| NYMEX |
Modifications to Cross-Venue Energy and Metals Incentive Program for High Volume Contributors. NYMEX/COMEX #13-043 |
02/13/2013 |
Certified |
03/01/2013 |
|
2 |
| COMEX |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
| CME |
Notification of Amendments to Listing and Fee Schedules for S&P GSCI-ER Index Futures Contract. CME #14-007 |
01/09/2014 |
Certified |
07/29/2014 |
|
1 |
| COMEX |
Amendments to COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for the Aluminum Futures Contract |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
| CBOT |
Amendments to Rule 574. ("Globex Access Restrictions") |
02/01/2017 |
Certified |
02/15/2017 |
|
1 |
| CME |
Implementation of the Bitcoin Futures Market Maker Program |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
| MGE |
Weekly Notification for week of December 18, 2017. |
12/29/2017 |
Notified |
12/29/2017 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1811-5 Regarding Block Trades |
08/22/2018 |
Certified |
09/06/2018 |
|
1 |
| ICE US |
Amendments to Block Trade FAQ which harmonize the minimum block trade size for all MSCI Index futures and options contracts. |
12/13/2018 |
Certified |
12/28/2018 |
|
1 |
| NFX |
Self-certification to recertify the Trading Incentive Program for certain energy contracts listed on the Exchange |
04/30/2019 |
Certified |
05/14/2019 |
|
2 |
| ICE US |
New Bakkt Bitcoin (USD) Monthly Futures Liquidity Provider Program |
10/24/2019 |
Certified |
11/07/2019 |
|
2 |
| CBOT |
Modifications to the Agricultural Futures Resting Order Program |
12/26/2019 |
Certified |
01/10/2020 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA2002-5 Regarding Rule 526. ("Block Trades"). |
02/07/2020 |
Certified |
02/24/2020 |
|
1 |
| NYMEX |
Establishment of Alternative Quoting Requirements for April 2020 in Certain CME, CBOT, NYMEX, and COMEX Market Maker Program |
04/01/2020 |
Certified |
04/15/2020 |
|
2 |
| CME |
Implementation of the Adjusted Interest Rate ("AIR") S&P 500 Total Return Futures Market Maker Program |
09/02/2020 |
Certified |
09/17/2020 |
|
2 |
| ICE US |
Extension of US Gulf Coast Refined Product Liquidity Provider Program |
11/12/2020 |
Certified |
11/27/2020 |
|
2 |
| CME |
Modifications to the FX Micros Market Maker Program |
09/16/2021 |
Certified |
09/30/2021 |
|
2 |
| SMFE |
Amendments to the Daily Settlement Procedure - Exchange Rules 30004 and 38004 |
07/27/2022 |
Certified |
08/10/2022 |
|
1 |
| MGE |
Modifications to the MGEX SPIKES Market Maker Program |
09/14/2022 |
Certified |
09/28/2022 |
|
3 |
| CBOT |
Modifications to the Grain & Oilseed Deferred Futures Contract Market Maker Program |
01/13/2023 |
Certified |
01/30/2023 |
|
1 |
| CME |
Implementation of the USD/CNH FX Options & Futures Market Maker Program |
03/13/2023 |
Certified |
03/27/2023 |
|
2 |
| CME |
Modifications to the Central Bank Incentive Program |
07/17/2023 |
Certified |
07/31/2023 |
|
1 |
| KEX |
Amendment to the Volume Incentive Program for November to change the Qualifying Monthly Total Dollar Volume threshold for Tier 5, and the change the computation of Qualifying Monthly Total Dollar Volume with regard to annual indices contracts. |
10/19/2023 |
Certified |
11/01/2023 |
|
2 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2306-5 Regarding CME, CBOT, NYMEX/COMEX Rule 538. ("Exchange for Related Positions") |
12/06/2023 |
Certified |
12/20/2023 |
|
1 |
| CME |
Modifications to the Micro Bitcoin Euro and Micro Ether Euro Futures Market Maker Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
2 |
| NFX |
Amends the Fee Schedule to extend the transaction charges to all contracts listed on the PBOT, rather than limiting them to World Currency Futures contracts only. PBOT #2008-04 |
04/15/2008 |
Certified |
04/15/2008 |
|
1 |
| CCFE |
Adopts a new incentive program. CCFE #08-26 |
10/30/2008 |
Certified |
11/05/2008 |
|
1 |
| CBOT |
Changes the No-Bust range for certain foreign currency futures and options contracts. CME/CBOT #09-004 |
01/07/2009 |
Certified |
01/07/2009 |
|
1 |
| CBOT |
Clarifies that the responsibilities of a qualifying clearing firm for the members qualified by that firm is limited to certain financial obligations (Rules 901 and 903). CME/CBOT/NYMEX #09.121 |
06/23/2009 |
Certified |
08/07/2009 |
|
1 |
| CME |
Adopting amendments to Rule 588.G to eliminate static bid/ask reasonability allowances in favor of variable bid/ak reasonability allowances focused on an option's delta and premium when reviewing options trades on CME Globex. CME/CBOT/NYMEX #10-193R |
08/19/2010 |
Certified |
05/18/2011 |
|
1 |
| NYMEX |
Amendment to Rule 588.G that adds reference to the 10-Year Sovereign Yield Spread futures contract given the impending launch of this product. CME/CBOT/NYMEX #11-193 |
05/16/2011 |
Certified |
05/30/2011 |
|
1 |
| CME |
Implementation of a general Fee Waiver Program for FX Realized Volatility futures traded on the CME Globex platform. CME #11-456 |
11/29/2011 |
Certified |
12/14/2011 |
|
1 |
| NFX |
Amending the NFX Fee Schedule. NFX #2012-12 |
05/16/2012 |
Certified |
06/01/2012 |
|
1 |
| CBOT |
Modifications to the New Trader Incentive Program. CME #12-443 |
12/07/2012 |
Certified |
12/22/2012 |
|
1 |
| CME |
Modifications to an existing market maker program in support of E-mini Yen denominated Nikkei Stock Average futures traded on Globex. CME #13-212 |
06/11/2013 |
Certified |
06/26/2013 |
|
2 |
| KCBT |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
| ICE US |
Extension of New Jurisdiction Volume Incentive Program. ICE US #13-127 |
12/16/2013 |
Certified |
01/01/2014 |
|
1 |
| NYMEX |
Revised - NYMEX Natural Gas Basis ClearPort Fee Discount Program. NYMEX #13-385R |
12/11/2013 |
Certified |
07/29/2014 |
|
1 |
| CME |
Amendments to Rule 561 "Reports of Large Positions" and Issuance of CME Group Market Regulation Advisory Notice RA1502-5 |
01/28/2015 |
Certified |
02/11/2015 |
|
3 |
| CFE |
The Amendment establishes a daily cap on the Block Trade fee for Trade at Settlement ("TAS") transactions for CFE Trading Privilege Holders ("TPHs"). |
05/17/2016 |
Certified |
06/01/2016 |
|
1 |
| NYMEX |
Amendments to Rule 432. ("General Offenses") |
02/01/2017 |
Certified |
02/15/2017 |
|
1 |
| CME |
Modifications to the E-mini Russell 2000 Futures Market Maker Program |
09/15/2017 |
Certified |
09/29/2017 |
|
2 |
| ICE US |
New Exchange Rule 6.51 - sets forth the requirements for compliance with European Packaged Retail Investment and Insurance Products regulations. |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| ICE US |
Amendments to Electronic Trading System and Error Trade Policy |
05/23/2018 |
Certified |
06/07/2018 |
|
1 |
| NFX |
Submission of rules relating to block trade minimum quantity thresholds for the NFX P8 Panamax Santos - Qingdao Monthly Average Financial Futures contract |
03/13/2019 |
Certified |
03/27/2019 |
|
2 |
| NYMEX |
Expansion of Trading at Settlement ("TAS") Eligibility for the Henry Hub Natural Gas Futures Contract |
05/01/2019 |
Certified |
05/15/2019 |
|
1 |
| ICE US |
Recertification of Dormant Energy Contracts |
05/30/2019 |
Certified |
06/13/2019 |
|
1 |
| CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
12/26/2019 |
Certified |
01/10/2020 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2002-5 Regarding Rule 526. ("Block Trades"). |
02/07/2020 |
Certified |
02/24/2020 |
|
1 |
| COMEX |
Expansion of Trading at Settlement (TAS) Eligibility for the Gold Futures and Silver Futures Contracts |
03/06/2020 |
Certified |
03/20/2020 |
|
1 |
