| CME |
Implementing a Market Making Program for certain Foreign Exchange (FX) options contracts that are traded on Globex. CME #11-490 |
12/09/2011 |
Certified |
12/27/2011 |
|
1 |
| NYMEX |
Modifications to the Non-Member Cross-Venue Incentive Program for NYMEX Energy Products. NYMEX #12-166 |
06/11/2012 |
Certified |
06/26/2012 |
|
2 |
| NYLIFFE |
Announcing the Extension of the Open Interest Incentive Program. NYLIFFE #2012-142 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| OCX |
Appointment of Two Directors to OneChicago, LLC |
11/12/2013 |
Certified |
11/27/2013 |
|
1 |
| NYMEX |
Modifications to Energy Options Market Maker Program |
08/13/2014 |
Certified |
08/27/2014 |
|
2 |
| CBOT |
Modifications to Agricultural Options Market Maker Program |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| CME |
Revisions to Rule 814 (Settlement Variation) |
12/31/2014 |
Certified |
01/15/2015 |
|
1 |
| NYMEX |
Modifications to Globex Core Metals Volume Incentive Program |
02/29/2016 |
Certified |
03/14/2016 |
|
2 |
| NFX |
An amendment to the Exchange's broker incentive program to include NFX Options on the NFX PJM Western Hub Real-Time Peak Financial Futures product. |
04/12/2016 |
Certified |
04/26/2016 |
|
2 |
| NFX |
Submit rules relating to block trade minimum quantity thresholds and reporting times, trading hours, and daily settlement prices for new NFX Options on NFX Brent 1st Line Financial Futures and the NFX Options on the NFX WTI 1st Line Financial Futures |
10/06/2016 |
Certified |
10/21/2016 |
|
1 |
| CME |
Extension of the S&P 500r Floor Broker Incentive Program |
11/23/2016 |
Certified |
12/08/2016 |
|
1 |
| MGE |
Rule Submission 2062.02. |
12/20/2016 |
Certified |
01/05/2017 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1702-5 Regarding Pre-Execution Communications Pursuant to Rule 539. ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited"). |
04/04/2017 |
Certified |
04/18/2017 |
|
2 |
| MGE |
Weekly Notification of Holiday Hours |
01/11/2018 |
Notified |
01/11/2018 |
|
1 |
| NADEX |
Nadex amends its Wide Spread Surcharged, which is only assessed to contacted Market Makers, to apply to Binary contracts only. |
04/20/2018 |
Certified |
05/04/2018 |
|
1 |
| COMEX |
Adoption of New CME/CBOT/NYMEX/COMEX Rule 857. ("Post-Trade Multilateral Compression") |
10/05/2018 |
Certified |
10/22/2018 |
|
2 |
| CBOT |
Modifications to the International Cross-Asset Volume Incentive Program |
11/15/2018 |
Certified |
11/30/2018 |
|
1 |
| NYMEX |
Amendments to CME, CBOT, and NYMEX/COMEX Rule 855. Regarding Offsetting Certain Positions and Adoption of a Contracts Eligible for Offset Table. |
03/28/2019 |
Certified |
04/11/2019 |
|
2 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1906-5 Regarding Rule 526. ("Block Trades"). |
05/16/2019 |
Certified |
05/31/2019 |
|
1 |
| NYMEX |
Modifications to the Oil Incentive Program |
07/17/2019 |
Certified |
07/31/2019 |
|
2 |
| CME |
Modifications to the S&P 500r Dividend Futures Market Maker Program |
12/06/2019 |
Certified |
12/20/2019 |
|
2 |
| ICE US |
Extension of Henry Hub Tiered Option Volume Liquidity Provider Program |
09/16/2020 |
Certified |
09/30/2020 |
|
2 |
| COMEX |
Amendments to CME and CBOT Rule 539.C. ("Pre-Execution Communications Concerning Globex Trades"), Rule 539.C. Crossing Protocols Table, and Issuance of CME Group Market Regulation Advisory Notice RA2015-5. |
10/23/2020 |
Certified |
11/06/2020 |
|
2 |
| NYMEX |
Modifications to the European Natural Gas Market Maker Program |
11/10/2021 |
Certified |
11/26/2021 |
|
2 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Futures Volume Incentive Program |
12/16/2021 |
Certified |
01/03/2022 |
|
2 |
| NYMEX |
Modifications to the NGL Growth Incentive Program |
01/12/2022 |
Certified |
01/27/2022 |
|
2 |
| NADEX |
Nadex is making several amendments to its Market Maker Agreement including to clarify certain terms, add certain exceptions to requirements, and make housekeeping changes. |
06/24/2022 |
Certified |
07/11/2022 |
|
2 |
| NADEX |
Amending certain rules in order to clarify certain definitional terms, provide further detail on Member Obligations, provide technical amendments to certain contract specifications, and the correction of typographical errors |
09/08/2023 |
Certified |
09/22/2023 |
|
2 |
| CME |
Extension of the CME Livestock Volume Incentive Program |
12/15/2023 |
Certified |
01/02/2024 |
|
1 |
| NYMEX |
Changes the participation requirements for the Appeals Committee by requiring a minimum of one Public Committee Member to serve on the Appeals Committee, and any Panel thereof. NYMEX #07.114 |
10/31/2007 |
Certified |
11/07/2007 |
|
1 |
| NYMEX |
Allows the Transfer of Listed Contracts to another Designated Contract Market. NYMEX #08.48 |
03/14/2008 |
Certified |
03/15/2008 |
|
1 |
| CCFE |
Supplements new Market Maker Program Description. CCFE #08-13 Supplemental |
06/19/2008 |
Certified |
06/23/2008 |
|
1 |
| ELX |
Clarifies when the markets opens and closes, and provides for temporary trading hours for July 10, the day of the launch. |
07/13/2009 |
Certified |
07/13/2009 |
|
1 |
| CBOT |
Issuing Market Regulation Advisory Notice reminding the exchange's members that they have a duty to supervise employees and to ensure compliance with exchange rules. CME/CBOT/NYMEX #10-156 |
06/03/2010 |
Certified |
07/12/2010 |
|
1 |
| ICE US |
Amendments to Rule 4.19 prohibit the open outcry execution of cross trades involving any Commodity Contracts listed for trading on the electronic trading system ("ETS"). ICE US #11-24 |
05/20/2011 |
Certified |
05/27/2011 |
|
1 |
| NYMEX |
Revisions to NYMEX and COMEX Rule 524 to permit for the execution of TAM block trades, effective November 7, 2011. NYMEX/COMEX #11-381 |
10/18/2011 |
Withdrawn |
10/31/2011 |
|
1 |
| CME |
Implementing a Fee Waiver Program in support of Dow Jones CME FX$Index futures products traded on the Globex platform. CME #11-494 |
12/12/2011 |
Certified |
12/28/2011 |
|
1 |
| NYMEX |
Modifications to NYMEX Energy Products Cross-Venue Incentive Program. NYMEX #12-167 |
06/11/2012 |
Certified |
06/26/2012 |
|
2 |
| NYLIFFE |
Announcing the Renewal of the Designated Market Maker Program in Full-Sized Precious Metals Futures. NYLIFFE #2012-141 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
| NYMEX |
Implementing the LN & OS Options Market Maker Program. NYMEX #14-133 |
04/17/2014 |
Certified |
05/02/2014 |
|
4 |
| NYMEX |
Modification to LN & OS Options Market Maker Program |
08/13/2014 |
Certified |
08/27/2014 |
|
2 |
| NYMEX |
Modifications to NYMEX Capped Give-Up Incentive Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in Five (5) New NYMEX Products, Modification to Existing Block Trade Minimum Thresholds in Three (3) Power Products and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1410-4 |
11/06/2014 |
Certified |
11/21/2014 |
|
1 |
| CBOT |
Revisions to Rule 814 (Settlement Variation) |
12/31/2014 |
Certified |
01/15/2015 |
|
1 |
| ICE US |
Weekly Notification the Exchange is temporarily amending the Reasonability Limit ("RL") and Interval Price Limit ("IPL") levels for all currency pair futures contracts. |
02/06/2015 |
Notified |
02/06/2015 |
|
1 |
| NYMEX |
Addition of TAS-Eligibility to Second Active Contract Month Copper Futures, Revisions to Inactive and Spot Month Copper Futures Block Trade Minimum Threshold and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1507-4 |
04/28/2015 |
Certified |
05/12/2015 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of July 20, 2015 |
07/30/2015 |
Notified |
07/30/2015 |
|
1 |
| NYMEX |
Amendments to Chapter 7 ("Delivery Facilities and Procedures") |
12/08/2015 |
Certified |
12/22/2015 |
|
2 |
| NYMEX |
Modifications to Energy Options Market Maker Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
| NFX |
Rules relating to block trade minimum quantity thresholds for seven new financially settled power futures contracts. |
02/29/2016 |
Certified |
03/14/2016 |
|
2 |
