| NFX |
Fee Schedule Amendments for NFX Gasoil and Gasoline Crack Spread Contracts. |
07/01/2016 |
Certified |
07/18/2016 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Options Gateway Incentive Program |
08/17/2016 |
Certified |
08/31/2016 |
|
2 |
| CME |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
| NYMEX |
Modifications to Core Globex Energy Tiers Incentive Program |
11/15/2016 |
Certified |
11/30/2016 |
|
2 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry"). |
05/15/2017 |
Withdrawn |
05/25/2017 |
|
1 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II. |
06/16/2017 |
Certified |
06/30/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| ICE US |
The Exchange is extending the terms of the Arb Blocks Liquidity Provider Program to June 30, 2020. |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| MGE |
Weekly Notification for the Week of February 3, 2020 |
02/14/2020 |
Notified |
02/14/2020 |
|
1 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Concerning Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2005-5. |
07/10/2020 |
Certified |
07/24/2020 |
|
1 |
| CME |
Modifications to the CME FX Link Market Maker Program |
10/16/2020 |
Certified |
10/30/2020 |
|
2 |
| NYMEX |
Modifications to the NYMEX Natural Gas Futures Volume Incentive Program |
12/23/2020 |
Certified |
01/08/2021 |
|
2 |
| NYMEX |
Additional Supplemental Information Relating to the Wet Freight Volume Incentive Program. Subject to a Freedom of Information Act Protection. Confidential Treatment Requested by NYMEX. |
07/14/2021 |
Certified |
07/28/2021 |
|
2 |
| CME |
Modifications to the Nasdaq-100 Volatility Index ("VOLQ") Futures Market Maker Program |
12/13/2021 |
Certified |
12/28/2021 |
|
2 |
| ICE US |
Amendments to Henry Hub Options Trading Incentive Program |
09/16/2022 |
Certified |
09/30/2022 |
|
2 |
| CBOT |
Modifications to the Retail Broker Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
1 |
| COMEX |
Implementation of the Aluminum Large Participant Development Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
| NYMEX |
Supplements recent submission of a new market maker program pertaining to the electronic trading on the CME Globex system of certain NYMEX and COMEX options contracts under new NYMEX Rule 11.70. NYMEX #07.78 |
07/31/2007 |
Certified |
08/01/2007 |
|
1 |
| NYMEX |
Provides Housekeeping amendments: Sanctions; Expiration and Current Delivery Month Position Limits; Expiration Position Accountability Levels. NYMEX #08.03 |
01/14/2008 |
Certified |
01/14/2008 |
|
1 |
| ICE US |
Provides Notice of the Closure of the Dublin Tradin Facility on February 29, 2008, as well as Recordkeeping Representations. ICE US #08-34 |
06/04/2008 |
Certified |
06/04/2008 |
|
1 |
| CBOT |
Modifies the calculations of the no bust ranges under Rule 588.K CME & CBOT #08-181 |
11/12/2008 |
Certified |
11/14/2008 |
|
1 |
| NYMEX |
Addresses the Clearing House's financial obligations in the event of a delivery default (new NYMEX rules 702 and 714). NYMEX #09-124 |
06/25/2009 |
Certified |
07/30/2009 |
|
1 |
| CME |
Amends Rule 402 and 406 to allow the member component of disciplinary panels of the CME and CBOT Probable Cause and Business Conduct Committees to include one member from the sister exchange. CME/CBOT #09-317 |
12/28/2009 |
Certified |
02/22/2010 |
|
1 |
| OCX |
Provides Notice of Change of Address. |
02/12/2010 |
Certified |
02/12/2010 |
|
1 |
| CFE |
Submission of a new rule that sets forth CFE's CBOE Gold ETF Volatility Index Security Futures Lead Market Maker Program to commence on March 25, 2011. CFE #2011-07 |
03/21/2011 |
Certified |
04/29/2011 |
|
1 |
| NYMEX |
Implementing an International Incentive Program for proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #11-439 |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
| GREENX |
Extending the existing CPC Incentive Program for one year in accordance with GreenX Rule 606(d). GREENX #2012-02 |
01/31/2012 |
Certified |
02/15/2012 |
|
1 |
| NYMEX |
Modifying the 2013 NYMEX Crude and Refined Options Incentive Program. NYMEX #13-055 |
02/25/2013 |
Certified |
03/12/2013 |
|
2 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in 6 New NYMEX Products. NYMEX #13-469 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| MGE |
Amendment to MGEX Regulation 1231.00. |
12/23/2014 |
Certified |
01/08/2015 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1508-5 Regarding Rule 550 ("Post Close Session") |
06/05/2015 |
Certified |
06/19/2015 |
|
1 |
| CME |
Modifications to International Cross-Asset Volume Incentive Program |
07/17/2015 |
Certified |
07/31/2015 |
|
1 |
| COMEX |
Amendments to COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for the Aluminium European Premium Duty-Unpaid (Metal Bulletin) Futures Contract |
12/03/2015 |
Certified |
12/17/2015 |
|
1 |
| CBOT |
Notification Regarding the Reduction in Minimum Quantity Threshold Level for the Block Trade Sizes, 10-Year U.S. Treasury Note Futures Contract. |
02/19/2016 |
Certified |
03/04/2016 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Options Incentive Program |
08/17/2016 |
Certified |
08/31/2016 |
|
2 |
| CBOT |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
| COMEX |
Modifications to the Retail Broker Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry"). |
05/15/2017 |
Withdrawn |
05/25/2017 |
|
1 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures Program |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| MGE |
Weekly Notification of Holiday Hours |
02/23/2018 |
Notified |
02/23/2018 |
|
1 |
| NADEX |
Nadex amends language in Market Maker Agreement regarding Bitcoin fast market period prior to expiration; amend Market Maker fees for Monthly Bitcoin Mini to $0.20. |
05/30/2018 |
Certified |
06/13/2018 |
|
1 |
| NYMEX |
Modifications to the German Power Market Maker Program |
07/11/2018 |
Certified |
07/25/2018 |
|
2 |
| NYMEX |
Application of Trading-at-Settlement ("TAS") Eligibility to the E-micro Gold Futures Contract and Other Administrative Amendments to the NYMEX/COMEX TAS Table |
08/29/2018 |
Certified |
09/13/2018 |
|
1 |
| MGE |
Amendments to MGEX Rules 2.2.4. (formerly 2030.00.), 2.2.5. (formerly 2086.00.), 2.2.6. (formerly 2087.00.), 2.2.7. (formerly 2089.00.), 1800.00., 1801.00., 1804.00., 1805.00., 1807.00., 1817.00.,1818.00., and the definition of "Person". |
12/21/2018 |
Certified |
02/08/2019 |
|
1 |
| CANTOR |
New ISV Incentive Program |
03/19/2019 |
Certified |
04/02/2019 |
|
1 |
| ICE US |
The Exchange is extending the terms of IFC Liquidity Provider Volume Incentive Program to June 30, 2020. |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| CANTOR |
Supplemental to Compliance Manual to clarify duties and responsibilities of the Control Desk |
02/14/2020 |
Certified |
03/02/2020 |
|
2 |
| OCX |
Emergency Rule Filing Accelerating Delivery for Contracts Expiring After September 18, 2020. (Effective Immediately) |
09/04/2020 |
Certified |
09/21/2020 |
|
1 |
| COMEX |
Modifications to the Copper Options Liquidity Provider Program |
10/16/2020 |
Certified |
10/30/2020 |
|
2 |
