| ICE US |
New Global NGL & Petrochemical Liquidity Provider Program |
03/20/2023 |
Certified |
04/03/2023 |
|
2 |
| CFE |
Extension of Market Maker Program |
10/27/2023 |
Certified |
11/13/2023 |
|
1 |
| CBOT |
Extension of the Retail Broker Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
1 |
| NODAL |
Nodal is adding Exchange for Swap/Exchange for Risk as a category of EFRP |
01/18/2024 |
Certified |
02/01/2024 |
|
3 |
| NYMEX |
Implementation of the NYMEX Manual Trader Growth Incentive Program |
10/09/2024 |
Certified |
10/24/2024 |
|
2 |
| CME |
Cleans up CME & CBOT rules in connection with the Migration of CBOT contracts from e-cbot to Globex. Submission #08-09R |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
| NADEX |
Amends Exchange Hours; Amends underlying futures contract cycle for all Binary Payout Gold, Silver, and Crude Oil Contracts; and Payout Criteria for Germany 30 Binary Contracts |
11/13/2008 |
Certified |
11/13/2008 |
|
1 |
| ICE US |
Removes the price limitations for Options contracts during the post close trading session; Removes outdated references to NYBOT; Extends Exchange Fee Program; and Reflects changes to trading hours for agricultural products. ICE US #09-14 |
03/19/2009 |
Certified |
05/18/2009 |
|
1 |
| NFX |
Amends Rule F8 - IDEX SwapDrop Platform - EFS Transactions - to provide for portfolio loading. NFX #2009-09 |
07/01/2009 |
Certified |
09/10/2009 |
|
1 |
| CME |
Amends CME Rule 536.F regarding the compliance of sanctions and violations aligned with CME and NYMEX. CME/CBOT/NYMEX #09-318 |
12/28/2009 |
Certified |
01/11/2010 |
|
1 |
| MIAX |
Clarifies and codifies that after the last day of trading Hard Red Spring Wheat futures, exchange for physical and exchange for risk transactions are permitted only for the purpose of liquidating futures positions. |
02/17/2010 |
Certified |
10/22/2010 |
|
1 |
| GREENX |
Amending existing market maker program for GreenX's European emissions products in accordance with Rule 544. GREENX #2011-27 |
12/01/2011 |
Certified |
12/15/2011 |
|
1 |
| GREENX |
Implementing a Green Exchange Broker Member Incentive Program in support of certain Green X products that are executed on Globex or submitted for Clearing via ClearPort. GREENX #2012-09 |
04/09/2012 |
Certified |
04/24/2012 |
|
1 |
| MIAX |
Amendment to Regulation 2011.00 is to amend the opening time for the open outcry venue in response to the recently implemented extended wheat futures and options contracts electronic trading hours on trading days released under USDA reports. |
05/30/2012 |
Approved |
06/08/2012 |
|
2 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 |
06/17/2013 |
Withdrawn |
06/28/2013 |
|
1 |
| CBOT |
Revisions to CBOT Rule 539 and Issuance of CME Group Marketing Regulation Advisory Notice RA1404-5 Concerning Pre-Execution Communications. |
08/07/2014 |
Certified |
08/21/2014 |
|
2 |
| COMEX |
Amendments to Chapter 7 |
10/30/2014 |
Certified |
11/14/2014 |
|
4 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1508-5 Regarding Rule 550 ("Post Close Session") |
06/05/2015 |
Certified |
06/19/2015 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1518-5 Concerning Position Limits and Accountability Levels |
11/03/2015 |
Certified |
11/18/2015 |
|
2 |
| MIAX |
Weekly notification to Clearing Members to report position offsets |
04/01/2016 |
Notified |
04/01/2016 |
|
1 |
| NYMEX |
Modifications to the NYMEX Deferred Natural Gas Market Maker Program |
08/17/2016 |
Certified |
08/31/2016 |
|
2 |
| NYMEX |
Modifications to the NYMEX Fee Schedule for Iron Ore Futures and Options |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification that it intends to implement broker incentives on the Exchange's Power Option Contracts for the submission of block trades by brokers. |
05/16/2017 |
Certified |
05/31/2017 |
|
3 |
| NYMEX |
Amendments to Cash Settlement Rule for Brazilian Real/U.S. Dollar (BRL/USD) Futures Contract |
02/23/2018 |
Certified |
03/09/2018 |
|
1 |
| NODAL |
continuation of the Nodal Exchange Environmental Broker Incentive Program |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
| ICE US |
Amendments to block trade procedures |
08/29/2019 |
Certified |
09/13/2019 |
|
2 |
| ICE US |
The Exchange is extending the terms of the U.S. Gulf Coast Refined Product Liquidity Provider Program through November 30, 2020. |
11/05/2019 |
Certified |
11/20/2019 |
|
2 |
| ICE US |
Effective January 20, 2020, the Exchange is amending the BakktT Bitcoin (USD) Monthly Futures Contract Market Maker Program. |
01/03/2020 |
Certified |
01/17/2020 |
|
2 |
| CBOT |
Increase of CME Committed Cross ("C-Cross") Better Price Match Percentages and Enhancement to Better Price or Volume Match (BPVM) for all CME and CBOT Interest Rate Option Contracts |
07/10/2020 |
Certified |
07/24/2020 |
|
1 |
| CME |
Implementation of the FX Options Emerging Products Program |
10/16/2020 |
Certified |
10/30/2020 |
|
2 |
| CME |
Modifications to the CNH Cash-Settled Futures Market Maker Program |
07/14/2021 |
Certified |
07/28/2021 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of December 6, 2021 |
12/14/2021 |
Notified |
12/14/2021 |
|
1 |
| CME |
Modifications to the E-mini Equity Index Futures BTIC Market Maker Program |
01/04/2022 |
Certified |
01/19/2022 |
|
2 |
| ICE US |
Amendments to IFUS Tag 1028 FAQ |
03/04/2022 |
Certified |
03/18/2022 |
|
1 |
| CME |
Modifications to the FX Micros Market Maker Program |
04/12/2022 |
Certified |
04/26/2022 |
|
2 |
| MIAX |
Weekly Notification - Offset Deadline Reminder |
06/03/2022 |
Notified |
06/03/2022 |
|
1 |
| CME |
Modifications to the FX Monthly Futures Market Maker Program |
11/15/2022 |
Certified |
11/30/2022 |
|
2 |
| CME |
Modifications to the APAC FCM Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
2 |
| CME |
Amendments to CME, COBT, NYMEX/COMEX Rule 588.D. ("Alternative Resolution by Agreement of Parties") in Connection with Trade Cancellations and Price Adjustments |
05/02/2023 |
Certified |
05/16/2023 |
|
1 |
| COIN |
Modifications to Coinbase Derivatives Broker Rebate Program |
06/13/2023 |
Certified |
06/28/2023 |
|
2 |
| CBOT |
Implementation of the Commodity Index Swaps Fee Discount Program |
10/27/2023 |
Certified |
11/13/2023 |
|
2 |
| NYMEX |
Extension of the Retail Broker Incentive Program |
12/12/2023 |
Certified |
12/27/2023 |
|
1 |
| SMFE |
Market Maker Incentive Program |
03/13/2024 |
Certified |
03/27/2024 |
|
3 |
| NYMEX |
Weekly Notification of Rule Amendments (Week of September 30, 2024) |
10/09/2024 |
Notified |
10/09/2024 |
|
1 |
| NADEX |
Requests that the Commission amend its Orders Designating HedgeStreet (now Nadex) as a Contract Market and Registering HedgeStreet as a Derivatives Clearing Organization |
07/01/2009 |
Certified |
09/02/2009 |
|
1 |
| CBOT |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
| ELX |
Provides, on an emergency basis, changes to ELX Rule IV-9 (Trade Cancellation and Price Adjustments). ELX #2009-015 |
10/01/2009 |
Certified |
12/08/2009 |
|
1 |
| CBOT |
Amends CBOT Rule 536.F regarding the compliance of sanctions and violations aligned with CME and NYMEX. CME/CBOT/NYMEX #09-318 |
12/28/2009 |
Certified |
01/11/2010 |
|
1 |
| MIAX |
Clarifies and codifies the requirement that clearing members and brokers look at both the electronic and open outcry trading platforms for best price before sending a customer order to either platform for potential execution. Regulation 2067.00 |
02/22/2010 |
Certified |
10/20/2010 |
|
1 |
| CME |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
