| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers Program for the submission of block trades by brokers. |
06/16/2017 |
Certified |
06/30/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| NYMEX |
Modifications to the International Coal Market Maker Program |
07/11/2018 |
Certified |
07/25/2018 |
|
2 |
| NADEX |
Nadex waives market maker trading and settlement fees for Touch Bracket contracts from May 1 through October 31, 2019. |
05/09/2019 |
Certified |
05/23/2019 |
|
1 |
| CME |
Modifications to the CME USD-Denominated Ibovespa Index Futures Market Maker Program |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| NFX |
Self-certification to eliminate all transaction fees for futures and options on futures contracts listed on the Exchange. |
12/30/2019 |
Certified |
01/14/2020 |
|
4 |
| NYMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Concerning Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2005-5. |
07/10/2020 |
Certified |
07/24/2020 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Long-Term U.S. Treasury Bond Futures |
12/23/2020 |
Certified |
01/08/2021 |
|
1 |
| CME |
Implementation of the E-mini FTSE China 50 Futures Market Maker Program |
05/28/2021 |
Certified |
06/14/2021 |
|
2 |
| CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
07/14/2021 |
Certified |
07/28/2021 |
|
1 |
| BTNL |
Bitnomial Incentive Programs Self-Certification |
08/30/2021 |
Certified |
09/14/2021 |
|
2 |
| ICE US |
Extension of Bakkt Bitcoin (USD) Monthly Futures Spread Trade Program |
12/13/2021 |
Certified |
12/28/2021 |
|
2 |
| CME |
Modifications to the TOPIX Futures Market Maker Program |
04/12/2022 |
Certified |
04/26/2022 |
|
2 |
| MGE |
Weekly Notification - Offset Deadline Reminder |
07/29/2022 |
Notified |
07/29/2022 |
|
1 |
| ICE US |
Amendments to PJM Options Flat Fee Program |
09/16/2022 |
Certified |
09/30/2022 |
|
2 |
| ICE US |
Amendments to Block trade Procedures to establish minimum trade size for MSCI Index Daily Futures |
11/14/2022 |
Certified |
11/29/2022 |
|
1 |
| CME |
Modifications to the Retail Broker Incentive Program |
12/14/2022 |
Certified |
12/29/2022 |
|
1 |
| CME |
Modifications to the EUR/USD FX Futures BTIC Market Maker Program |
06/12/2023 |
Certified |
06/27/2023 |
|
2 |
| NYMEX |
Implementation of the Aluminum Large Participant Development Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
| NYMEX |
Suppliments filings of 6/27 and 7/23; migrating certain products listed on Globex to being listed for trading on the NYMEX trading floor. Procedure used is EFSs under NYMEX Rule 6.21. NYMEX #07.52 |
07/31/2007 |
Certified |
08/01/2007 |
|
1 |
| CBOT |
Amends Market Making Program in the CBOT Deferred Fed Funds futures contract. CBOT #2856.02R |
01/14/2008 |
Certified |
01/11/2008 |
|
1 |
| KCBT |
Establishes a market maker program for KCBT Wheat options contracts traded electronically during specified daytime trading hours. |
04/17/2008 |
Certified |
05/14/2008 |
|
1 |
| CME |
Modifies the calculations of the no bust ranges under Rule 588.K CME & CBOT #08-181 |
11/12/2008 |
Certified |
11/14/2008 |
|
1 |
| NADEX |
Updates Market Maker rule language. |
06/30/2009 |
Certified |
07/15/2009 |
|
1 |
| NFX |
Amends Rules 1206 and 1207 regarding the Exchange's new World Currency Futures Contracts. NFX #2009-19 |
12/28/2009 |
Certified |
01/08/2010 |
|
1 |
| ICE US |
Amends Rule 27.11(a)(iv) and Appendix I(4) of Chapter 27 to establish the allowable set price for Stop Limit Orders and the Exchange-set protection price limit for Stop Orders with Protection. ICE US #09-37 |
09/09/2009 |
Certified |
04/15/2010 |
|
1 |
| ICE US |
Reinstitute the Use of TAS Functionality for Russell Complex Contracts. ICE US #10-32 |
08/26/2010 |
Certified |
09/02/2010 |
|
1 |
| CFE |
Submission of an updated CFE Fee Schedule. CFE #2011-08 |
03/18/2011 |
Certified |
03/18/2011 |
|
1 |
| ICE US |
Amendments to Appendix I of Chapter 27 make explicit that the Exchange has the authority to apply adjusted trade prices to Limit and Stop Orders that would not ordinarily be subject to execution at the adjusted trade price. ICE US #11-28 |
05/19/2011 |
Certified |
06/30/2011 |
|
1 |
| CBOT |
Implementing an International Incentive Program for proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #11-439 |
12/01/2011 |
Certified |
12/16/2011 |
|
2 |
| CFE |
Adopting new CFE Rule 303A (Order Entry Operator IDs) in place of current Rule 303A (Login Assignment Requirements. CFE 2012-01 |
02/01/2012 |
Certified |
02/16/2012 |
|
1 |
| OCX |
Opening parameters for all products on the Central Limit Order Book "CBOEdirect" will be any quote up to $5 wide. #2012-10 |
05/31/2012 |
Certified |
06/15/2012 |
|
1 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in 6 New NYMEX Products. NYMEX #13-469 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| NYLIFFE |
Announcing the Renewal of the Asia, Latin America and Central European Designated Market Maker Program for Three-Month Eurodollar and DTCC GCF Repo Index Futures Contracts. NYLIFFE #2014-104 |
02/18/2014 |
Certified |
03/05/2014 |
|
1 |
| NADEX |
Adds 'Fill or Kill' and 'Immediate or Cancel' orders; amends language in Rule 3.3 regarding terminating inactive accounts; amends range and tick value of US Tech 100 Spreads. Submission also affects Nadex as a DCO. |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
| CBOT |
Issuance of CME & CBOT Market Regulation Advisory Notice RA1504-3 Regarding All-or-None Transactions |
06/05/2015 |
Certified |
06/19/2015 |
|
1 |
| CBOT |
Modifications to the International Incentive Program |
07/17/2015 |
Certified |
07/31/2015 |
|
1 |
| CME |
Extension of the CME FX EFP Surcharge Volume Incentive Program |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
| NFX |
Notification of initial listing of trading months in 24 new financially settled real-time peak and off-peak ERCOT power futures contracts. |
04/01/2016 |
Notified |
04/01/2016 |
|
1 |
| NFX |
Fee Schedule Amendments for NFX Gasoil and Gasoline Crack Spread Contracts. |
07/01/2016 |
Certified |
07/18/2016 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Options Gateway Incentive Program |
08/17/2016 |
Certified |
08/31/2016 |
|
2 |
| CME |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
| NYMEX |
Modifications to Core Globex Energy Tiers Incentive Program |
11/15/2016 |
Certified |
11/30/2016 |
|
2 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry"). |
05/15/2017 |
Withdrawn |
05/25/2017 |
|
1 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II. |
06/16/2017 |
Certified |
06/30/2017 |
|
3 |
| NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
| ICE US |
The Exchange is extending the terms of the Arb Blocks Liquidity Provider Program to June 30, 2020. |
06/10/2019 |
Certified |
06/24/2019 |
|
2 |
| MGE |
Weekly Notification for the Week of February 3, 2020 |
02/14/2020 |
Notified |
02/14/2020 |
|
1 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 539.C. ("Pre-Execution Communications Concerning Globex Trades") and Issuance of CME Group Market Regulation Advisory Notice RA2005-5. |
07/10/2020 |
Certified |
07/24/2020 |
|
1 |
