| NYLIFFE |
Provides guidance setting forth specific steps that Members must take to meet their responsibilities under Rule 1102 to assist OCC in clearing NYSE Liffe US transactions. NYSE Liffe #2009-109. |
04/01/2009 |
Certified |
08/27/2009 |
|
1 |
| CBOT |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
| CME |
Amends Rule 588.G - No Bust Range, to remove COMEX Aluminum from the list of Globex No Bust Ranges since Aluminum has been delisted. CME/CBOT/NYMEX #09-252 |
10/27/2009 |
Certified |
10/27/2009 |
|
1 |
| NYMEX |
Issues NYMEX & COMEX Market Regulatory Notice RA0913-4, concerning a modification in the manner in which block trades are reported on the NYMEX trading floor. NYMEX #09-279 |
11/20/2009 |
Certified |
02/17/2010 |
|
1 |
| NYMEX |
Revisions to NYMEX Rule 855 which will permit, pursuant to the conditions specified in the Rule, for a 4:1 offset of Henry Hub Natural Gas Penultimate Financial futures and Henry Hub Natural Gas Look-Alike Penultimate Financial futures. NYMEX #11-213 |
05/27/2011 |
Certified |
05/27/2011 |
|
1 |
| KCBT |
Implementing new Rule 1100.01 - Consent to Exchange Jurisdiction |
08/02/2012 |
Certified |
08/17/2012 |
|
1 |
| CME |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| ICE US |
Amending all Exchange license and renewal fees, cotton warehouse fees and the coffee grading fee. ICE US #12-80 |
11/09/2012 |
Certified |
11/28/2012 |
|
1 |
| ICE US |
Notification of Early Open in FCOJ Futures and Options Markets. ICE US #12-100 |
12/27/2012 |
Certified |
01/12/2013 |
|
2 |
| ICE US |
Replacing the Exchange's current Foreign Trader Program. ICE US #13-57 |
06/27/2013 |
Certified |
07/13/2013 |
|
1 |
| ICE US |
Delayed Open of Certain Natural Gas Markets. ICE US #13-109 |
11/15/2013 |
Certified |
12/03/2013 |
|
1 |
| CME |
Modifications to CME Non-Member Globex Fee Discount Program for Foreign Exchange Options. CME #13-458 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| ICE US |
Termination of Permit Holder Transition Fee Discount Program. ICE US #14-37 |
04/23/2014 |
Certified |
05/08/2014 |
|
1 |
| NYMEX |
Modifications to Energy Natural Gas Cross-Venue Incentive Program for High Volume Participants |
08/15/2014 |
Certified |
08/29/2014 |
|
4 |
| ICE US |
Codify current Exchange procedures regarding transfers, including corrections of errors, circumstances in which president may allow transfer changing beneficial owner, treatment of concurrent long and short positions held by same trader in notice period. |
09/17/2014 |
Certified |
10/01/2014 |
|
1 |
| CFE |
Proposal to adopt new CBOE Nasdaq-100 Volatility Index (VXN) futures Lead Market Maker Program. |
12/09/2014 |
Certified |
12/23/2014 |
|
1 |
| CME |
Modifications to the CME/CBOT Equity Index Options Market Maker Program |
06/12/2015 |
Certified |
06/26/2015 |
|
2 |
| ICE US |
Amendments to position limit rules regarding aggregation of positions. |
03/03/2016 |
Certified |
03/17/2016 |
|
1 |
| OCX |
Amending Interpretation of Exchange Rule 118 (Clearing Member) |
04/18/2016 |
Certified |
05/02/2016 |
|
1 |
| CME |
Amendments to Daily Settlement Procedures for Fifteen (15) CME Equity Contracts |
05/26/2016 |
Certified |
06/10/2016 |
|
1 |
| NYMEX |
Weekly Notification of Rule Amendments (Week of October 3, 2016) |
10/12/2016 |
Notified |
10/12/2016 |
|
1 |
| COMEX |
Modifications to the Latin America Commodity Commercial Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 559.D. ("Aggregation of Positions") and 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1703-5 Regarding Position Lim |
04/07/2017 |
Certified |
04/21/2017 |
|
1 |
| CBOT |
Amendments to Rule 817 ("Liquidity Facility") |
10/09/2017 |
Certified |
10/23/2017 |
|
1 |
| NYMEX |
Implementation of the Wet Freight Volume Incentive Program |
12/12/2017 |
Certified |
12/27/2017 |
|
2 |
| NYMEX |
Modifications to the European Natural Gas Market Maker Program |
01/17/2018 |
Certified |
01/31/2018 |
|
2 |
| NYMEX |
Modifications to the NYMEX Natural Gas Options Incentive Program |
01/15/2019 |
Certified |
02/01/2019 |
|
2 |
| NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 930.C. ("Acceptable Performance BondDeposits") Permitting Clearing Members to Accept Fully Collateralized Letters of Credit as Performance Bond. |
02/05/2019 |
Certified |
02/20/2019 |
|
2 |
| NODAL |
Nodal is changing the delivery day for November 2019 futures expires of Nodal Contracts based on environmental products from Wednesday November 27th to Friday November 29th. |
11/08/2019 |
Certified |
11/25/2019 |
|
1 |
| CBOT |
Extension of the Eris Block Broker Rebate Program |
01/14/2020 |
Certified |
01/29/2020 |
|
1 |
| CFE |
Updates and amendments to IBHY Futures LMM Program |
06/05/2020 |
Certified |
06/19/2020 |
|
2 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 575. ("Disruptive Practices Prohibited") and Issuance of CME Group Market Regulation Advisory Notice RA2006-5. |
07/24/2020 |
Certified |
08/07/2020 |
|
1 |
| NYMEX |
Modifications to the Crude and Refined OTC Incentive Program |
01/12/2021 |
Certified |
01/27/2021 |
|
2 |
| LEDGERX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
3 |
| CME |
Implementation of the SOFR Options Broker Incentive Program |
11/15/2021 |
Certified |
11/30/2021 |
|
1 |
| NYMEX |
Modifications to the Gateway to NYMEX Oil Options Program |
12/17/2021 |
Certified |
01/04/2022 |
|
2 |
| CBOT |
Modifications to the International Incentive Program |
01/14/2022 |
Certified |
01/31/2022 |
|
1 |
| COMEX |
Modifications to the HRC Steel Options Liquidity Provider Program |
08/17/2022 |
Certified |
08/31/2022 |
|
2 |
| MGE |
MGEX Rulebook Update |
10/05/2022 |
Certified |
10/20/2022 |
|
1 |
| CME |
Expansion of the Block Trade Reporting Window for all Cryptocurrency Futures and Options Contracts to From Five (5) to Fifteen (15) Minutes Applicable to all Trading Hours |
02/08/2023 |
Certified |
02/23/2023 |
|
1 |
| MGE |
Modifications to the MGEX SPIKES Customer Volume Incentive Program |
09/13/2023 |
Certified |
09/27/2023 |
|
3 |
| ICE US |
Amendments to the Exchange's Trade-at Settlement ("TAS") FAQ, which make Vintage 2023 and 2024 California Carbon Allowances TAS eligible. |
11/03/2023 |
Certified |
11/20/2023 |
|
1 |
| CBOT |
Modifications to the CME/CBOT Interest Rate Options Give Up Incentive Program |
12/19/2023 |
Certified |
01/04/2024 |
|
2 |
| NFX |
Provides Notice of Closure on Good Friday holiday, Friday March 21, 2008. PBOT #2008-03 |
03/19/2008 |
Certified |
03/19/2008 |
|
1 |
| NYMEX |
Provides for the change from NYMEX ClearPort to CME ClearPort. NYMEX #09-59 |
04/02/2009 |
Certified |
04/17/2009 |
|
1 |
| NYMEX |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
| CBOT |
Amends Rule 588.G - No Bust Range, to remove COMEX Aluminum from the list of Globex No Bust Ranges since Aluminum has been delisted. CME/CBOT/NYMEX #09-252 |
10/27/2009 |
Certified |
10/27/2009 |
|
1 |
| NYMEX |
Implements an Incentive program with regard to the listing of five Argus Swap Futures Contracts for Clearing through CME ClearPort and Trading on the NYMEX trading floor. NYMEX #09-282 |
11/20/2009 |
Certified |
01/15/2010 |
|
1 |
| CME |
Modifications to the E-mini S&P Select Sector Index Futures Market Maker Program. CME #11-217 |
05/27/2011 |
Certified |
06/10/2011 |
|
1 |
| CME |
Amendments to Rule 588.G removes references to NYMEX SO2 Emissions, NYMEX SO2 Emissions 25 Allowance, NYMEX Seasonal NOX, and NYMEX Annual NOX futures contracts due to delisting of these products. CME/CBOT/NYMEX #11-315 |
08/10/2011 |
Certified |
08/10/2011 |
|
1 |
