| NYMEX |
Amendment to the Access, Conduct and Appearance Code set forth in the Interpretations & Special Notices Section of Chapter 5 of each Exchange's Rulebook. CME/CBOT/NYMEX #11-356 |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
| COMEX |
Modify and Extend the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #12-348 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| MGE |
Housekeeping amendment to Chapter 1 Definitions, updating the reference to CFTC Regulations; also amending Rule 756.00 and Regulations 2017.00, 2062.00, 2062.02. |
04/03/2013 |
Certified |
04/18/2013 |
|
1 |
| COMEX |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| NFX |
Adopts a document entitled "Frequently Asked Questions" concerning the Exchange's new Trading Platform Rules, as well as guidance on new and amended Trading Rules. NFX #2013-08 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
| ICE US |
Extension of Term of Russell Index Options Market Maker Program. ICE US #13-119 |
12/13/2013 |
Certified |
12/31/2013 |
|
0 |
| NYMEX |
NYMEX Electronic Growth Transition Program. NYMEX #14-221 |
06/10/2014 |
Certified |
06/25/2014 |
|
2 |
| CBOT |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| ICE US |
Effective April 1, 2015 the Exchange is implementing a new MSCI Index Futures Contract New Jurisdiction Volume Incentive Program. |
03/09/2015 |
Certified |
03/23/2015 |
|
1 |
| ICE US |
Weekly Notification that the Exchange announced a temporary change to Pre-Open and Open times for certain contracts on July 1, 2015; and correction to typographical errors in Rules 9.40, 11.21 and 11.41 to remove references to predecessor exchanges. |
06/02/2015 |
Notified |
06/02/2015 |
|
1 |
| COMEX |
Amendment to Rule 512 ("Reporting Infractions") and issuance of CME Group Market Regulation Advisory Notice RA1511-5 |
07/10/2015 |
Certified |
07/24/2015 |
|
1 |
| NYMEX |
Listing of Existing U.S. Midwest Domestic Hot-Rolled Coil Steel Index Average Price Option Contract to the CME Globex Electronic Trading Platform |
10/27/2015 |
Certified |
11/10/2015 |
|
2 |
| NFX |
Amend the NASDAQ Futures Fee Schedule as it relates to fees to include the 24 financially settled energy futures products. |
03/22/2016 |
Certified |
04/05/2016 |
|
2 |
| NYMEX |
Modifications to the Natural Gas Basis Futures Market Maker Program |
05/16/2016 |
Certified |
05/31/2016 |
|
4 |
| CME |
Amendments to CME Rules 25201.C. ("Price Increment") and 588.H. ("Globex Non-Reviewable Trading Ranges") for Canadian Dollar/U.S. Dollar (CAD/USD) Futures Contract |
06/17/2016 |
Certified |
07/01/2016 |
|
1 |
| CME |
Extension of the Agricultural Options Market Maker Program |
12/13/2016 |
Certified |
12/28/2016 |
|
1 |
| NYMEX |
Modifications to the Financial Natural Gas Spreads & Strips Market Maker |
06/15/2017 |
Certified |
06/29/2017 |
|
2 |
| NYMEX |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| NFX |
Self-certification for a new Designated Market Maker Program (the "DMM Program") for ferrous metal contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
12/21/2017 |
Certified |
01/08/2018 |
|
3 |
| NODAL |
Nodal Exchange is notifying the Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). The Exchange is amending Rule 2.10 Use of Proprietary Data and Personal Data. |
05/18/2018 |
Certified |
06/04/2018 |
|
2 |
| NFX |
Rule certification to amend the Exchange's fee schedule to (1) include the fees for the new Treasury futures products ("TF Contracts") and (2) introduce a reduced fee for designated market makers in the TF Contracts. |
07/02/2018 |
Certified |
07/17/2018 |
|
3 |
| NYMEX |
Modifications to the Financial Natural Gas Spreads & Strips Market Maker Program |
12/11/2018 |
Certified |
12/26/2018 |
|
2 |
| NODAL |
non-substantive revisions, made during the week of December 9, 2019, to Exhibit N-3 of the Nodal Exchange DCM Application |
12/20/2019 |
Notified |
12/20/2019 |
|
3 |
| SMFE |
The purpose of this Rule Change is to amend the Exchange's Customer Type Indicator (CTI) Codes so that they are consistent with the descriptions that the NFA provides in its "Market Regulation Data Layout Overview and Implementation Reference" (10/21/15). |
06/30/2020 |
Certified |
07/15/2020 |
|
3 |
| CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Rule 588.C. ("Price Adjustments and Cancellations") and CME, CBOT, NYMEX/COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") Table Relating to all Option on Futures Contracts |
10/01/2020 |
Certified |
10/16/2020 |
|
2 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
| COMEX |
Modifications to the Shanghai Gold Futures Liquidity Provider Program |
09/14/2021 |
Certified |
09/28/2021 |
|
2 |
| CME |
Modifications to the Secured Overnight Financing Rate ("SOFR") Block Discount Program |
12/10/2021 |
Certified |
12/27/2021 |
|
1 |
| CBOT |
Issuance of CME Market Regulation Advisory Notice RA2203-2 Regarding CME Rule 536.F. ("Audit Trail Violations") |
08/26/2022 |
Certified |
09/12/2022 |
|
1 |
| CME |
Modifications to the Cryptocurrency Options Market Maker Program |
09/14/2022 |
Certified |
09/28/2022 |
|
2 |
| CME |
Implementation of the Ether/Bitcoin Ratio Futures Market-Wide Fee Discount Program |
07/14/2023 |
Certified |
07/28/2023 |
|
1 |
| MGE |
Rule Amendment (Enforceability) |
03/04/2024 |
Certified |
03/18/2024 |
|
1 |
| CME |
Issues Advisory Notice RA0815-3 in connection with the transition of the CBOT Metals contracts to NYSE Liffe as of 9/08/08; eliminates references to the Metals contracts in answers to Ques 17 & 18. CBOT/CME #08-136 |
09/05/2008 |
Certified |
09/12/2008 |
|
1 |
| CBOT |
Provides several CME and CBOT Interest Rate Product Market Making Programs. CME/CBOT #09-067 |
04/29/2009 |
Certified |
05/29/2009 |
|
1 |
| ICE US |
Provides performance bond or letter of credit requirements for warehouse/facility operators; Eliminates the warning letter and increases summary fines; and Codifies ICEBlock access procedures and obligations. ICE US #09-39 |
09/17/2009 |
Certified |
09/24/2009 |
|
1 |
| ICE US |
Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window and Last Day Trading Hours for Cocoa Contracts. ICE US #11-14 |
03/07/2011 |
Certified |
03/07/2011 |
|
1 |
| CBOT |
Issuance of MRA Notice RA1106-3 to reflect the removal of block trade eligibility in CME E-mini MSCI Emerging Markets Index futures and CME E-mini MSCI EAFE Index futures based on the delisting of the products effective June 19, 2011. CME/CBOT #11-225 |
06/09/2011 |
Certified |
06/09/2011 |
|
1 |
| CME |
Block trading will be permitted in CME Three-Month Euribor futures. CME/CBOT #11-359 |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
| CME |
Removal of Foreign Exchange ("FX") Options on Futures "Trading Halt" Rules, When Underlying FX Futures are Locked at a Price Limit. CME #11-434 |
11/21/2011 |
Certified |
12/07/2011 |
|
1 |
| CME |
Modify and Extend the Latin America Fund Manager Incentive Program. CME/CBOT/NYMEX/COMEX #12-349 |
11/01/2012 |
Certified |
11/17/2012 |
|
1 |
| OCX |
Notice to Members regarding exchange future for physical confirmations. |
04/03/2013 |
Certified |
04/18/2013 |
|
1 |
| KCBT |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| ICE US |
Extension of Terms of Russell Index Futures Market Maker Program. ICE US #13-120 |
12/13/2013 |
Certified |
12/31/2013 |
|
0 |
| NYMEX |
Modifications to the NYMEX Natural Gas and Power Incentive Program for Commercial Firms. NYMEX #14-203 |
06/11/2014 |
Certified |
06/26/2014 |
|
2 |
| NYMEX |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| NYMEX |
Modifications to Globex Core Metals Volume Incentive Program |
10/17/2014 |
Certified |
10/31/2014 |
|
2 |
| MGE |
Certification of amendments to Regulation 2007.00. and new Regulation 2007.01. |
12/17/2014 |
Certified |
01/02/2015 |
|
1 |
| CBOT |
Revisions to CME/CBOT/NYMEX/COMEX Decision-Making Authority Provisions and Emergency Financial Condition Rules |
01/26/2015 |
Certified |
02/09/2015 |
|
2 |
| ICE US |
Effective March 24, 2015 the Exchange is amending Rule 4.06 to permit the use of Exchange Traded Funds ("ETFs") as the cash or physical component of an Exchange for Related Position ("EFRP"). |
03/09/2015 |
Certified |
03/23/2015 |
|
1 |
| NFX |
Amend Off-Exchange Transaction Reference Guide to provide various alternatives for submitting reports to the Exchange. |
07/10/2015 |
Certified |
07/24/2015 |
|
1 |
