| CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
01/14/2020 |
Certified |
01/29/2020 |
|
2 |
| LEDGERX |
Revised Operations Manual and BCDR Plan |
03/04/2020 |
Certified |
03/18/2020 |
|
1 |
| COMEX |
Implementation of the Iron Ore Volume Incentive Program |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
11/12/2021 |
Certified |
11/29/2021 |
|
5 |
| MGE |
Weekly Notification - Christmas and New Year's Holidays Memo |
12/17/2021 |
Notified |
12/17/2021 |
|
1 |
| COMEX |
Modifications to the Global Aluminum Futures Market Maker Program |
04/14/2022 |
Certified |
04/28/2022 |
|
2 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
08/16/2022 |
Certified |
08/30/2022 |
|
3 |
| CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
12/18/2023 |
Certified |
01/03/2024 |
|
1 |
| NYMEX |
Implementation of the NYMEX Crude Oil Incentive Program |
01/31/2024 |
Certified |
02/14/2024 |
|
2 |
| CME |
Clarifies the Pre-Execution Discussion of Trades Under the GLOBEX Call Market Trading Algorithm to Explicitly Identify Applicable Contracts. CME No. 07-24 |
04/11/2007 |
Certified |
04/24/2007 |
|
1 |
| CBOT |
Prohibits pre-execution communications. CBOT RA0802-1; CME and CBOT # 08-24 |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
| MGE |
Requires quarterly financial statements from non-FCM members with clearing privileges. |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
| CME |
Amends the CME Interpretation of Rule 580 - GLOBEX Trade Algorithms and Position Limit and Reportable Level Table to remove references to the Two-, Five- and Ten-Year Swap futures based on the upcoming delisting of the products. CME #09-056 |
03/27/2009 |
Certified |
03/27/2009 |
|
1 |
| NYMEX |
Amends the no bust ranges. CME/CBOT/NYMEX #09-165 |
08/17/2009 |
Certified |
08/17/2009 |
|
1 |
| NYLIFFE |
Amends Rule 423(e) relating to the Reporting of Block Transactions. NYLIFFE #2009-118 |
09/28/2009 |
Certified |
10/15/2009 |
|
1 |
| CBOT |
Issues Market Reg Advisory Notices RA1001-5 (creating/trading User Defined Spreads to deceive/ disadvantage others) and RA1002-5 (entry/cancel of pre-open orders to manipulate opening price or identify the depth of the book). CME/CBOT/NYMEX #10-008 |
01/07/2010 |
Certified |
05/17/2010 |
|
1 |
| NYMEX |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
| COMEX |
Implementing a Market Making Program for certain metals and energy contracts on Globex. NYMEX/COMEX #11-385 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
| NFX |
Amendments to NFX Fee Schedule. NFX #2011-18 |
12/13/2011 |
Certified |
12/29/2011 |
|
1 |
| ICE US |
Extension of Terms of Grain Executing Broker Rebate Program. ICE US #12-96 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
| NYMEX |
Addition of Second and Third Contract Months of Brent Crude Oil Last Day Financial Futures as TAS-Eligible Contract Months. NYMEX/COMEX #13-063 |
02/26/2013 |
Certified |
03/13/2013 |
|
1 |
| CBOT |
Modifications to the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #13-398 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| CBOT |
Modifications to CME/CBOT E-mini Equity Index Futures Market Maker Program |
03/17/2015 |
Certified |
03/31/2015 |
|
4 |
| NYMEX |
Modifications to the NYMEX Financial Natural Gas Market Development Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
| OCX |
Amending OCX Rule 609 (Supervision) and Issuing NTM 2016-11 (Supervisory Responsibility and Written Supervisory Procedures) |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
| MGE |
Removal of Rule 2051.00. - Honorary Membership |
07/15/2016 |
Certified |
07/29/2016 |
|
1 |
| ICE US |
Effective January 1, 2017 the Exchange is extending the terms of the Soft Futures Market Maker Program through December 31, 2017. |
11/29/2016 |
Certified |
12/13/2016 |
|
2 |
| CBOT |
Implementation of the Grain & Oilseed Deferred Futures Contract Market Maker Program |
12/22/2016 |
Certified |
01/09/2017 |
|
2 |
| CME |
Implementation of the Eurodollar Options Pit Liquidity Provider Program |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
| CME |
Modifications to the CME Fee Schedule for E-mini Option Volume Discount Tiers and Certain Equity Index Options |
01/16/2018 |
Certified |
01/30/2018 |
|
1 |
| NYMEX |
Weekly Notification of Rule Amendments (Week of February 26, 2018) |
03/07/2018 |
Notified |
03/07/2018 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures |
01/15/2019 |
Certified |
02/01/2019 |
|
1 |
| ICE US |
Amendments to Rule 4.26 allow for the institution of Passive Order Protection functionality in Gold Daily and Silver Daily futures markets |
02/01/2019 |
Certified |
05/06/2019 |
|
1 |
| NYMEX |
Implementation of the UK and Dutch Natural Gas Fee Waiver Program |
04/03/2019 |
Certified |
04/17/2019 |
|
1 |
| CME |
Amendments to the CME Globex Messaging Policy |
11/06/2019 |
Certified |
11/21/2019 |
|
1 |
| NYMEX |
Implementation of the NYMEX Same-Day Natural Gas Options Market Maker Program |
01/14/2020 |
Certified |
01/29/2020 |
|
2 |
| CME |
Decrease of the Minimum Price Increment for Calendar Spreads and Basis Trade at Index Close ("BTIC") Transactions in the E-mini FTSE Emerging Index Futures Contract |
10/28/2020 |
Certified |
11/12/2020 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
| COIN |
Renewal of Broker Rebate Program |
12/17/2021 |
Certified |
01/04/2022 |
|
4 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
01/14/2022 |
Certified |
01/31/2022 |
|
3 |
| CME |
Amendments to AON-Eligibility, Inter-association Trading Restrictions and Issuance of CME Market Regulation Advisory Notices RA2201-2 and RA2202-2 |
04/14/2022 |
Certified |
04/28/2022 |
|
1 |
| CME |
Modifications to the CME STIR Futures Pack and Bundle Market Maker Program |
08/16/2022 |
Certified |
08/30/2022 |
|
1 |
| CFE |
IBGO LMM Program Amendment |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| NFX |
Adopts a Rule to alow EFP Transactions and amends the Limitation of Liability for PBOT XL, to explicitly Include Block Trades and EFP Transactions. PBOT No. 2007-08 |
06/19/2007 |
Certified |
06/26/2007 |
|
1 |
| CME |
Provides guidance on pre-execution communications in CME products executed on CME Globex. CME RA0801-2. CME and CBOT # 08-24 |
02/06/2008 |
Certified |
02/07/2008 |
|
1 |
| NYMEX |
Clarifies requirements for submitting EFP, EFS, EOO or Block or DME trades through the ClearPort Clearing portal. NYMEX #8.69 |
07/10/2008 |
Certified |
09/29/2008 |
|
1 |
| ICE US |
Provides for exchange of options transactions. ICE US Amended Submission #09-13 |
03/30/2009 |
Certified |
04/15/2009 |
|
1 |
| MGE |
Amends Rule 210.01 to permit Board of Directors authority to amend the Articles of Incorporation to conform to the MGEX Rulebook. |
08/18/2009 |
Certified |
05/27/2010 |
|
1 |
| CBOT |
Eliminates, due to the adoption of the price reporting system, the requirement that a member in a trading pit executing a cross trade complete a form and present the form to exchange price reporting staff. CME/CBOT/NYMEX #09-213 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
