYMEX |
Modifications to the Natural Gas Financial Products Market Maker Program |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
| NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
11/08/2016 |
Certified |
11/23/2016 |
|
4 |
| CBOT |
Extension of the Fed Fund Options Floor Broker Pool Program |
12/09/2016 |
Certified |
12/23/2016 |
|
1 |
| NYMEX |
Modifications to the Energy Options RFQ Incentive Program |
03/15/2017 |
Certified |
03/29/2017 |
|
2 |
| COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
| MGE |
Amendments to MGEX Rules 2.1.5. (formerly 1812.00.), 2.1.6. (formerly 2070.00.), 2.1.7. (formerly 2050.00.), and 2.1.8. (formerly 2090.00.). |
06/28/2018 |
Certified |
07/13/2018 |
|
1 |
| CFE |
The Amendment amends CFE Policy and Procedure XI, which sets forth the Cboe/CBOT 10-Year U.S. Treasury Note Volatility Index ("VXTY") Futures Lead Market Maker Program. |
12/10/2018 |
Certified |
12/24/2018 |
|
2 |
| COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
04/12/2019 |
Certified |
04/26/2019 |
|
1 |
| CFE |
The amendment amends to Lead Market Maker Program for Cboe iBoxx iShares $ Investment Grade Corporate Bond Index futures. |
10/10/2019 |
Certified |
10/25/2019 |
|
2 |
| MGE |
Weekly notification reminding clearing members of the deadline to report February 2020 offsets. |
01/31/2020 |
Notified |
01/31/2020 |
|
1 |
| ICE US |
Adoption of new Tag 1028 ("Manual Order Indicator") FAQ document |
02/03/2021 |
Certified |
02/18/2021 |
|
1 |
| CBOT |
Modifications to the Micro Treasury Yield Futures Market Maker Program |
08/17/2021 |
Certified |
08/31/2021 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
| CFE |
Mini Cboe Volatility Index Futures Lead Market Maker Program Amendment |
12/09/2021 |
Certified |
12/23/2021 |
|
2 |
| NYMEX |
Amendments to Block Trade Reporting Window Requirements for Certain Equity Futures and Options on Futures Contracts and Issuance of CME Group Market Regulation Advisory Notice RA2201-5. |
02/10/2022 |
Certified |
02/25/2022 |
|
1 |
| CME |
Modifications to the E-mini Equity Index Options ETH Discount Program |
03/24/2022 |
Certified |
04/07/2022 |
|
2 |
| NYMEX |
Modifications to the NYMEX Micro WTI Crude Oil Options Liquidity Provider Program |
12/07/2022 |
Certified |
12/21/2022 |
|
2 |
| CME |
Extension of the CME Short-Term Interest Rate ("STIR") Options Pit Broker Program |
01/06/2023 |
Certified |
01/23/2023 |
|
1 |
| CBOT |
Modifications to the Event Contracts Market Maker Program |
04/13/2023 |
Certified |
04/27/2023 |
|
2 |
| CME |
Modifications to the E-mini Equity Index Futures Trade Marker at Close ("TMAC") Market Maker Program |
08/17/2023 |
Certified |
08/31/2023 |
|
2 |
| CME |
Implementation of the Micro Bitcoin Euro and Micro Ether Euro Futures Market Maker Program |
02/26/2024 |
Certified |
03/11/2024 |
|
2 |
| CFE |
Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Russell 2000 Volatility Index Futures Contracts. CFE-2007-05 |
07/05/2007 |
Certified |
08/07/2007 |
|
0 |
| CBOT |
Revises CBOT Fees Schedules to update member firm terminology as part of the CBOT/CME Rulebook harmonization. CBOT #2851.01 |
12/17/2007 |
Certified |
12/17/2007 |
|
1 |
| NYMEX |
Provides Notice of the change of trading venue for the Central Appalachian Coal Futures Contract from ClearPort trading to Globex. NYMEX #08.115 |
12/19/2008 |
Certified |
12/23/2008 |
|
1 |
| CBOT |
Modifications to the E-mini Dow Market Marker Program for Overnight Trading Hours. CBOT #10-378 |
12/21/2010 |
Certified |
12/30/2010 |
|
1 |
| NYMEX |
Postponing until further notice trading at settlement orders on the second active month for gold and silver futures contracts. NYMEX/COMEX #11-010 |
01/07/2011 |
Certified |
01/11/2011 |
|
1 |
| NYLIFFE |
Supplemental Update to Submission 2010-107 regarding the Designated Market Maker Program in MSCI Mini Index Futures from September 1, 2010 through June 30, 2011. NYLiffe #2011-104 |
02/25/2011 |
Certified |
05/18/2011 |
|
1 |
| NYMEX |
Implementing an incentive program for banks, hedge funds and commercial firms in support of certain NYMEX energy contracts that are traded on CME Globex, NYMEX trading floor, or via CME ClearPort. NYMEX #12-229 |
07/11/2012 |
Certified |
07/26/2012 |
|
2 |
| NYLIFFE |
Emergency Action - Closed and Limited Markets - Hurricane Sandy. NYLIFFE #2012-133 |
10/29/2012 |
Certified |
11/14/2012 |
|
1 |
| NYMEX |
Revising Rule 524 and Issuance of NYMEX/COMEX Market Regulation Advisory Notices RA1306-4 and RA1301-6 NYMEX/COMEX #13-101 |
03/22/2013 |
Certified |
04/06/2013 |
|
1 |
| ICE US |
Notice clarifies certain aspects of the IFUS Exchange for Related Position rule. ICE US #13-83 |
09/16/2013 |
Certified |
10/01/2013 |
|
1 |
| CME |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX #13-421 |
12/12/2013 |
Certified |
12/28/2013 |
|
1 |
| NYMEX |
Modifications to NYMEX OTC Broker Incentive Program. NYMEX #14-192 |
06/09/2014 |
Certified |
06/24/2014 |
|
1 |
| COMEX |
Modifications to the Aluminum Futures Market Maker Program |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
| CDE |
Self-Certification for Form 102A and 102B Submissions for OCR |
09/16/2015 |
Withdrawn |
09/29/2015 |
|
1 |
| COMEX |
Amendments to Rule 553 ("Average Price System") |
02/04/2016 |
Withdrawn |
02/09/2016 |
|
1 |
| ICE US |
Amendments to Metal Exchange Member Fee Program |
06/15/2016 |
Certified |
06/29/2016 |
|
1 |
| NYMEX |
Modifications to the Natural Gas Financial Futures Spread Program |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
| MGE |
Weekly notification - reminder to report position offsets. |
09/01/2017 |
Notified |
09/01/2017 |
|
1 |
| COMEX |
Modifications to the Global Zinc Futures Market Maker Program |
05/15/2018 |
Certified |
05/30/2018 |
|
2 |
| MGE |
Weekly Notifications for the Week of June 18, 2018. |
06/28/2018 |
Notified |
06/28/2018 |
|
1 |
