NYMEX |
Modifications to Henry Hub Natural Gas Look Alike Financial Futures and Henry Hub Natural Gas Last Day Financial Futures Fee Waiver Program. NYMEX #13-287 |
07/17/2013 |
Certified |
08/01/2013 |
|
1 |
NYLIFFE |
Announcing the Extension of the Designated Market Maker Program for mini MSCI Emerging Markets, mini MSCI EAFE, mini MSCI Pan-Euro, ,mini MSCI World,..., and MSCI USA Index Futures. NYLIFFE #2013-133 |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
NYLIFFE |
Modification to the Lead Market Maker Program in Futures on the MSCI Emerging Markets and Emerging Markets Asia Indices and extension of the Designated Market Maker program in futures on the MSCI , ..., Emerging Markets Asia Indices. NYLIFFE #2014-101 |
01/17/2014 |
Certified |
02/04/2014 |
|
1 |
NYMEX |
Modifications to the NYMEX Natural Gas and Power Incentive Program for Hedge Funds. NYMEX #14-204 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
NFX |
PTRM Reference Guide |
01/26/2015 |
Certified |
02/09/2015 |
|
1 |
NYMEX |
Amendment to Rule 512 ("Reporting Infractions") and Issuance of CME Group Market Regulation Advisory Notice RA1511-5 |
07/10/2015 |
Certified |
07/24/2015 |
|
1 |
CFE |
The Amendment sets forth changes to CFE's Fee Schedule. |
06/17/2016 |
Certified |
07/01/2016 |
|
1 |
ICE US |
Extension of Environmental Contracts Volume incentive Program |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
ICE US |
The Exchange is amending Chapter 1 Definitions adding "Affiliate" as a defined term having the same meaning and can be used interchangeably with the defined term "Affiliated Firm". |
01/27/2017 |
Withdrawn |
01/27/2017 |
|
1 |
CME |
Increase of CME Globex Committed Cross Better Price Match Percentages for all Interest Rate Option Contracts |
07/27/2017 |
Certified |
08/10/2017 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1805-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
05/18/2018 |
Certified |
06/04/2018 |
|
1 |
CFE |
The Amendment amends CFE Policy and Procedure XV, which sets forth the Cboe iBoxx iShares Bond Index Futures Lead Market Maker Program. |
12/11/2018 |
Certified |
12/26/2018 |
|
2 |
CME |
Amendments to the Bloomberg Roll Select Commodity Index Futures and S&P GSCI ER Index Futures Daily Settlement Procedure Documents |
01/28/2019 |
Certified |
02/11/2019 |
|
1 |
NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 106.K. ("Transfer to a Trust") |
04/17/2019 |
Certified |
05/01/2019 |
|
1 |
CME |
Modifications to the FX Options Block Broker Rebate Program |
10/17/2019 |
Certified |
10/31/2019 |
|
2 |
MGE |
Weekly notification for Independence Day holiday memo |
06/30/2020 |
Notified |
06/30/2020 |
|
1 |
NADEX |
Nadex extends its Refer-a-Friend Program (originally filed with the Commission on November 14, 2019) through September 22, 2021. |
08/28/2020 |
Certified |
09/14/2020 |
|
1 |
MGE |
Revisions to rules to adjust closing period for SPIKES futures. |
12/15/2020 |
Certified |
12/30/2020 |
|
1 |
CBOT |
Weekly Notification of Rule Amendments (Week of February 1, 2021) |
02/09/2021 |
Notified |
02/09/2021 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
COMEX |
Modifications to the Iron Ore Gateway Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
LEDGERX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |
ICE US |
Amendments to ICE Futures U.S. Rules 6.13 and 6.29, Guidance on Position Limits and Related Amendments |
12/10/2021 |
Certified |
12/27/2021 |
|
1 |
CME |
Modifications to the CME FX Link Market Maker Program |
05/16/2022 |
Certified |
05/31/2022 |
|
2 |
CME |
Modifications to the SOFR Options Market Maker Program |
06/15/2022 |
Certified |
06/30/2022 |
|
1 |
COMEX |
Modifications to the HRC Steel Options Liquidity Provider Program |
07/14/2023 |
Certified |
07/28/2023 |
|
2 |
CBOT |
Modifications to the TBA Futures Market Maker Program |
10/11/2023 |
Certified |
10/25/2023 |
|
1 |
CME |
Amendment to the Access, Conduct and Appearance Code set forth in the Interpretations & Special Notices Section of Chapter 5 of each Exchange's Rulebook. CME/CBOT/NYMEX #11-356 |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
CBOT |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
KCBT |
Revision to Rule 302 that will eliminate a reference in the rule to the Complaint Committee having authority to accept settlement terms in disciplinary matters. KCBT #13-033 |
02/08/2013 |
Certified |
02/26/2013 |
|
1 |
CBOT |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
NFX |
NFX revises and adopts new trading rules in connection with modernizing its trading platform. NFX #2013-07 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
ICE US |
Adopting a new Russell Member Firm Fee Program. ICE US #13-117 |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
NYMEX |
Modifications to NYMEX Bi-Venue Energy Tiers Incentive Program. NYMEX #14-207 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
NYMEX |
Establishment of Block Trade Minimum Thresholds in Two (2) New York Jet Fuel Futures, and the Issuance of NYMEX/COMEX Market Regulation Advisory Notices RA1503-4 |
03/06/2015 |
Certified |
03/20/2015 |
|
1 |
CME |
Amendment to Rule 512 ("Reporting Infractions") and Issuance of CME Group Market Regulation Advisory Notice RA1511-5 |
07/10/2015 |
Certified |
07/24/2015 |
|
1 |
ICE US |
Emergency Action - Delayed Opening of the Exchange's Cash Settled U.S. Agricultural contracts due to a system issue. |
12/29/2015 |
Certified |
01/13/2016 |
|
1 |
ICE US |
The Exchange is extending the terms of the NJ Solar Renewable Energy Certificate Volume Incentive Program through September 30, 2018. |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
ICE US |
Amendment to Chapter 1 adding the defined term "Affiliate" and amendments to Rules 5.03 and 7.08 incorporating the defined term. |
01/27/2017 |
Certified |
02/10/2017 |
|
1 |
CBOT |
Increase of CME Globex Committed Cross Better Price Match Percentages for all Interest Rate Option Contracts |
07/27/2017 |
Certified |
08/10/2017 |
|
1 |
CME |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1805-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
05/18/2018 |
Certified |
06/04/2018 |
|
1 |
NODAL |
Nodal Exchange, LLC intends to implement the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Program |
12/11/2018 |
Certified |
12/26/2018 |
|
3 |
COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 106.K. ("Transfer to a Trust") |
04/17/2019 |
Certified |
05/01/2019 |
|
1 |
SMFE |
SMFE 2020-010Amendment to definition of "Board" in Exchange's Definitions. |
06/30/2020 |
Certified |
07/15/2020 |
|
2 |
NYMEX |
Modifications to the European Natural Gas Volume Incentive Program |
12/15/2020 |
Certified |
12/30/2020 |
|
2 |
COMEX |
Weekly Notification of Rule Amendments (Week of February 1, 2021) |
02/09/2021 |
Notified |
02/09/2021 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
COMEX |
Modifications to the Iron Ore Volume Incentive Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
CBOT |
Implementation of the CBOT 20-Year Treasury Futures Market Maker Program |
02/17/2022 |
Certified |
03/04/2022 |
|
1 |