| NYMEX |
Eliminates the explicit record retention requirement for all electronically conveyed trading floor messages including instant messages and emails but retains the general record-keeping requirements. NYMEX #08.119R(2) |
01/27/2009 |
Certified |
03/09/2009 |
|
1 |
| CBOT |
Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 |
08/03/2009 |
Certified |
08/28/2009 |
|
1 |
| NYLIFFE |
Issues NYSE Liffe US Notice 33/2009, announcing the extension of the Futures Incentive Program thruogh June 30, 2010. #2009-123 |
12/29/2009 |
Certified |
06/08/2010 |
|
1 |
| NYLIFFE |
Notice 12/2010 announces the Designated Market Maker Program in MSCI Mini Index Futures for the period from September 1, 2010 through June 30, 2011. NYSE Liffe #2010-107 |
08/31/2010 |
Certified |
01/19/2011 |
|
1 |
| CME |
Revisions to Chapter 4 "Enforcement of Rules" and related rules based on a comprehensive review of the disciplinary process rules. CME/CBOT/NYMEX/COMEX #10-321 |
11/12/2010 |
Certified |
12/07/2010 |
|
1 |
| NYMEX |
Amendment to Rule 588.G - removing reference to "E-mini MSCI Emerging Markets" due to the delisting of this product. CME/CBOT/NYMEX #11-238 |
06/16/2011 |
Certified |
06/16/2011 |
|
1 |
| OCX |
Revised Pricing Change for Creation of a Narrow Based Index. OCX #2012-12 |
05/31/2012 |
Certified |
06/11/2012 |
|
2 |
| ICE US |
Amendments to Exchange Bylaw Annexes and Rules Related to the Discontinuance of Open Outcry Trading on the Exchange. ICE US #12-55 |
09/25/2012 |
Certified |
10/11/2012 |
|
1 |
| CFE |
Updated CFE Fee Schedule. CFE 2012-34 |
12/12/2012 |
Certified |
12/28/2012 |
|
1 |
| CME |
Modifications to the CME Housing Futures Market Maker Program. CME #13-138 |
04/16/2013 |
Certified |
05/01/2013 |
|
1 |
| KCBT |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 |
06/14/2013 |
Withdrawn |
06/14/2013 |
|
1 |
| CBOT |
CBOT is adopting a change to the time period during which locational restrictions apply to the open outcry trading of Treasury and Interest Rate Swap futures during the rollover time period. CBOT #13-323 |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
| ICE US |
Amendments to Soft Options Market Maker Program - cap the number of Program participants and change the Program obligations. ICE US #14-29 |
04/11/2014 |
Certified |
04/26/2014 |
|
2 |
| NYMEX |
Revisions to Rule 300.D - Disqualification from Certain Committees and Governing Boards. CME/CBOT/NYMEX/COMEX #14-247 |
06/18/2014 |
Certified |
07/03/2014 |
|
1 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853 ("Transfers of Trades and Customer Accounts") |
11/04/2015 |
Certified |
11/19/2015 |
|
1 |
| NYMEX |
Extension of the NN Fee Waiver Program |
12/04/2015 |
Certified |
12/18/2015 |
|
1 |
| NYMEX |
Declaration of Force Majeure with Respect to the RBOB Gasoline Futures Contract |
09/28/2016 |
Certified |
10/13/2016 |
|
2 |
| ICE US |
The Exchange is amending Rule 21.02(e) allowing participants to submit evidence to contest the issuance of a summary fine within 15 days of issuance. |
03/28/2017 |
Certified |
04/11/2017 |
|
1 |
| ICE US |
Effective October 10, 2017 the Exchange is extending the terms of the N.A. Credit Futures Contract Broker Rebate Program through December 31, 2018. |
09/25/2017 |
Certified |
10/10/2017 |
|
1 |
| CDE |
Self Certification of Proprietary Trading Group Volume Incentive Program |
12/07/2017 |
Certified |
12/21/2017 |
|
2 |
| CBOT |
Amendments to Block Trade Minimum Threshold for the Soybean Oil Weekly Options Contracts. |
01/05/2018 |
Certified |
01/22/2018 |
|
1 |
| CME |
Deletion of CME Rule 586. ("GFX Corporation") and Amendments to CME/CBOT/NYMEX/COMEX Rule 110. ("Claims Against Membership, Application of Proceeds"). |
04/16/2018 |
Certified |
04/30/2018 |
|
1 |
| ICE US |
The Exchange is extending the terms of the Precious Metal Futures Contract Designated Market Maker Program through June 30, 2020. |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Global Fuel Oil Futures Liquidity Provider Program through November 30, 2020. |
11/05/2019 |
Certified |
11/20/2019 |
|
2 |
| CBOT |
Modifications to the Retail Broker Incentive Program |
04/16/2020 |
Certified |
04/30/2020 |
|
1 |
| CME |
Modifications to the FX Monthly Futures Market Maker Program |
04/15/2021 |
Certified |
04/29/2021 |
|
2 |
| CME |
Modifications to the E-mini Russell 1000 Index Futures Market Making Program |
07/15/2021 |
Certified |
07/29/2021 |
|
2 |
| NYMEX |
Amendments to the CME, CBOT, NYMEX, and COMEX Hedge Exemption Form |
04/12/2022 |
Certified |
04/26/2022 |
|
2 |
| ICE US |
Extension of Global Refined Products Program |
11/15/2022 |
Certified |
11/30/2022 |
|
2 |
| CFE |
IBHY Futures Lead Market Maker Program Amendment |
12/15/2022 |
Certified |
12/30/2022 |
|
2 |
| CME |
Modifications to the FX Futures Spreads Member Bank Volume Incentive Program |
03/14/2024 |
Certified |
03/28/2024 |
|
2 |
| MIAX |
Weekly Notifications for the Week of April 22, 2024 |
05/03/2024 |
Notified |
05/03/2024 |
|
1 |
| FEX |
Temporary expansion of Friday and Sunday trading hours between October 25 and November 3, 2024. |
10/09/2024 |
Certified |
10/24/2024 |
|
2 |
| ICE US |
Amended Definition of Business Day to Restrict Business Day to a Day on Which Open Outcry Trading Occurs. NYBOT No. 07-17 |
03/02/2007 |
Certified |
03/07/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Corrects the Sugar No. 14 closing time on the last trading day. Amended ICE US #07-62 |
10/16/2007 |
Certified |
10/18/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Deletes the Margin Committee's authority to establish the rates. Requires Member Firms to collect the margin applicable to such arbitrage positions. ICE US #07-64 |
10/17/2007 |
Certified |
10/22/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Extends the Floor Hours of Sugar No. 11sm and Coffee "C" Contracts; Clarifies the Dublin Floor Re-Opening; Expands Use of a Suspense Account for Account Designation and Adopts Electronic Trading Excessive Usage Charge Messaging Policy. NYBOT No. 07-18 |
03/08/2007 |
Certified |
03/15/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Includes Any Dispute Concerning the Purchase, Sale, Transfer or Ownership of a Membership to the List of Allowable Claims. NYBOT No. 07-20 |
03/08/2007 |
Certified |
03/08/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Change in Exchange and Clearing Fees-- Passout credits not applicable to trades executed electronically. NYBOT No. 07-22. |
03/14/2007 |
Certified |
03/21/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Deletes Block Trade reporting and submission procedures from the Rulebook and puts them in Exchange procedures; Expands the products for which Block Trades are permissible to include agriculturals. NYBOT #07-46 |
08/14/2007 |
Certified |
09/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Change in open outcry hours for Sugar No. 14. NYBOT No. 07-23 |
03/16/2007 |
Certified |
03/16/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Provides for an Emerging Areas Market Maker Program; Delists Reuters Jefferies CRB Futures Price Index Futures and Options Contracts ICE US #07-66 |
10/31/2007 |
Certified |
11/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Clarifies certain fee discounts that became applicable as result of the acquisition of the Exchange by the IntercontinentalExchange, Inc. NYBOT #07-48 |
08/17/2007 |
Certified |
11/02/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Eliminates Clearing Member requirement to retain 2 FINEX Trading permits; eliminates lessee and lessor rates exchange fees provision; transfers to staff the authority to determine daily price limits, and changes in the minimum tick size. NYBOT #07-44 |
08/14/2007 |
Certified |
08/24/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Provides for the Russell 2000 Market Maker Programs, Floor Member/Market Maker/Volume Transition Program and amendments to the Incentive Fee program. NYBOT #07-47 |
08/14/2007 |
Certified |
08/24/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Amends Bylaws to allow changes to terms and conditions beyond the current 24 months even if the contract has open interest. NYBT #07-45 |
08/14/2007 |
Certified |
08/24/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Revises 2007 Holiday Schedule. NYBOT No. 07-37 |
06/13/2007 |
Certified |
07/16/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Deletes EFP and EFS reporting and submission procedures from rules and placed in exchange procedures. NYBOT 07-24. See also FILAC #08-05 regarding new reporting procedures. |
03/23/2007 |
Certified |
03/30/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Clarifies the Circumstances When an Order Submitted Outside of the "Reasonability Limits" May be Executed (Albeit at a Different Price). NYBOT No.07-28 |
04/12/2007 |
Certified |
09/18/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Authorizes the Chairman of the Board to Appoint, Add or Remove Committee Members (Subject to Board Ratification) and Authorizes the Disclosure of Trading and Other Information Concerning Members and Customers in Certain Circumstances. NYBOT #07-29 |
04/12/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
