| CME |
Modifications to the E-mini Equity Index Futures BTIC Market Maker Program |
12/20/2022 |
Certified |
01/05/2023 |
|
2 |
| COMEX |
Weekly Notification of Rule Amendments - Week of November 6, 2023 |
11/14/2023 |
Notified |
11/14/2023 |
|
1 |
| CME |
Extension of the FX Futures & Options Member EFRP Fee Discount Program |
12/22/2023 |
Certified |
01/09/2024 |
|
1 |
| USFE |
Adopts amendments to the Market Maker Agreements for the FX Spot Equivalent Futures contracts to enhance the quality of certain of the FX SEF markets. USFE # 07-13 |
11/28/2007 |
Certified |
12/10/2007 |
|
1 |
| CCFE |
Allows the transfer of Trading Privilege Holder (TPH) trading privileges under limited circumstances. CCFE #08-08 |
03/25/2008 |
Certified |
05/21/2008 |
|
1 |
| NFX |
Amending Rule 102 and add additional language to specify certain criteria required to qualify for membership at NFX. NFX #2012-08 |
04/26/2012 |
Certified |
05/11/2012 |
|
1 |
| NYMEX |
Implementing a Market Making Program in support of European carbon products that are traded on the Globex Platform. NYMEX #12-208 |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
| CME |
Listing of USD Denominated Ibovespa Futures. CME #12-298 |
10/04/2012 |
Certified |
10/20/2012 |
|
1 |
| NYLIFFE |
Announcing the Modification of the Block Trade Thresholds for Two-Year US Treasury, Five-Year US Treasury, Ten-Year US Treasury, US Bond and Ultra Long US Treasury Bond Futures. NYLIFFE #2013-118 |
09/06/2013 |
Certified |
09/21/2013 |
|
1 |
| CME |
Modifications to CME FX Premium Quoted Options Market Maker Program. CME #13-457 |
12/11/2013 |
Certified |
12/27/2013 |
|
1 |
| CME |
Modification to Settlement Methodology for S&P GSCI Commodity Index Futures. CME #14-099 |
04/01/2014 |
Certified |
04/16/2014 |
|
1 |
| NYMEX |
Weekly Notification of Rule Amendments - Week of January 5, 2015 |
01/14/2015 |
Notified |
01/14/2015 |
|
1 |
| CDE |
Extension of the Liquidity Provider Program for Eris Exchange Interest Rate Swap Futures Contracts listed for trading by the Exchange. |
02/13/2015 |
Certified |
02/27/2015 |
|
2 |
| NYMEX |
Modifications to the Natural Gas Financial Products Market Maker Program |
08/17/2015 |
Certified |
08/31/2015 |
|
2 |
| CFE |
The Amendment deletes CFE's Volatility Index Security Futures Lead Market Maker Program and extends the term of CFE's DPM Market Performance Benchmarks Program. |
11/24/2015 |
Withdrawn |
11/24/2015 |
|
1 |
| CBOT |
Modifications to the Emerging Markets Bank Incentive Program |
12/11/2015 |
Certified |
12/28/2015 |
|
1 |
| NFX |
Recertify the Trading Incentive Program ("Program") for certain energy contracts listed on the Exchange. |
04/29/2016 |
Certified |
05/13/2016 |
|
1 |
| CME |
Amendments to the Bursa Malaysia Crude Palm Oil - Gasoil Spread Futures Contract |
07/22/2016 |
Certified |
08/05/2016 |
|
1 |
| COMEX |
Amendments to Rule 106.K. ("Transfer to a Trust") |
09/01/2016 |
Certified |
09/16/2016 |
|
1 |
| NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
10/25/2016 |
Certified |
11/08/2016 |
|
3 |
| CME |
Amendments to CME Rule 855. ("Offsetting Different Sized Futures Positions") |
11/30/2016 |
Certified |
12/14/2016 |
|
2 |
| NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") Table |
03/01/2017 |
Certified |
03/15/2017 |
|
2 |
| NFX |
Rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for new NFX PJM Zonal Financial Futures ("PJM Futures"). |
04/10/2017 |
Certified |
04/24/2017 |
|
2 |
| CFE |
The Amendment extends CFE Policy and Procedure XXIV to extend the term of CFE's Southern Hemisphere New Proprietary Trading Firm Incentive Program. |
12/14/2017 |
Certified |
12/29/2017 |
|
1 |
| NFX |
Amendments to the Energy Broker Incentive Program. |
06/15/2018 |
Certified |
06/29/2018 |
|
2 |
| CBOT |
Modifications to the Retail Broker Incentive Program |
01/16/2019 |
Certified |
02/01/2019 |
|
1 |
| OCX |
OneChicago fee change |
02/13/2019 |
Certified |
02/28/2019 |
|
1 |
| COMEX |
Implementation of the Global Aluminum Futures Market Maker Program |
06/14/2019 |
Certified |
06/28/2019 |
|
2 |
| NYMEX |
Implementation of the Henry Hub Strips Liquidity Provider Program |
09/13/2019 |
Certified |
09/27/2019 |
|
2 |
| ICE US |
The Exchange is extending the terms of the NYSE FANG+T Index Exchange Member Firm Fee Program through December 31, 2020. |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| NODAL |
Revised Nodal Exchange Trading Hours on February 4th and February 5th, 2020 for Power Futures, NG Penultimate Futures and Options contracts |
01/16/2020 |
Certified |
01/31/2020 |
|
1 |
| CFE |
Update Fee Schedule |
05/11/2020 |
Certified |
05/26/2020 |
|
1 |
| NYMEX |
Modifications to the Financial Natural Gas Spreads & Strips Market Maker Program |
06/12/2020 |
Certified |
06/26/2020 |
|
2 |
| SMFE |
Amendments to Chapter 1, Rule 504, Rule 515, Rule 516, Rule 521, Rule 904, Rule 1003, Rule 1012, Chapter 30, Chapter 31 and Chapter 32 |
08/06/2020 |
Certified |
08/19/2020 |
|
2 |
| CME |
Implementation of the Emerging Markets and Scandi Market Maker Program |
01/14/2021 |
Certified |
01/29/2021 |
|
2 |
| BTNL |
Rulebook Update |
05/05/2021 |
Certified |
05/19/2021 |
|
1 |
| COMEX |
Amendments to CME and CBOT Rule 524.B. ("Basis Trade at Index Close (`BTIC') Transactions") and Issuance of CME Group Market Regulation Advisory Notice RA2203-5 |
07/08/2022 |
Certified |
07/22/2022 |
|
1 |
| CBOT |
Modifications to the MAC Swap Futures Incentive Program |
10/12/2022 |
Certified |
10/26/2022 |
|
1 |
| CBOT |
Modifications to the E-mini Equity Index Futures BTIC Market Maker Program |
12/20/2022 |
Certified |
01/05/2023 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of February 6, 2023 |
02/14/2023 |
Notified |
02/14/2023 |
|
1 |
| CME |
Implementation of the E-mini Options Overnight Market Maker Program |
06/28/2023 |
Certified |
07/13/2023 |
|
2 |
| CME |
Modifications to the FX Options Block Broker Rebate Program |
12/22/2023 |
Certified |
01/09/2024 |
|
2 |
| CME |
Supplements harmonization of CBOT and CME Rulebooks, modifies CTR Enforcement Program and Sanction Schedule during the interim period before CBOT adopts the CME Price Reporting System in 1-08. CME # 07-96 |
11/29/2007 |
Certified |
01/30/2008 |
|
1 |
| NYMEX |
Clarifies that the trading of Existing Platinum and Palladium Futures Contracts on ClearPort Clearing is through EFPs and EFSs. NYMEX #8.120R |
12/04/2008 |
Certified |
12/18/2008 |
|
1 |
| NYMEX |
Implementing a Liquidity Provider Program in support of former Green Exchange products that are traded on the Globex platform or cleared via CME ClearPort. NYMEX #12-209 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| CFE |
Amending CFE rules consistent with the rules, acceptable practices, and guidance, under Core Principles. CFE #2012-26 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| CME |
Establishment of a Block Trade Minimum Threshold in One New and One Existing CME Product. CME/CBOT #13-363 |
09/09/2013 |
Certified |
09/24/2013 |
|
1 |
| OCX |
Notice to Members - Position Limit Exemption Requests - requires that the requests be signed by an officer or director of the firm. OCX #14-001 |
03/11/2014 |
Certified |
03/25/2014 |
|
1 |
| CME |
Revisions to NYMEX/COMEX Rule 539, to establish an additional order entry protocol by which brokers may submit certain futures and options on futures orders into CME Globex. CME/CBOT/NYMEX/COMEX #14-184 |
05/23/2014 |
Certified |
06/10/2014 |
|
1 |
| TRUEEX |
Updated Table of Amendments/Revisions to Rulebook. TRUEEX #2014-12DR |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
