| TRUEEX |
Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended, and Commission Regulation 40.6(a), trueEX LLC hereby submits to the U.S. Commodity Futures Trading Commission certain amendments to the trueEX Rulebook. |
03/19/2015 |
Certified |
04/02/2015 |
|
1 |
| NYMEX |
Modifications to Globex Metals Spreads Incentive Program for Highly Passive Participants |
06/13/2015 |
Certified |
06/26/2015 |
|
2 |
| CBOT |
Modifications to the Central Bank Incentive Program |
12/11/2015 |
Certified |
12/28/2015 |
|
1 |
| CME |
Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
| CME |
Amendments to Rule 561. ("Reports of Large Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1606-5 |
04/22/2016 |
Certified |
05/06/2016 |
|
1 |
| NYMEX |
Implementation of the Precious Metals Cash-Settled Futures Fee Waiver Program |
10/17/2016 |
Certified |
10/31/2016 |
|
1 |
| CFE |
The Amendment amends CFE Policy and Procedure X to extend the term of CFE's DPM Market Performance Benchmarks Program. |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
| ICE US |
Weekly Notification of Rule Changes - change a cross reference in Rule 6.12(b) to coincide with the amendments to the Commission Regulation. |
02/24/2017 |
Certified |
03/10/2017 |
|
1 |
| OCX |
Issuing Regulatory Release 2017-10 (Large Trader Reporting Guide) |
08/17/2017 |
Certified |
08/31/2017 |
|
1 |
| CME |
Modifications to theInternational Cross-Asset Volume Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
| NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of Contract months in certain NFX energy Futures Contracts. |
12/13/2017 |
Withdrawn |
12/14/2017 |
|
2 |
| CBOT |
Modifications to the Emerging Markets Bank Incentive Program |
01/17/2018 |
Certified |
01/31/2018 |
|
1 |
| ICE US |
The Exchange is extending the terms of the NYSE FANG+T Index Future Volume Incentive Program to December 31, 2018. |
06/15/2018 |
Certified |
06/29/2018 |
|
2 |
| CBOT |
Modifications to the International Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
1 |
| ICE US |
The Exchange is amending the terms and conditions of the IFC Liquidity Provider Volume Incentive Program effective February 25, 2019. |
02/06/2019 |
Certified |
02/21/2019 |
|
2 |
| ICE US |
The Exchange is revising and extending the terms of U.S. Domestic Crude Oil Liquidity Provider Program through December 31, 2019. |
06/13/2019 |
Certified |
06/27/2019 |
|
2 |
| CANTOR |
Amendment to 2 incentive programs. |
07/24/2019 |
Certified |
08/07/2019 |
|
1 |
| ICE US |
The Exchange is amending Rule 4.06 to allow tri-party Exchange for Related Position transactions under certain circumstances. |
12/13/2019 |
Certified |
12/30/2019 |
|
1 |
| CBOT |
Implementation of the Eris Swap Futures Block Market Maker Program |
01/15/2020 |
Certified |
01/30/2020 |
|
1 |
| CME |
Implementation of the Nasdaq-100 Volatility Index ("VOLQ") Futures Market Maker Program |
09/18/2020 |
Certified |
10/02/2020 |
|
2 |
| NYMEX |
Modifications to the Globex Precious Metals Volume Incentive Program |
01/13/2021 |
Certified |
01/28/2021 |
|
2 |
| CME |
Implementation of the Adjusted Interest Rate FTSE 100 Total Return Index Futures Volume Incentive Program |
06/15/2021 |
Certified |
06/29/2021 |
|
2 |
| ICE US |
New MSCI Contract New Member Exchange Fee Program |
12/21/2021 |
Certified |
01/06/2022 |
|
1 |
| ICE US |
Weekly Notification of Rule Amendments |
02/10/2023 |
Notified |
02/10/2023 |
|
1 |
| MGE |
MGEX Rulebook Update (SPIKES Block Trade Amendments) |
05/09/2023 |
Certified |
05/23/2023 |
|
1 |
| COMEX |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 532. ("Disclosing Orders Prohibited") and Issuance of Associated Market Regulation Advisory Notice RA2305-5 ("Improper Use or Disclosure of Non-Public Information Prohibited"). |
09/14/2023 |
Certified |
09/28/2023 |
|
1 |
| CBOT |
Modifications to the Grain & Oilseed Deferred Futures Contract Market Maker Program |
12/21/2023 |
Certified |
01/08/2024 |
|
1 |
| NODAL |
Extension of the Environmental Futures and Options - Broker Incentive Program and the Environmental Incentive Program 9 to December 31, 2024 |
06/13/2024 |
Certified |
06/28/2024 |
|
3 |
| NFX |
Provides Notice to Members Regarding 2008 Holiday Schedule. PBOT #2007-23 |
11/20/2007 |
Certified |
11/20/2007 |
|
1 |
| CBOT |
Issues Market Regulation Advisory Notice RA0910-5 (concerning Rule 538 (EFRP)) and Market Regulation Advisory Notice RA0911-5 (concerning Rules 533 and 531). CME/CBOT/NYMEX #09-225 |
09/30/2009 |
Certified |
10/30/2009 |
|
1 |
| NYMEX |
Amends Rule 615.E to clarify the circumstances under which an audio recording of an arbitration hearing will be released by the Market Regulation Department to a party requesting the recording. CME/CBOT/NYMEX #09-288 |
12/01/2009 |
Certified |
06/08/2010 |
|
1 |
| CFE |
Amends CFE Rule 310 to codify the manner in which the Exchange may provide Exchange notices; also amends Rule 414 to revise the ECRP and revise Rule 415 the Block Trade reporting provisions. CFE #2010-03 |
03/15/2010 |
Certified |
05/06/2010 |
|
1 |
| NYLIFFE |
Sole Listing of Futures on the MSCI Emerging Markets and MSCI EAFE Indexes. NYLIFFE #2011-115 |
04/28/2011 |
Certified |
05/05/2011 |
|
1 |
| CME |
Issuance of MRA Notice RA1108-3 to reflect the addition of CME US Dollar/Chinese Renminbi futures with US Dollar Banking to the list of block-eligible products at a minimum block threshold of 50 contracts. CME/CBOT #11-306 |
08/15/2011 |
Certified |
08/15/2011 |
|
1 |
| ICE US |
Amendments to Block Trading Procedures. ICE US #12-23 |
04/24/2012 |
Certified |
05/09/2012 |
|
1 |
| NYMEX |
Modifications to the Volume Incentive Program for NYMEX and COMEX Metals Products. NYMEX/COMEX #12-177 |
06/15/2012 |
Certified |
06/30/2012 |
|
2 |
| CME |
Revisions to CME Globex Messaging Policy. CME/CBOT/NYMEX/COMEX #12-248 |
08/02/2012 |
Certified |
08/17/2012 |
|
1 |
| ICE US |
Delaying the Open and Pre-Open of Electronic Markets. ICE US #12-47 |
08/30/2012 |
Certified |
09/15/2012 |
|
1 |
| NYMEX |
Modifications to NYMEX Brent Energy Volume Incentive Program. NYMEX #12-378 |
11/14/2012 |
Certified |
11/30/2012 |
|
1 |
| ICE US |
Guidelines Related to Establishing Settlement Prices. ICE US #13-21 |
03/04/2013 |
Certified |
03/19/2013 |
|
1 |
| NYLIFFE |
Announcing the Modification of the Dynamic Price Limits for 100 oz Gold Futures and Mini-Sized Gold Futures NYLIFFE #2013-115 |
08/29/2013 |
Certified |
09/14/2013 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures. CBOT #13-471 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in One (1) New NYMEX Product and Issuance of NYMEX & COMEX Market Regulation Advisory Notice RA1407-4 |
08/21/2014 |
Certified |
09/05/2014 |
|
1 |
| CBOT |
Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") |
11/14/2014 |
Certified |
12/01/2014 |
|
2 |
| CME |
Amendments to Rule 110 ("Claims Against Membership, Application of Proceeds") |
05/07/2015 |
Certified |
05/21/2015 |
|
1 |
| COMEX |
Modifications to Globex Metals Spreads Incentive Program for Highly Passive Participants |
06/13/2015 |
Certified |
06/26/2015 |
|
2 |
| ICE US |
new Environmental Futures and Options Volume Incentive Program |
10/06/2015 |
Certified |
10/21/2015 |
|
2 |
| NYMEX |
Modifications to the Central Bank Incentive Program |
12/11/2015 |
Certified |
12/28/2015 |
|
1 |
| CBOT |
Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
| CBOT |
Amendments to Rule 561. ("Reports of Large Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1606-5 |
04/22/2016 |
Certified |
05/06/2016 |
|
1 |
