| CFE |
IBGO Options on Futures LMM Program |
06/02/2023 |
Certified |
06/16/2023 |
|
2 |
| COMEX |
Modifications to the Global Aluminum Futures Market Maker Program |
07/14/2023 |
Certified |
07/28/2023 |
|
2 |
| CME |
Modifications to the Nasdaq Veles California Water Index Futures Market Maker Program |
10/11/2023 |
Certified |
10/25/2023 |
|
2 |
| NYMEX |
Harmonizes NYMEX/COMEX membership rules with those of CME and CBOT, to the greatest extent possible. NYMEX #09.38 |
03/06/2009 |
Certified |
03/30/2010 |
|
1 |
| CBOT |
Notifies the Commission of revisions to Market Making Programs. CBOT #09-114R |
09/10/2009 |
Certified |
12/16/2009 |
|
1 |
| CBOT |
Issuance of CME/CBOT Market Regulation Advisory Notice RA 1008-3. CME/CBOT #10-312 |
10/28/2010 |
Certified |
01/05/2011 |
|
1 |
| ICE US |
Exchange will give Market Supervision staff the capability to create Request For Quote ("RFQ") messages in the electronic trading platform. ICE US #12-14 |
03/16/2012 |
Certified |
03/31/2012 |
|
1 |
| MGE |
Extend trading hours. |
05/18/2012 |
Approved |
05/18/2012 |
|
1 |
| ICE US |
Partial Withdrawal of Amendments to Energy Contract Block Trade Sizes. ICE US #12-71A |
10/31/2012 |
Certified |
11/16/2012 |
|
1 |
| CFE |
CFE submits an Addendum to the Regulatory Services Agreement that CFE has in place with the NFA. CFE #2013-08 |
02/07/2013 |
Certified |
02/23/2013 |
|
1 |
| NYMEX |
Modifications to NYMEX Crude and Refined Calendar Spread Options Incentive Program. NYMEX #13-215 |
06/07/2013 |
Certified |
06/22/2013 |
|
2 |
| NYMEX |
Modifications to the NYMEX Henry Hub Natural Gas Look Alike Financial Futures and Henry Hub Natural Gas Last Day Financial Futures Contracts Market Making Program. NYMEX #13-277 |
07/17/2013 |
Certified |
08/01/2013 |
|
2 |
| CME |
Modification to Settlement Methodology for Options on CME Eurodollar Futures. CME #13-433 |
09/20/2013 |
Certified |
10/05/2013 |
|
2 |
| CME |
Modifications to the CME Interest Rate Market Maker Program for Eurodollar Pack and Bundle Futures. CME #13-482 |
11/20/2013 |
Certified |
12/06/2013 |
|
2 |
| NYMEX |
Modifications to Brent Futures and Inter-Commodity Spread Market Maker Program. NYMEX #13-444 |
12/13/2013 |
Certified |
12/31/2013 |
|
0 |
| NYMEX |
Modifications to NYMEX Commercial Brent Spread Incentive Program. NYMEX #14-198 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| MGE |
Weekly notification of rule amendments and memos for week of November 17, 2014. |
11/26/2014 |
Notified |
11/26/2014 |
|
1 |
| ICE US |
Emergency Action - Delayed Opening of Financial Power Contracts. |
01/26/2015 |
Certified |
02/09/2015 |
|
1 |
| ICE US |
The Exchange is re-certifying the dormant contracts - Mexican Peso/U.S. Dollar and British Pound Sterling/South African Rand Futures. |
06/01/2015 |
Certified |
06/15/2015 |
|
1 |
| TRUEEX |
Non-substantive Rulebook amendments |
09/21/2015 |
Notified |
09/21/2015 |
|
2 |
| CFE |
This filing proposes to allow market makers in security futures to meet their obligations by providing orders instead of quotes. |
10/26/2015 |
Certified |
11/09/2015 |
|
1 |
| ICE US |
Effective February 29, 2016 the Exchange is amending Rule 6.44 to enhance compliance with applicable economic sanctions requirements. |
02/10/2016 |
Certified |
02/25/2016 |
|
1 |
| COMEX |
Extension of the Globex Core Metals Volume Incentive Program |
06/16/2016 |
Certified |
06/30/2016 |
|
2 |
| ICE US |
Extension of Power Broker Incentive Program |
09/16/2016 |
Certified |
09/30/2016 |
|
1 |
| CFE |
The Amendment creates the Southern Hemisphere New Proprietary Trading Firm Incentive Program. |
03/17/2017 |
Certified |
03/31/2017 |
|
1 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 901.Q. |
05/02/2017 |
Certified |
05/16/2017 |
|
1 |
| CFE |
The Amendment adopts new CFE Policy and Procedure IX to set forth the Cboe Bitcoin (USD) Futures Lead Market Program. |
12/01/2017 |
Certified |
12/14/2017 |
|
1 |
| ICE US |
The Exchange is supplementing Sub. 325 to include amendments to the Pre-execution Communications FAQ. |
04/09/2018 |
Certified |
04/23/2018 |
|
1 |
| CBOT |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
05/18/2018 |
Certified |
06/04/2018 |
|
2 |
| ICE US |
The Exchange is amending the terms and conditions of the ICE Futures U.S. NGL Contracts Broker Program effective September 1, 2018. |
08/16/2018 |
Certified |
08/30/2018 |
|
1 |
| CFE |
The Amendment deletes Policy and Procedure XVII of the Policies and Procedures Section of the CFE Rulebook, which sets forth the LMM Program for Weekly VX Futures. |
11/07/2018 |
Certified |
11/23/2018 |
|
1 |
| NFX |
Weekly notification of Rule Amendments - Typographical error in U.S. DV01 |
12/11/2018 |
Notified |
12/11/2018 |
|
1 |
| CME |
Notification Regarding Basis Trade at Index Close (BTIC) Eligibility and Expansion of Listing Schedules in CME Nikkei Stock Average Futures and CME Yen Denominated Nikkei Stock Average Futures Contracts |
01/28/2019 |
Certified |
02/11/2019 |
|
1 |
| CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Rule 106.K. ("Transfer to a Trust") |
04/17/2019 |
Certified |
05/01/2019 |
|
1 |
| NODAL |
The Exchange is amending Appendix C Reporting Levels, Position Accountability Levels and Position Limits |
07/03/2019 |
Certified |
07/18/2019 |
|
2 |
| CME |
Implementation of the Bitcoin Options Incentive Program |
12/20/2019 |
Certified |
01/07/2020 |
|
2 |
| NADEX |
Nadex extends its Dormant Account Bonus Program (originally filed with the Commission on April 9, 2020) through September 22, 2021. |
08/28/2020 |
Certified |
09/14/2020 |
|
1 |
| CFE |
The amendment reflects that the National Futures Association (NFA) will no longer provide regulatory services to CFE and updates CFE arbitration rules in connection with NFA continuing to be the venue for arbitrations. |
12/15/2020 |
Certified |
12/30/2020 |
|
2 |
| ICE US |
Amendments to ICE Futures U.S. Rules 6.13 and 6.29, Guidance on Position Limits and Related Amendments |
12/10/2021 |
Withdrawn |
12/10/2021 |
|
1 |
| ICE US |
Amendments to harmonize and update emergency action rules |
04/01/2022 |
Certified |
04/15/2022 |
|
1 |
| ICE US |
Extension of Bakkt Bitcoin Monthly Futures Market Maker Program |
06/15/2022 |
Certified |
06/30/2022 |
|
2 |
| COMEX |
Amendments to Various CME, CBOT, and NYMEX/COMEX Rules to Replace the Term "President of the Clearing House" with "Global Head of Clearing & Post-Trade Services" |
07/20/2022 |
Certified |
08/03/2022 |
|
1 |
| COIN |
Weekly Notification of Rule Changes - Updated Rulebook to include Nano Ether futures and addition of language addressing forks to the Nano Bitcoin Futures contract. |
08/25/2022 |
Notified |
08/25/2022 |
|
3 |
| COMEX |
Modifications to the Global Aluminum Front Month Liquidity Provider Program |
07/14/2023 |
Certified |
07/28/2023 |
|
2 |
| CBOT |
Modifications to the Eris Swap Futures Market Maker Program |
10/11/2023 |
Certified |
10/25/2023 |
|
1 |
| NYLIFFE |
Adopts Error Trade Policy of the Exchange (Trade Cancellations and Price Adjustments), Notice 9/2008, to become effective 9/9/08. |
09/05/2008 |
Certified |
11/14/2008 |
|
1 |
| CME |
Implement a Market Maker Program in support of the new Three-Month Euribor Future contract. CME #11-354 |
09/21/2011 |
Certified |
10/07/2011 |
|
1 |
| CME |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| CME |
Implementing a market making program in support of the US Dollar denominated Chinese Yuan futures contract on Globex. CME 13-032 |
02/07/2013 |
Certified |
02/23/2013 |
|
2 |
| CME |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
