| NFX |
Rule Certification to Include New Products in the Energy Broker Incentive Program. |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
| CME |
Modifications to the Central Bank Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| NFX |
Block trade minimum quantity thresholds, reporting times, trading hours, daily settlement prices, non-reviewable ranges for NFX Options on Heating Oil Penultimate Financial Futures and NFX Options on NFX RBOB Gasoline Penultimate Financial Futures. |
02/21/2017 |
Certified |
03/07/2017 |
|
2 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1714-5 Concerning Rule 512. ("Reporting Infractions"). |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| NYMEX |
Implementation of the NYMEX Crude and Refined Futures Volume Incentive Program |
01/16/2018 |
Certified |
01/30/2018 |
|
2 |
| CME |
Weekly Notification of Rule Amendments (Week of February 26, 2018) |
03/07/2018 |
Notified |
03/07/2018 |
|
1 |
| CME |
Modifications to the E-mini Sector Futures Market Maker Program |
01/15/2019 |
Certified |
02/01/2019 |
|
2 |
| NADEX |
Amends Rule 9.2 (Investigations, Hearings, and Appeals) to clarify that investigations, and information and documents collected or obtained relating to an investigation are treated as confidential and non-public. |
04/02/2019 |
Certified |
04/16/2019 |
|
1 |
| NFX |
Amendment of the Exchange's broker incentive program |
05/17/2019 |
Certified |
06/03/2019 |
|
1 |
| CME |
Extension of the Globex Give Up Fee Waiver Program for CME Short-Term Interest Rate (STIR) Options |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| NYMEX |
Modifications to the NYMEX Fee Schedule for Two (2) Metals Futures Contracts |
01/14/2020 |
Certified |
01/29/2020 |
|
1 |
| NYMEX |
Amendments to the NYMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") Table for the Palladium Futures and Micro Palladium Futures Contracts |
04/27/2020 |
Certified |
05/11/2020 |
|
1 |
| COMEX |
Implementation of the Iron Ore Gateway Program |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
| ICE US |
Amendments to MSCI Investment Banks Incentive program |
10/28/2020 |
Certified |
11/10/2020 |
|
2 |
| ICE US |
Amendments to Exchange Trade at Settlement (TAS) FAQ document to provide Henry Hub TAS trades in the first 25 listed contract months. |
12/02/2020 |
Notified |
12/02/2020 |
|
1 |
| CME |
Expansion of the Basis Trade at Cash Open ("TACO") Trading Session on CME Globex for the E-mini Standard & Poor's 500 Stock Price Index Futures, E-mini Nasdaq-100 Indexr Futures, E-minir Russell 2000r Index Futures and Basis Trade at Index Close ("BTIC") |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
| COMEX |
Implementation of the Micro Copper Market Development Program |
04/14/2022 |
Certified |
04/28/2022 |
|
2 |
| CBOT |
Modifications to the SOFR Options Broker Incentive Program |
08/16/2022 |
Certified |
08/30/2022 |
|
1 |
| MGE |
Expands the closing period for futures from the last 30 sec to the last 60 sec of trading and combines the weighted average of the closing period vol. from both the electronic platform and the trading pit to determine futures settlement price. |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
| NFX |
Amends trading rules for the NFX XL Trading System. NFX #2009-08 |
03/27/2009 |
Certified |
04/03/2009 |
|
1 |
| CBOT |
Amends the no bust ranges. CME/CBOT/NYMEX #09-165 |
08/17/2009 |
Certified |
08/17/2009 |
|
1 |
| ELX |
Provides secured connectivity to its system via the internet for transmission of orders and market data, effective 9/28/09, through its secure internet connectivity solution, ELX Net. ELX Futures #2009-013 |
09/25/2009 |
Certified |
05/20/2010 |
|
1 |
| ICE US |
Provides Thanksgiving Holiday Trading Hours. ICE US #09-54 |
11/23/2009 |
Certified |
11/23/2009 |
|
1 |
| CME |
Issues Market Reg Advisory Notices RA1001-5 (creating/trading User Defined Spreads to deceive/ disadvantage others) and RA1002-5 (entry/cancel of pre-open orders to manipulate opening price or identify the depth of the book). CME/CBOT/NYMEX #10-008 |
01/07/2010 |
Certified |
05/17/2010 |
|
1 |
| CBOT |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
| NYMEX |
Implementing a Market Making Program for certain metals and energy contracts on Globex. NYMEX/COMEX #11-385 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
| CBOT |
Revision to Oats Futures Settlement Procedure and Revisions to CME Group Daily Settlement Procedures Document. CBOT #11-498 |
12/13/2011 |
Certified |
12/29/2011 |
|
1 |
| NYMEX |
Modifying the existing Diverse Trading Non-Member International Commercial Firms Energy Incentive Program. NYMEX #12-162 |
06/12/2012 |
Certified |
06/27/2012 |
|
2 |
| ICE US |
Extending the terms of the Grain Customer Volume Rebate Program. ICE US #12-95 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| COMEX |
Adoption of New CME Rule 549, Revisions to CME Rules 531, 532, 533 and 539. CME/CBOT/NYMEX/COMEX #13-060 |
02/27/2013 |
Certified |
03/14/2013 |
|
1 |
| NADEX |
Notice of Emergency Action: Initial Jobless Claims and Federal Funds Binary Contracts Will Not Be Listed Week of October 21, 2013. |
10/18/2013 |
Certified |
11/02/2013 |
|
1 |
| CME |
Modifications to the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #13-398 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| ICE US |
Implementing the Russell Contract CTA and Hedge Fund Fee Program. ICE US #14-42 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures Physical Environmental Product Program to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| CME |
Modifications to CME/CBOT E-mini Equity Index Futures Market Maker Program |
03/17/2015 |
Certified |
03/31/2015 |
|
4 |
| NFX |
Corrections to Rulebook |
05/04/2015 |
Certified |
05/18/2015 |
|
1 |
| CME |
Listing of Three (3) Futures Contracts on the CME Globex Trading Platform |
06/12/2015 |
Certified |
06/26/2015 |
|
1 |
| OCX |
New OCX Rules 618 (Wash Trades), 619 (Money Passes), 620 (Accommodation Trading) & NTM 2015-35 |
11/17/2015 |
Certified |
12/02/2015 |
|
1 |
| CBOT |
Implementation of the Ultra 10-Year Futures Market Maker Program |
12/10/2015 |
Certified |
12/24/2015 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Options Incentive Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
| ICE US |
New PJM Liquidity Provider Program |
07/15/2016 |
Certified |
07/29/2016 |
|
2 |
| CDE |
Extension of Broker Rebate Incentive Program |
10/10/2016 |
Certified |
10/24/2016 |
|
2 |
| CBOT |
Modifications to the Central Bank Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| NFX |
Amending the fee schedule in connection with the listing of two Options on financial futures contracts, the NFX Option on Heating Oil Penultimate Financial Futures and NFX Options on NFX RBOB Gasoline Penultimate Financial Futures. |
02/21/2017 |
Certified |
03/07/2017 |
|
1 |
| CME |
Implementation of the Eurodollar Options Pit Broker Program |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| NYMEX |
Implementation of the NYMEX Natural Gas Futures Volume Incentive Program |
01/16/2018 |
Certified |
01/30/2018 |
|
2 |
| CBOT |
Weekly Notification of Rule Amendments (Week of February 26, 2018) |
03/07/2018 |
Notified |
03/07/2018 |
|
1 |
| CME |
Modifications to the TOPIX Futures Market Maker Program |
01/15/2019 |
Certified |
02/01/2019 |
|
2 |
| CME |
Amendments to the CME Globex Trade Matching Algorithm for the Japanese Yen/U.S. Dollar ("JPY/USD") and Euro/U.S. Dollar ("EUR/USD") Futures Calendar Spread Transactions |
07/18/2019 |
Certified |
08/01/2019 |
|
1 |
| CME |
Extension of the FX Options Give-up Surcharge Fee Waiver Program |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
