COMEX |
Modifications to the Global Aluminum Futures Market Maker Program |
08/13/2019 |
Certified |
08/27/2019 |
|
2 |
ICE US |
Extension of Bakkt Bitcoin (USD) Monthly Futures Contract Spread Program |
12/14/2020 |
Certified |
12/29/2020 |
|
2 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
SMFE |
Amendment to Rule 612 |
08/16/2021 |
Certified |
08/30/2021 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2116-5 Regarding Rule 524. ("Trading at Settlement ("TAS), Trading at Marker ("TAM"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Ena |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
LEDGERX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
CME |
Modifications to the E-Mini Trade at Cash Open ("TACO") Futures Market Maker Program |
02/09/2022 |
Certified |
02/24/2022 |
|
2 |
SMFE |
creation of d/b/a for SMFE |
09/02/2022 |
Notified |
09/02/2022 |
|
1 |
NYMEX |
Modifications to the NYMEX Commercial Hedging Incentive Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
ICE US |
Amendments to the ICE Futures U. S. NGL Liquidity Provider Program |
01/05/2023 |
Certified |
01/20/2023 |
|
2 |
CME |
Modifications to the Pork Cutout Market Maker Program |
04/13/2023 |
Certified |
04/27/2023 |
|
1 |
COMEX |
Adoption of CME and CBOT Rule 524.D. ("Trade Marker at Close ("TMAC") Transactions") and Issuance of Three (3) Associated Market Regulation Advisory Notices RA2302-5, RA2303-5, RA2304-5 |
07/12/2023 |
Certified |
07/26/2023 |
|
1 |
COMEX |
Modifications to the Aluminum Market Development Program |
08/17/2023 |
Certified |
08/31/2023 |
|
2 |
CME |
Provides to members Regulatory Advisories: Enforcement of Position Limits and Reminder Regarding Gratuities. CME #07-104 |
12/12/2007 |
Certified |
01/30/2007 |
|
1 |
NYMEX |
Provides, as required by Regulation 38.5(d), (1) notification that NYMEX became a wholly-owned subsidiary of CME Group on 08/22/08, and (2) certification of continued compliance with the CEA and CFTC regulations. |
08/26/2008 |
Certified |
08/27/2008 |
|
1 |
CFE |
Provides trading rules for new Mini CBOE Volatility Index Futures contract, as well as terms and conditions, to be listed for trading on CFE commencing March 2, 2009. CFE # CFE-2009-05 |
02/26/2009 |
Certified |
03/05/2009 |
|
1 |
CBOT |
Floor Trading Codes Assigned to Ethanol and Distillers' Dried Grain Futures. CBOT #10-211 |
07/20/2010 |
Certified |
07/20/2010 |
|
1 |
NYMEX |
Notification of Amendment to Colombian Peso Futures Contract clarifying the termination of trading rule in the event that the first day of a contract month begins on a Thursday. NYMEX #10-308 |
10/22/2010 |
Certified |
12/14/2010 |
|
1 |
COMEX |
Notifying market participants that the CME Globex pre-opening time will be delayed and staggered for several NYMEX and COMEX products eligible for trading at settlement. (NYMEX/COMEX #11-131) |
03/31/2011 |
Certified |
04/19/2011 |
|
1 |
CME |
Modifications to the CME FX Futures Cross Currency Liquidity Market Making Program. CME #12-407 |
11/30/2012 |
Certified |
12/15/2012 |
|
1 |
NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program. CME/CBOT/NYMEX/COMEX #13-285 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
NYMEX |
Requesting Commission approval to amend Rule 538 in each Exchange's rulebook and to issue Market Regulation Advisory Notice RA1311-5 applicable to each of the Exchanges. CME/CBOT/NYMEX/COMEX/KCBT #13-381 |
09/12/2013 |
Withdrawn |
11/01/2013 |
|
1 |
COMEX |
Establishment of a Block Trade Minimum Threshold for Crude Oil Option on Semi-Annual Strip and Issuance of NYMEX & COMEX Market Regulation Advisory Notice RA1408-4 |
09/05/2014 |
Certified |
09/19/2014 |
|
1 |
CME |
Self-certification of CME/CBOT/NYMEX/COMEX Financial and Regulatory Bulletin #15-02 |
12/16/2014 |
Certified |
12/31/2014 |
|
1 |
COMEX |
Modifications to Copper Options Market Maker Program |
07/07/2015 |
Certified |
07/21/2015 |
|
2 |
CME |
Listing of Existing Midsize Options on Class III Milk Futures Contract on CME Globex and CME ClearPort and the Listing of Existing Options on Cash-Settled Butter Futures and Options on Cheese Futures on CME ClearPort |
03/18/2016 |
Certified |
04/01/2016 |
|
1 |
ICE US |
Amendments to FX Market Maker Program |
06/15/2016 |
Certified |
06/29/2016 |
|
2 |
NFX |
Notification of 2015 NFX Trading Volumes |
11/04/2016 |
Withdrawn |
11/08/2016 |
|
2 |
NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 539.C. ("Crossing Protocols Table") and Issuance of Market Regulation Advisory Notice RA1717-5 Regarding Rule 539. |
10/23/2017 |
Certified |
11/06/2017 |
|
1 |
CME |
Modifications to the Chilean Peso Futures Market Maker Program |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
COMEX |
Addition of CME ClearPort Clearing Venue to Four (4) Existing COMEX Metals Futures Contracts for Submission of Block Trades and Exchange for Related Position Transactions. |
02/07/2018 |
Certified |
02/22/2018 |
|
2 |
NFX |
An amendment to terminate early the Designated Market Maker Program (DMM Program) and the Market Quality Program (MQ Program) that was previously certified to the Commission. |
03/29/2018 |
Certified |
04/12/2018 |
|
1 |
NYMEX |
Modifications to the International Cross-Asset Volume Incentive Program |
05/15/2018 |
Certified |
05/30/2018 |
|
1 |
NODAL |
Nodal Exchange Environmental Incentive Program 6 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
intention to implement the Nodal Exchange Trucking Incentive Program 1 |
04/12/2019 |
Certified |
04/26/2019 |
|
3 |
NODAL |
On February 13, 2020 the Exchange will operate extended market hours opening from 6:00 am until 5:00 pm for Power Futures, NG Penultimate Futures and all Nodal Options contracts |
01/29/2020 |
Certified |
02/12/2020 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
CME |
Modifications to the Ether Futures Market Maker Program |
08/16/2021 |
Certified |
08/30/2021 |
|
2 |
CME |
Modifications to the Cryptocurrency Futures and Options Block and EFRP Program |
09/10/2021 |
Certified |
09/24/2021 |
|
1 |
NODAL |
self-certifying amendments to the Nodal Exchange Participant Agreement ("Agreement") and Nodal Exchange Access Fee Schedule pursuant to Commission Regulation 40.6(a). |
03/21/2022 |
Certified |
04/04/2022 |
|
3 |
COIN |
Weekly Rule Notification - New Fee Schedule |
09/02/2022 |
Notified |
09/02/2022 |
|
2 |
NYMEX |
Modifications to the NYMEX Crude and Refined Futures Volume Incentive Program |
12/06/2022 |
Certified |
12/20/2022 |
|
2 |
ICE US |
Amendments to ICE Futures U.S. NGL Global Development Program |
01/05/2023 |
Certified |
01/20/2023 |
|
2 |
CBOT |
Modifications to the Eris Block Broker Rebate Program |
04/13/2023 |
Certified |
04/27/2023 |
|
1 |
CFE |
IBHY Futures LMM Program Amendment |
05/26/2023 |
Certified |
06/12/2023 |
|
2 |
COMEX |
Modifications to the COMEX Event Contracts Cash Settlement Fee Waiver Program |
08/17/2023 |
Certified |
08/31/2023 |
|
1 |
CME |
Modifications to the Micro Cryptocurrency Options Market-Wide Fee Discount Program |
01/05/2024 |
Certified |
01/22/2024 |
|
1 |
COIN |
Modification to the fee schedule reflecting the establishment of fees for the Polkadot Futures Contract, the 1k Shib Futures Contract, the Stellar Futures Contract, the Avalanche Futures Contract, and the Chainlink Futures Contract |
06/28/2024 |
Certified |
07/15/2024 |
|
1 |
CBOT |
Provides to members a Regulatory Advisory: Exchange of Futures for Related Positions. CBOT #07-105 |
12/12/2007 |
Certified |
12/20/2007 |
|
1 |
CFE |
Permits CFEs help desk to consider the prices of related contracts trading on CFE as well as other markets when applying CFE's error trade policy. CFE # CFE-2009-06 |
02/26/2009 |
Certified |
03/05/2009 |
|
1 |