NYLIFFE |
Extends the Designated Market Maker Program in 100 oz and mini-sized Gold and 5000 oz. and mini-sized Silver Futures Contracts. NYLIFFE #2010-105 |
03/29/2010 |
Certified |
04/05/2010 |
|
1 |
NYLIFFE |
Extension of Designated Market Maker Program in Precious Metals Futures. NYLIFFE #2010-112 |
09/28/2010 |
Certified |
06/10/2011 |
|
1 |
NYMEX |
Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
NYMEX |
Modifications to the Non-Member Cross-Venue Incentive Program for NYMEX Energy Products. NYMEX #11-526 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
2 |
CDE |
Amendments to the Eris Exchange Rulebook to clarify the entities subject to Rule 404 and the rules, laws, and regulations that Participants must comply with under Rules 404 and 408. ERISDCM #2013-10 |
05/03/2013 |
Certified |
05/18/2013 |
|
1 |
MGE |
Updates to MGEX Rulebook - Pre-execution communications, Summary fine schedules, Risk requirements for FCMs. MGE #14-2 |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
TRUEEX |
Amendment to trueEX Rule 304(e) regarding required use of risk controls for Persons with direct access to the trueEX DCM Trading System. TRUEEX #2014-03D |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
CME |
Implementation of the Latin America Proprietary Trading Incentive Program |
12/11/2014 |
Certified |
12/26/2014 |
|
1 |
NYMEX |
Implementation of the NYMEX Financial Natural Gas Market Development Program |
06/16/2015 |
Certified |
06/30/2015 |
|
2 |
NFX |
Amendments to specify that the Exchange will not accept Combination Orders for reporting as Block Trades and to clarify the definition of a Combination Order. |
08/14/2015 |
Withdrawn |
08/20/2015 |
|
3 |
CME |
Modifications to the Latin America Proprietary Trading Incentive Program |
12/12/2015 |
Certified |
12/28/2015 |
|
1 |
COMEX |
Weekly Notification of Rule Amendments (Week of August 22, 2016) |
08/31/2016 |
Notified |
08/31/2016 |
|
1 |
ICE US |
Effective January 1, 2017 the Exchange is extending the terms of the N.A. Credit Futures Contract Liquidity Provider Program through December 31, 2017. |
11/30/2016 |
Certified |
12/14/2016 |
|
2 |
NYMEX |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1606-5R Regarding Daily Submission of Large Trader Positions, Ownership/Control Reports, and Open Interest Data. |
01/09/2017 |
Certified |
01/24/2017 |
|
1 |
NYMEX |
Modifications to the Latin America Fund Manager Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
NYMEX |
Implementation of the NYMEX Brent Futures Market Maker Program |
01/17/2018 |
Certified |
01/31/2018 |
|
2 |
NYMEX |
Modifications to the Globex Precious Metals Volume Incentive Program |
06/15/2018 |
Certified |
06/29/2018 |
|
2 |
CME |
Modifications to E-mini Nikkei 225 Yen-Denominated Futures Market Maker Program |
09/12/2018 |
Certified |
09/26/2018 |
|
2 |
NYMEX |
Modifications to the NYMEX Busheling Ferrous Scrap Market Maker Program |
01/16/2019 |
Certified |
02/01/2019 |
|
2 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notices RA1903-5 Regarding Rule 573. ("Globex Opening"), RA1904-5 Regarding Rule 575. ("Disruptive Practices Prohibited") and RA1905-5 Regarding Rule 534. ("Wash Trades Prohibited") |
04/10/2019 |
Certified |
04/24/2019 |
|
1 |
LEDGERX |
Rulebook change to introduce Fill or Kill Order Type |
07/29/2019 |
Certified |
08/12/2019 |
|
1 |
NYMEX |
Modifications to the APAC FCM Incentive Program |
01/16/2020 |
Certified |
01/31/2020 |
|
2 |
CME |
Modifications to the SOFR Options Market Maker Program |
06/11/2020 |
Certified |
06/25/2020 |
|
1 |
COMEX |
Modifications to the International Incentive Program |
01/13/2021 |
Certified |
01/28/2021 |
|
1 |
NYMEX |
Extension of the NYMEX Financial Natural Gas Market Development Program |
06/16/2021 |
Certified |
06/30/2021 |
|
2 |
CDE |
Self-Certification - Extension of the Bounded Futures Liquidity Incentive Program |
12/23/2021 |
Certified |
01/10/2022 |
|
1 |
ICE US |
Amendments to ICE Futures U.S. MSCI New Jurisdiction Volume Incentive Program |
04/20/2022 |
Certified |
05/04/2022 |
|
2 |
CME |
Modifications to the FX Micros Market Maker Program |
10/11/2022 |
Certified |
10/25/2022 |
|
2 |
NYMEX |
Modifications to the NYMEX Event Contracts Cash Settlement Fee Waiver Program |
02/13/2023 |
Certified |
02/28/2023 |
|
1 |
CME |
Implementation of the E-mini S&P 500 Options Large Trade Discount Program |
04/05/2024 |
Certified |
04/19/2024 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2402-5 Regarding CME, CBOT, NYMEX/COMEX Rule 526. ("Block Trades"). |
06/14/2024 |
10 Day Review |
06/14/2024 |
|
1 |
CCFE |
Amends Block Trade Rule to Remove Limitation on Trades to Allow Non-ECPs to Trade by Block Trades. CCFE No. 07-01 |
01/04/2007 |
Certified |
01/08/2007 |
|
0 |
NYMEX |
Revises NYMEX-COMEX Market Regulation Advisory Notice RA0906-4 (on the adoption of new Rule 515 ("Registration and Identification of Broker Associations") due to the harmonization of NYMEX/COMEX trade practice rules with CME/CBOT rules. NYMEX #09-191 |
09/02/2009 |
Certified |
03/29/2010 |
|
1 |
CFE |
Extends CFE's Trading Privilege Holder Permit Program for one year, so that all trading permits issued under the Program will now expire on December 31, 2010. CFE #2009-17 |
12/07/2009 |
Certified |
01/07/2010 |
|
1 |
ELX |
Amends the terms of Rule IV-16 (Block Trades) to change the current reporting period for Black Trades, to provide that Sellers of all block trades are required to report the block trades within 15 minutes. ELX #2010-002 |
01/15/2010 |
Certified |
01/22/2010 |
|
1 |
OCX |
Revises the OneChicago Policy for Error Trades and Mistrades and Adoption of Fee Schedule. |
03/26/2010 |
Certified |
04/02/2010 |
|
1 |
COMEX |
Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
NFX |
Amending Rule E10, Market Makers - specifiying the quoting obligations of Market Makers as well as the one year period for which Market Makers will be approved. NFX #2011-20 |
12/20/2011 |
Certified |
01/05/2012 |
|
1 |
CBOT |
Implementation of the Latin America Proprietary Trading Incentive Program |
12/11/2014 |
Certified |
12/26/2014 |
|
1 |
NYMEX |
Modifications to Cross-Venue Energy Products Incentive Program for High Volume Contributors |
06/16/2015 |
Certified |
06/30/2015 |
|
2 |
CBOT |
Modifications to the Latin America Proprietary Trading Incentive Program |
12/12/2015 |
Certified |
12/28/2015 |
|
1 |
CME |
Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
ICE US |
Effective January 1, 2017 the Exchange is extending the terms of the N.A. Credit Futures Contract Broker Rebate Program through December 31, 2017. |
11/30/2016 |
Certified |
12/14/2016 |
|
1 |
COMEX |
Issuance of Revised CME Group Market Regulation Advisory Notice RA1606-5R Regarding Daily Submission of Large Trader Positions, Ownership/Control Reports, and Open Interest Data. |
01/09/2017 |
Certified |
01/24/2017 |
|
1 |
CME |
Modifications to the E-mini Russell 2000 Futures Market Maker Program |
05/30/2017 |
Certified |
06/13/2017 |
|
2 |
NFX |
Proposal to amend Chapter VIII, Options Rules, of the NFX rulebook to correct inaccurate internal cross-references in Sections H.3 and H.6 regarding clearing corporation option exercise procedures and other minor stylistics changes. |
10/12/2017 |
Certified |
10/26/2017 |
|
1 |
COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
NFX |
A self-certification to extend the quote liquidity provisioning program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
01/18/2018 |
Certified |
02/01/2018 |
|
1 |
MGE |
Weekly Notification of Daylight Savings Time |
03/15/2018 |
Notified |
03/15/2018 |
|
1 |
MGE |
Weekly notification - offsets and positions reporting. |
05/04/2018 |
Notified |
05/04/2018 |
|
1 |