| CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Rule 418. ("Consent to Exchange Jurisdiction") and Issuance of CME Group Market Regulation Advisory Notice RA2001-5. |
01/16/2020 |
Certified |
01/31/2020 |
|
1 |
| CANTOR |
Adding an addendum to Compliance Manual |
06/11/2020 |
Certified |
06/25/2020 |
|
1 |
| CBOT |
Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program |
01/13/2021 |
Certified |
01/28/2021 |
|
2 |
| NYMEX |
Modifications to the Financial Natural Gas Market Maker Program |
06/15/2021 |
Certified |
06/29/2021 |
|
2 |
| CME |
Modifications to the Emerging Markets and Scandi Market Maker Program |
12/22/2021 |
Certified |
01/07/2022 |
|
2 |
| CME |
Extension of the BTIC on Nikkei 225 Fee Discount Program |
07/07/2022 |
Certified |
07/21/2022 |
|
1 |
| CME |
Modifications to the Dividend Futures Market Maker Program |
10/11/2022 |
Certified |
10/25/2022 |
|
2 |
| CME |
Modifications to the CME Event Contracts Transaction Fee Waiver Program |
02/13/2023 |
Certified |
02/28/2023 |
|
1 |
| ICE US |
Deletion of Rules Related to the Trading Floor |
05/12/2023 |
Certified |
05/26/2023 |
|
1 |
| COIN |
Modifications to Fee Schedule for Block Trades |
11/10/2023 |
Certified |
11/27/2023 |
|
1 |
| CME |
Modifications to the E-Mini Trade at Cash Open ("TACO") Futures Market Maker Program |
12/21/2023 |
Certified |
01/08/2024 |
|
2 |
| CFE |
No longer allowing for trade at settlement transactions in Cboe iBoxx iShares Bond Index Futures. |
02/08/2024 |
Certified |
02/23/2024 |
|
1 |
| CME |
Change in Trading Hours on Tuesday, January 2, 2007, for the Declared National Day of Mourning for Former President Gerald Ford. CME No. 06-120 |
01/02/2007 |
Certified |
01/02/2007 |
|
1 |
| NFX |
Renumbering of Rule 363 to 1500-- Clearing Corporation Rules. PBOT 2007-03. |
03/28/2007 |
Certified |
03/29/2007 |
|
1 |
| NFX |
Provides Trading Hours, Block Size, No Bust Range, etc. for Foreign Currency Futures Contracts. PBOT-2007-05 |
04/26/2007 |
Certified |
04/26/2007 |
|
1 |
| CME |
Amends the no-bust ranges for Interest Rate Swaps (30 Yr., 10 Yr., 7 Yr., and 5 Yr), Goldman Sachs Commodity Index and DJIA. CME/CBOT/NYMEX #09-066 |
04/15/2009 |
Certified |
04/17/2009 |
|
1 |
| CFE |
Amends CFE Policy and Procedure IX which sets forth CFE's Mini CBOE Volatility Index Futures Market-Maker Program. CFE 2009-15 |
08/31/2009 |
Certified |
09/04/2009 |
|
1 |
| CME |
Amends Rule 406 to clarify the actions that can be taken by panels of the Probable Cause Committee. CME/CBOT/NYMEX #09-260 |
10/29/2009 |
Certified |
12/28/2009 |
|
1 |
| CBOT |
Amends Rule 588.G (No-Bust Range), to add "Crude Oil" and to remove "NYMEX." Changes are being made with respect to the launch of Mars Blend crude oil. CME/CBOT/NYMEX #09-293 |
12/04/2009 |
Certified |
05/19/2010 |
|
1 |
| ICE US |
Provides supplemental submission to December 17th submission re Extension of the Russell Futures Market Maker Program and Options Market Maker Programs. ICE US Supplemental Submission #09-58 |
01/19/2010 |
Certified |
03/29/2010 |
|
1 |
| NADEX |
Modifies trading and settlement schedule for the Nonfarm Payrolls and Unemployment Rate binary contracts to accommodate for the US Good Friday Holiday on April 2, 2010. |
03/24/2010 |
Certified |
03/24/2010 |
|
1 |
| MGE |
Requesting approval for transfer of MGEX's Contract Market Designation, listed contracts, and positions comprising open interest. Transfers proposed as part of a reorganization plan, which contemplates merger with and into a Delaware corporation. |
06/18/2010 |
Approved |
09/16/2010 |
|
3 |
| CBOT |
Amendment to Rule 770 to eliminate the requirement that an account owner agreeing to facilitate an offset pursuant to the rule have an open position in the contract. CME/CBOT/NYMEX/COMEX #11-214 |
05/31/2011 |
Certified |
06/14/2011 |
|
1 |
| COMEX |
Modifications to the Volume Incentive Program for NYMEX and COMEX Metals Products. NYMEX/COMEX #11-502 |
12/20/2011 |
Certified |
01/06/2012 |
|
1 |
| NYMEX |
Adoption of New Rule 418 and Revisions to Rules in Chapter 4. CME/CBOT/NYMEX/COMEX #12-247 |
08/07/2012 |
Approved |
08/21/2012 |
|
1 |
| NFX |
Amending Rule E11, to provide that the Clearing Corporation shall establish customer margin requirements. NFX #2012-36 |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| CDE |
Amendments to Rules 101, 305 and 601 to clarify the definition of "Participant," and to clarify those Persons eligible to execute block trades. ERISDCM #2013-01 |
01/08/2013 |
Certified |
01/24/2013 |
|
1 |
| NYMEX |
Extending the term of the NYMEX European Union Allowance and Certified Emission Reduction futures and spread contracts Market Making program. NYMEX #13-359 |
09/04/2013 |
Certified |
09/19/2013 |
|
1 |
| CME |
Adoption of Rule 132 - Sale of Membership at Direction of Regulatory Authority. CME/CBOT/NYMEX/COMEX #13-554 |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
| ICE US |
New Emissions Options Vintages. ICE US #14-44 |
05/21/2014 |
Certified |
06/06/2014 |
|
1 |
| NYMEX |
Modifications to the NYMEX Natural Gas Options Gateway Incentive Program |
12/11/2014 |
Certified |
12/26/2014 |
|
2 |
| ICE US |
Weekly Notification that the Exchange decreased the price quotation for the Japanese Yen-U.S. dollar Futures Contract to seven decimal places and reduced the minimum price tick. |
05/08/2015 |
Notified |
05/08/2015 |
|
1 |
| CME |
Modifications to the Weather Futures Market Maker Program |
06/15/2015 |
Certified |
06/29/2015 |
|
1 |
| NFX |
Amends NFX Bylaws to reflect name change of parent to Nasdaq, Inc. |
09/08/2015 |
Notified |
09/08/2015 |
|
1 |
| CME |
Clarification Regarding CME Group Block Trade Reporting Requirements, and the Issuance of CME Group Market Regulation Advisory Notice RA1515-5 |
10/08/2015 |
Certified |
10/23/2015 |
|
1 |
| NFX |
Membership Rules |
11/20/2015 |
Certified |
12/07/2015 |
|
1 |
| COMEX |
Modifications to the Emerging Markets Bank Incentive Program |
12/11/2015 |
Certified |
12/28/2015 |
|
1 |
| CANTOR |
Revisions to certain defined terms and cleanup of typographical errors and numbering. |
01/21/2016 |
Certified |
02/04/2016 |
|
1 |
| COMEX |
Amendments to Chapter 4 ("Enforcement of Rules") |
11/29/2016 |
Certified |
12/13/2016 |
|
5 |
| NFX |
NFX is amending its fee schedule in connection with the listing of new NFX Natural Gas Liquids Financial Futures. |
10/11/2017 |
Certified |
10/25/2017 |
|
2 |
| NYMEX |
Modifications to the Emerging Markets Bank Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
| COMEX |
Modifications to the Retail Broker Incentive Program |
12/13/2017 |
Certified |
12/28/2017 |
|
1 |
| COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
01/17/2018 |
Certified |
01/31/2018 |
|
1 |
| COMEX |
Modifications to the Globex Base Metals Volume Incentive Program |
06/15/2018 |
Certified |
06/29/2018 |
|
2 |
| COMEX |
Expansion of Trading-at-Settlement (TAS) Eligibility for Gold Futures, Silver Futures, and Copper Futures Contracts to Include Third Active Month |
07/24/2018 |
Certified |
08/07/2018 |
|
1 |
| COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
1 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 1 |
07/29/2019 |
Certified |
08/12/2019 |
|
3 |
| ICE US |
Amendments to Bakkt (USD) Daily Futures Market Maker Program |
09/12/2019 |
Certified |
09/26/2019 |
|
2 |
| CBOT |
Modifications to the APAC FCM Incentive Program |
01/16/2020 |
Certified |
01/31/2020 |
|
2 |
| CDE |
Amendments to Eris Exchange Rule 601 (Block Trades) and Establishment of Block Trade Size for Ether Futures |
05/06/2020 |
Certified |
05/20/2020 |
|
1 |
