NYMEX |
Clarifies requirements for submitting EFP, EFS, EOO or Block or DME trades through the ClearPort Clearing portal. NYMEX #8.69 |
07/10/2008 |
Certified |
09/29/2008 |
|
1 |
ICE US |
Provides for exchange of options transactions. ICE US Amended Submission #09-13 |
03/30/2009 |
Certified |
04/15/2009 |
|
1 |
MGE |
Amends Rule 210.01 to permit Board of Directors authority to amend the Articles of Incorporation to conform to the MGEX Rulebook. |
08/18/2009 |
Certified |
05/27/2010 |
|
1 |
CBOT |
Eliminates, due to the adoption of the price reporting system, the requirement that a member in a trading pit executing a cross trade complete a form and present the form to exchange price reporting staff. CME/CBOT/NYMEX #09-213 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
NADEX |
Amends description of exchange hours and language permitting adjustments necessitated by material change in the underlying. |
11/24/2009 |
Certified |
12/02/2009 |
|
1 |
NYMEX |
Issues Market Reg Advisory Notices RA1001-5 (creating/trading User Defined Spreads to deceive/ disadvantage others) and RA1002-5 (entry/cancel of pre-open orders to manipulate opening price or identify the depth of the book). CME/CBOT/NYMEX #10-008 |
01/07/2010 |
Certified |
05/17/2010 |
|
1 |
CME |
Revising Rule 505 to clarify that industry registrants may not operate from booth space on the trading floor unless they are members or member firms or wholly owned by members or member firms. CME/CBOT/NYMEX #10-264 |
09/20/2010 |
Certified |
10/06/2010 |
|
1 |
COMEX |
Notification Regarding an Amendment to the Short Term Gold Option Contract. COMEX #12-186 |
06/13/2012 |
Certified |
06/28/2012 |
|
1 |
NFX |
Amending Rule 128 as well as NFX Fee Schedule to create an efficient method of collecting final fees, fines, charges and/or other monetary sanctions or monies due and owing to the Exchange from NFX members and member organizations. NFX #2012-20 |
07/31/2012 |
Certified |
08/15/2012 |
|
1 |
ICE US |
Extending the terms of the Grain Exchange Member/Member Firm Program. ICE US #12-97 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
COMEX |
Addition of Second and Third Contract Months of Brent Crude Oil Last Day Financial Futures as TAS-Eligible Contract Months. NYMEX/COMEX #13-063 |
02/26/2013 |
Certified |
03/13/2013 |
|
1 |
NYMEX |
Modifications to the Latin America Bank Incentive Program. CME/CBOT/NYMEX/COMEX #13-398 |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
NYMEX |
Natural Gas Options Liquidity Provider Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
CBOT |
Modifications to the Asia-Pacific Incentive Program |
03/17/2015 |
Certified |
03/31/2015 |
|
2 |
COMEX |
Amendments to NYMEX/COMEX Chapter 7 ("Delivery Facilities and Procedures") |
06/12/2015 |
Certified |
06/26/2015 |
|
2 |
ICE US |
Effective September 1, 2015, the Exchange is amending the terms of the MSCI Index Futures Contract New Jurisdiction Volume Incentive Program. |
08/04/2015 |
Certified |
08/18/2015 |
|
1 |
CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
11/17/2015 |
Certified |
12/02/2015 |
|
1 |
ICE US |
Changes to Certain Procedural Aspects of Disciplinary Rules. |
12/10/2015 |
Certified |
12/24/2015 |
|
1 |
NYMEX |
Modifications to the NYMEX Power Volume Incentive Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
NFX |
Combination Orders and Definitions |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
NYMEX |
Modifications to the Central Bank Incentive Program |
11/29/2016 |
Certified |
12/13/2016 |
|
1 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry"). |
05/24/2017 |
Certified |
06/08/2017 |
|
1 |
ICE US |
Effective July 12, 2017 the Exchange is increasing the fees for block and EFRP trades for Russell Complex Futures and Options Contracts. |
06/26/2017 |
Certified |
07/11/2017 |
|
1 |
CME |
Modifications to the Eurodollar Options Market Maker Program |
10/10/2017 |
Certified |
10/24/2017 |
|
1 |
NYMEX |
Implementation of the International Coal Volume Incentive Program |
12/12/2017 |
Certified |
12/27/2017 |
|
2 |
COMEX |
Weekly Notification of Rule Amendments (Week of February 26, 2018) |
03/07/2018 |
Notified |
03/07/2018 |
|
1 |
ICE US |
The Exchange is extending the terms of the Precious Metal Options Contract Designated Market Maker program to June 30, 2019. |
06/13/2018 |
Certified |
06/27/2018 |
|
2 |
NYMEX |
Modifications to the NYMEX Brent Futures Market Maker Program |
01/15/2019 |
Certified |
02/01/2019 |
|
2 |
ICE US |
Amendments to NYSE FANG+ Market Maker Program |
09/06/2019 |
Certified |
09/20/2019 |
|
2 |
CBOT |
Amendments to the CME Globex Messaging Policy |
11/06/2019 |
Certified |
11/21/2019 |
|
1 |
CME |
Expansion of Open Outcry Trading Hours for Options the Livestock Futures Contracts |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
CME |
Amendments to the Nikkei Stock Average Futures, Yen Denominated Nikkei Stock Average Futures, and Yen Denominated TOPIX Index Futures Contracts - Basis at Trade Index Close ("BTIC") Transactions Permitted until 3:00 p.m. Japan Time |
10/28/2020 |
Certified |
11/12/2020 |
|
1 |
ICE US |
Extension of Global NGL Contracts Liquidity Provider Program |
01/12/2021 |
Certified |
01/27/2021 |
|
2 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2108-5 Regarding CME and CBOT Rule 524. ("Trading at Settlement ("TAS"), Basis Trade at Index Close ("BTIC") and Basis Trade at Cash Open ("TACO") Transactions") in Connection with Amendments to th |
07/23/2021 |
Certified |
08/06/2021 |
|
1 |
KEX |
Weekly notification of rule amendments for the week ending 9/25 |
10/05/2021 |
Notified |
10/05/2021 |
|
1 |
ICE US |
Weekly Notification of Rule Amendments |
12/17/2021 |
Notified |
12/17/2021 |
|
1 |
MGE |
Modifications to the MGEX BRIXX Market Maker Program |
01/14/2022 |
Certified |
01/31/2022 |
|
3 |
CBOT |
Modifications to the Agriculture Calendar Spread Options Incentive Program |
03/11/2022 |
Certified |
03/25/2022 |
|
1 |
CME |
Modifications to the SOFR Options Pit Liquidity Provider Program |
04/14/2022 |
Certified |
04/28/2022 |
|
1 |
CME |
Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program |
08/16/2022 |
Certified |
08/30/2022 |
|
2 |
NYMEX |
Weekly Notification of Rule Amendments (Week of September 26, 2022) |
10/04/2022 |
Notified |
10/04/2022 |
|
1 |
CME |
Extension of the Globex Give Up Fee Waiver Program for CME Short-Term Interest Rate (STIR) Options |
12/19/2023 |
Certified |
01/04/2024 |
|
1 |
CBOT |
Supplements previously submitted - entirely revised - CBOT Rulebook with rules omitted. CBOT #2843.03 |
11/07/2007 |
Certified |
01/30/2008 |
|
1 |
NADEX |
Limits Trading by Certain Affiliates; Changes Exchange Hours; Amends the Order Entry Rule, Underlying Futures Contract Cycle for Binary Payout Gold, Silver, and Crude Oil Contracts, the Daily Payout Criteria and the Minimum Tick Size. |
02/07/2008 |
Certified |
02/08/2008 |
|
1 |
ICE US |
Extends the open outcry trading session for Cotton No.2 options contracts by opening trading at 8:15 am instead of 10:30 am. ICE US #08-21 |
03/18/2008 |
Certified |
03/25/2008 |
|
1 |
ICE US |
Requires a floor broker holding both buy and sell orders at the same time for different principals for the same contract to announce the bid, offer and quantity twice before he is eligible to execute a cross trade. ICE US # 08-42 |
07/11/2008 |
Certified |
07/14/2008 |
|
1 |
CME |
Eliminates, due to the adoption of the price reporting system, the requirement that a member in a trading pit executing a cross trade complete a form and present the form to exchange price reporting staff. CME/CBOT/NYMEX #09-213 |
09/25/2009 |
Certified |
10/27/2009 |
|
1 |
TRENDEX |
Notifies the Commission that Media Derivatives, Inc. is changing its name to The Trend Exchange, Inc. |
05/21/2010 |
Certified |
05/21/2010 |
|
1 |
CBOT |
Revising Rule 505 to clarify that industry registrants may not operate from booth space on the trading floor unless they are members or member firms or wholly owned by members or member firms. CME/CBOT/NYMEX #10-264 |
09/20/2010 |
Certified |
10/06/2010 |
|
1 |
NYLIFFE |
Change in Daily Settlement Time and Procedures for Non-US Based mini MSCI Index Futures. NYLIFFE #2011-123 |
08/09/2011 |
Certified |
08/24/2011 |
|
1 |