| COMEX |
Modifications to the APAC FCM Incentive Program |
01/16/2020 |
Certified |
01/31/2020 |
|
2 |
| NYMEX |
Modifications to the NYMEX Spread Options Program (Formerly, the "NYMEX Crude and Refined Calendar Spread Option Liquidity Provider Program") |
06/11/2020 |
Certified |
06/25/2020 |
|
2 |
| NODAL |
self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Futures Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
| COMEX |
Modifications to the Central Bank Incentive Program |
01/13/2021 |
Certified |
01/28/2021 |
|
1 |
| COIN |
LMX Labs, Lead Market Maker Program |
05/05/2021 |
Certified |
05/19/2021 |
|
2 |
| CFE |
Options on Futures |
02/13/2023 |
Certified |
02/28/2023 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures |
04/05/2024 |
Certified |
04/19/2024 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2402-5 Regarding CME, CBOT, NYMEX/COMEX Rule 526. ("Block Trades"). |
06/14/2024 |
Certified |
07/01/2024 |
|
1 |
| CME |
Revises Globex No Bust Ranges to Add the No Bust Ranges for Newly Listed NYMEX Soft Commodity Products. See NYMEX Submission #07-20. CME No. 07-02 |
01/05/2007 |
Certified |
01/05/2007 |
|
1 |
| CBOT |
Revises Exchange Fee for Mini-sized Contract Permit Holders in Rough Rice, Establishes a Directed Fungbility fee, and Changes CBOT's List of Regular Facilities for Soybean Oil. CBOT No. 2755.01 |
01/04/2007 |
Certified |
01/04/2007 |
|
0 |
| ICE US |
Authorizes the VP of Market Regulation to take summary action against individuals failing to report Block Trades within the required 5 minute period. Also amends definition of the term "Anchor Price." ICE US #08-29 |
05/06/2008 |
Certified |
06/18/2008 |
|
1 |
| CCFE |
Modifies contract specifications for its Carbon Financial Instrument futures contract and its Options on Carbon Financial Instrument futures contract. CCFE #09-24 |
10/08/2009 |
Certified |
11/27/2009 |
|
1 |
| COMEX |
Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-405 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| NYMEX |
Modifications to the NYMEX Energy Products Resting Order Incentive Program. NYMEX #12-383 |
11/15/2012 |
Certified |
12/01/2012 |
|
2 |
| NFX |
Amending Acceptable Trade Range Rule and a Futures Trader Alert. NFX #2013-17 |
09/05/2013 |
Certified |
09/20/2013 |
|
1 |
| NADEX |
Amending the Trading Hours for its Daily and Weekly Germany 30 and FTSE 100 Binary and Variable Payout Contracts. |
01/10/2014 |
Certified |
01/28/2014 |
|
1 |
| NADEX |
EMERGENCY ACTION -Due to decreased activity in the underlying market, Nadex will not be listing its AUD/JPY Binary contracts the week of 8/25/14, in order to avoid delayed settlements. This action also affects Nadex as a DCO. Action was implemented 8/25. |
08/26/2014 |
Certified |
09/10/2014 |
|
2 |
| CBOT |
Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850 |
09/24/2014 |
Certified |
10/08/2014 |
|
1 |
| COMEX |
Implementation of the Latin America Proprietary Trading Incentive Program |
12/11/2014 |
Certified |
12/26/2014 |
|
1 |
| NFX |
Direct Access |
05/08/2015 |
Certified |
05/22/2015 |
|
1 |
| NYMEX |
Modifications to Globex Core Metals Volume Incentive Program |
06/16/2015 |
Certified |
06/30/2015 |
|
2 |
| NYMEX |
Modifications to the International Coal Products Volume Incentive Program |
08/14/2015 |
Certified |
08/28/2015 |
|
2 |
| COMEX |
Modifications to the Latin America Proprietary Trading Incentive Program |
12/12/2015 |
Certified |
12/28/2015 |
|
1 |
| NYMEX |
Amendments to Rule 806 ("Offset Process") and Rule 854 ("Concurrent Long and Short Positions") |
03/09/2016 |
Certified |
03/23/2016 |
|
1 |
| CME |
Increasing Spot Month Limits of the Nonfat Dry Milk and Dry Whey Futures and Options Contracts |
07/22/2016 |
Withdrawn |
07/25/2016 |
|
2 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1613-5 Regarding Block Trades. |
10/24/2016 |
Certified |
11/07/2016 |
|
1 |
| CME |
Extension of the FX Block Trading Broker Rebate Program |
11/30/2016 |
Certified |
12/14/2016 |
|
2 |
| CBOT |
Modifications to the Fed Fund Options Floor Broker Pool Program |
05/31/2017 |
Certified |
06/14/2017 |
|
1 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 536.B. ("Globex Order Entry") and Rule 574. ("Globex Access Restrictions") |
10/13/2017 |
Certified |
10/27/2017 |
|
1 |
| CBOT |
Modifications to the Latin America Proprietary Trading Incentive Program |
11/15/2017 |
Certified |
11/30/2017 |
|
1 |
| COMEX |
Modifications to the Globex Precious Metals Volume Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
2 |
| NYMEX |
Modifications to the European Power Liquidity Program |
02/12/2019 |
Certified |
02/27/2019 |
|
2 |
| ICE US |
The Exchange is extending the terms of the NYSE FANG+T Index Broker Incentive Program through December 31, 2019. |
06/14/2019 |
Certified |
06/28/2019 |
|
1 |
| CBOT |
Amendments to CME, CBOT, NYMEX/COMEX Rule 820 ("Performance Bonds") Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond, Amendments to CME Rule 8G930.C ("Acceptable Performance Bond Deposits for IRS Products") Permitting IRS Cle |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
| NYMEX |
Modifications to the Globex Precious Metals Volume Incentive Program |
01/16/2020 |
Certified |
01/31/2020 |
|
2 |
| NYMEX |
Extension of the Henry Hub Strips Liquidity Provider Program |
06/11/2020 |
Certified |
06/25/2020 |
|
2 |
| NODAL |
Self-certification of the Exchange's intention to implement the Nodal Exchange Electric Power Options Broker Incentive Program |
12/02/2020 |
Certified |
12/16/2020 |
|
3 |
| COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
01/13/2021 |
Certified |
01/28/2021 |
|
1 |
| COIN |
LMX Labs Rulebook Updates |
05/05/2021 |
Certified |
05/19/2021 |
|
1 |
| NYMEX |
Modifications to the Henry Hub Strips Liquidity Provider Program |
06/16/2021 |
Certified |
06/30/2021 |
|
2 |
| ICE US |
Amendments to the terms of the MSCI Designated Market Maker Program |
12/27/2021 |
Certified |
01/11/2022 |
|
2 |
| LEDGERX |
Operations manual update reflecting process changes related to ACH deposits. |
10/11/2022 |
Certified |
10/25/2022 |
|
3 |
| NYMEX |
Modifications to the NYMEX Wet Freight Volume Incentive Program |
12/20/2022 |
Certified |
01/05/2023 |
|
2 |
| CME |
Modifications to the FX Monthly Futures Market Maker Program |
02/13/2023 |
10 Day Review |
02/13/2023 |
|
2 |
| NYMEX |
Implementation of the NYMEX Crude Liquidity Program |
05/15/2024 |
Certified |
05/30/2024 |
|
2 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2402-5 Regarding CME, CBOT, NYMEX/COMEX Rule 526. ("Block Trades"). |
06/14/2024 |
Certified |
07/01/2024 |
|
1 |
| NYMEX |
Adopts Compliance Interpretive Notice 01-07 Regarding Trading in COMEX Metals Contracts and Amendments to Position Limit/Accountability Rules for Certain Cash-Settled COMEX Metals Contracts. NYMEX No. 07.02 |
01/09/2007 |
Certified |
01/12/2007 |
|
1 |
| USFE |
Updates Notification and Certification of change in ownership of U.S. Futures Exchange, effective as of July 1, 2007. |
09/07/2007 |
Certified |
10/22/2007 |
|
2 |
| CCFE |
Implements a new market maker program, commencing on May 5, 2008. CFFE #08-13 |
05/01/2008 |
Certified |
06/23/2008 |
|
2 |
| CME |
Changes opening time for all Globex listed Dairy Futures and Options. CME #09-236 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
