| NYMEX |
Increase in the Minimum Price Fluctuation of the Palladium Futures and Micro Palladium Futures Contracts |
10/27/2020 |
Certified |
11/10/2020 |
|
2 |
| NYMEX |
Implementation of the NYMEX Micro Crude Oil Liquidity Provider Program |
06/11/2021 |
Certified |
06/25/2021 |
|
2 |
| CME |
Modifications to the CME USD-Denominated Ibovespa Index Futures Market Maker Program |
10/04/2021 |
Certified |
10/19/2021 |
|
2 |
| MGE |
Amendments to MGEX Bylaws 2.2. and 7.9. |
11/12/2021 |
Certified |
11/29/2021 |
|
2 |
| NYMEX |
Modifications to the NYMEX Oil Options Program |
12/16/2021 |
Certified |
01/03/2022 |
|
2 |
| COMEX |
Modifications to the Busheling Ferrous Scrap Market Maker Program |
04/14/2022 |
Certified |
04/28/2022 |
|
2 |
| LEDGERX |
Revision to compliance manual |
10/03/2022 |
Certified |
10/18/2022 |
|
3 |
| CME |
Modifications to the CME FX Link Market Maker Program |
09/12/2023 |
Certified |
09/26/2023 |
|
2 |
| ICE US |
Amendments to MSCI Index ContractsDesignated Market Maker Program |
12/18/2023 |
Certified |
01/03/2024 |
|
2 |
| MGE |
Provides the Board of Directors with authority to borrow funds for emergencies without an ownership vote. |
02/05/2008 |
Certified |
02/15/2008 |
|
1 |
| CBOT |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/30/2010 |
|
1 |
| KCBT |
Provides notification of the intention to add new Rules 21100.01 and 2100.02 (FCM "Participation Agreement" & eligible swap participant "Certification of Eligibility" forms) to its petition dated May 26, 2009. |
03/08/2010 |
Certified |
03/15/2010 |
|
1 |
| ELX |
Amendment to Rule II-7 to make explicit conforming changes to the rule which currently includes provisions to automatically conform to corresponding changes in CFTC Regulations. |
12/09/2010 |
Certified |
12/16/2010 |
|
1 |
| NYLIFFE |
Guidance Regarding the Application of Exchange Rule 616(a) to the Activities of Designated Market Makers. |
03/09/2011 |
Certified |
12/27/2011 |
|
1 |
| CME |
Implementation of the FX US Dollar/Chinese Renminbi (CNY) Futures Market Maker Program. CME #11-313 |
08/08/2011 |
Certified |
08/23/2011 |
|
1 |
| CME |
Modifications to the CME Interest Rate Market Maker Program for Eurodollar Pack and Bundle Futures. CME #11-414 |
12/13/2011 |
Certified |
12/29/2011 |
|
1 |
| ICE US |
Extending the terms of the FX Member Firm Fee Program. ICE US #12-92 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| CME |
Adoption of New CME Rule 549, Revisions to CME Rules 531, 532, 533 and 539. CME/CBOT/NYMEX/COMEX #13-060 |
02/27/2013 |
Certified |
03/14/2013 |
|
1 |
| OCX |
New Rule 137 - Foreign Persons and Rule 416 Exchange Future for Physical, changes define foreign persons and prohibit them from directly or indirectly placing bids or buy orders in and for exchange EFP markets. |
04/22/2013 |
Withdrawn |
04/29/2013 |
|
1 |
| NYMEX |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| CBOT |
Modifications to the Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #13-397 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| NYMEX |
Modifications to NYMEX Natural Gas Basis Market Maker Program. NYMEX #14-169 |
05/15/2014 |
Certified |
05/30/2014 |
|
2 |
| NYMEX |
Revision to CME Group Market Regulation Advisory Notice RA1311-5RR - to require that the execution time of EFRPs entered into CME ClearPort be entered in the local time of the party(ies) entering the EFRP. CME/CBOT/NYMEX/COMEX #14-251 |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
| ICE US |
Extension of Henery Hub Penultimate Futures Liquidity Provider Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| NODAL |
The 40.6(a) rule certification is amending the minimum block size to 5 lots for all the electric power futures contracts listed on Nodal Exchange. |
02/09/2015 |
Certified |
02/24/2015 |
|
3 |
| MGE |
Weekly Notification Pursuant to CFTC Regulation 40.6(d) |
05/01/2015 |
Notified |
05/01/2015 |
|
1 |
| CANTOR |
Revision to Rule III-1(f) |
07/31/2015 |
Certified |
08/14/2015 |
|
1 |
| CBOT |
Modifications to the CBOT Agricultural Back Month Incentive Program |
12/10/2015 |
Certified |
12/24/2015 |
|
2 |
| COMEX |
Modifications to the COMEX Gold Kilo Futures Market Maker Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
| NFX |
To include new products in the Energy Broker Incentive Program |
05/23/2016 |
Certified |
06/07/2016 |
|
2 |
| NFX |
Rule Certification to Include New Products in the Energy Broker Incentive Program |
10/07/2016 |
Certified |
10/24/2016 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| CME |
Modifications to the E-mini Futures Volume Incentive Program |
01/16/2018 |
Certified |
01/30/2018 |
|
2 |
| CME |
Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program |
06/12/2018 |
Certified |
06/26/2018 |
|
1 |
| COMEX |
Amendments to the Daily Settlement Procedure Documents for the Zinc, Aluminum and Lead Futures Contracts |
07/18/2018 |
Certified |
08/01/2018 |
|
1 |
| CBOT |
Modifications to the Grain & Oilseed Deferred Futures Contract Market Maker Program |
01/14/2019 |
Certified |
02/01/2019 |
|
2 |
| CFE |
The Amendment makes three clarifications to the CFE Fee Schedule. |
02/01/2019 |
Certified |
02/15/2019 |
|
2 |
| MGE |
Weekly notification to MGEX Members and Market Participants reminding them of the upcoming Memorial Day holiday and trading hours. |
05/17/2019 |
Notified |
05/17/2019 |
|
1 |
| NYMEX |
Modifications to the NYMEX Brent Options ("BZO") Liquidity Provider Program |
01/13/2020 |
Certified |
01/28/2020 |
|
2 |
| COMEX |
Modifications to the Gold (Enhanced Delivery) Futures Market Maker Program |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
| NADEX |
Nadex amends the terms of its Refer-a-Friend Program. |
12/01/2020 |
Certified |
12/15/2020 |
|
1 |
| COMEX |
Modifications to the Hot-Rolled Coil Steel Market Maker Program |
04/14/2022 |
Certified |
04/28/2022 |
|
2 |
| CBOT |
Implementation of the Ultra 10 Options Market Maker Program |
09/12/2023 |
Certified |
09/26/2023 |
|
1 |
| ICE US |
New MSCI Associated Contracts Program |
12/18/2023 |
Certified |
01/03/2024 |
|
2 |
| NYMEX |
Expands the Exchange Options Market Maker Program to include NYMEX Heating Oil and RBOB options contracts NYMEX #07-103 |
08/22/2007 |
Certified |
08/30/2007 |
|
1 |
| NYMEX |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/29/2010 |
|
1 |
| NFX |
Amending NFX By-Laws and Rules to update the nominating process and other minor technical amendments to the Rules. NFX #2010-09 |
09/13/2010 |
Certified |
06/07/2011 |
|
1 |
| NADEX |
Submission of an updated Market Maker Agreement between NADEX and its current market maker, Market Risk Management. |
12/09/2010 |
Certified |
12/23/2010 |
|
1 |
| MGE |
Amendments to Resolution 2020.00 and 2101.01.B to create a single exchange fee and clearing fee structure across all trading platforms. |
04/28/2011 |
Certified |
04/28/2011 |
|
1 |
| ICE US |
Amendments to FAQ on Cleared Swaps. ICE US #11-78 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
